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CNCA CURC-05-2019: (The specific requirements of the implementation rules for the certification of urban rail transit equipment products-urban rail transit-electric passenger train control and diagnosis system)
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| CNCA CURC-05-2019 | English | 279 |
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(The specific requirements of the implementation rules for the certification of urban rail transit equipment products-urban rail transit-electric passenger train control and diagnosis system)
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CNCA CURC-05-2019
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Basic data | Standard ID | CNCA CURC-05-2019 (CNCA-CURC-05-2019) | | Description (Translated English) | (The specific requirements of the implementation rules for the certification of urban rail transit equipment products-urban rail transit-electric passenger train control and diagnosis system) | | Sector / Industry | China Compulsory Certification (CCC) Implementation Rules | | Classification of Chinese Standard | CNC | | Word Count Estimation | 12,136 | | Date of Issue | 2019-04-30 | | Date of Implementation | 2019-04-30 | | Regulation (derived from) | National Certification and Accreditation Administration Announcement (2019) No. 11 | | Issuing agency(ies) | China National Accreditation Administration for Certification and Accreditation | CNCA CURC-05-2019: (The specific requirements of the implementation rules for the certification of urban rail transit equipment products-urban rail transit-electric passenger train control and diagnosis system)
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(The specific requirements of the implementation rules for the certification of urban rail transit equipment products-urban rail transit-electric passenger train control and diagnosis system)
Implementation rules for product certification of urban rail transit equipment
Number. CNCA -CURC-05..2019
Specific requirements-urban rail transit
Electric passenger train control and diagnosis system
2019-04-30 released
2019-04-30 implementation
Issued by the National Certification and Accreditation Administration Commission
table of Contents
1 Scope of application...1
2 Authentication mode...1
3 Classification of certification units and product standards...1
4 Requirements for certification application...1
5 Application documents...1
6 Type test...2
6.1 Product sampling inspection and testing requirements...2
7 Functional safety certification...3
8 Supplementary Requirements for Factory Quality Assurance Ability...3
8.1 General supplementary requirements...3
8.2 Additional requirements for documentation and consistency...3
Appendix 1 Classification and Product Standards of Certification Units for the Control and Diagnosis System of Urban Rail Transit Electric Passenger Car Train...5
Annex 2 List of key components and materials for the control and diagnosis system of urban rail transit electric passenger trains...5
Attachment 3 The necessary production equipment, process equipment, measuring instruments and testing methods for the control and diagnosis system of the urban rail transit electric passenger car train 6
Attachment 4 Testing Items of the Control and Diagnosis System of Urban Rail Transit Electric Passenger Cars...7
Implementation rules for product certification of urban rail transit equipment
Specific requirements-urban rail transit electric passenger train control and diagnosis system
1 Scope of application
This rule applies to the product certification of the control and diagnosis system for urban rail transit electric passenger trains.
"Urban Rail Transit Equipment Product Certification Implementation Rules General Requirements" are used in conjunction.
2 Authentication mode
Type testing, functional safety certification, initial factory inspection and supervision after certification. Type test content of products in this rule
For product sampling inspection and testing.
The safety integrity level requirements of the train control and diagnosis system software shall meet the requirements of SIL2 level.
It is recognized that when the non-software control measures adopted by the application product can cover all safety risks, the software safety integrity level can be level 0.
3 Division of certification units and product standards
1) The certification units are divided according to product type, purpose, etc. For the specific certification unit division and the product standards on which certification is based, see Annex 1.
2) Products produced by the same certification principal, the same specification and model, and different geographical production sites are different certification units
4 Requirements for certification application
1) The authentication client within the territory of the People's Republic of China shall hold a "business license" with legal personality or equivalent qualifications,
The overseas certification client shall hold the registration certificate required by the laws and regulations of the country/region where it is located, and its business scope shall cover the products for which certification is applied (referred to as "certified products", the same below).
2) The management system should meet the quality assurance ability requirements of the urban rail transit equipment product certification factory.
3) The product to be certified should have a legal source of technology.
4) Meet the requirements of laws and regulations.
5 Application documents
--Applying products that belong to the same certification unit should submit a product certification application form, including.
Product category. the product name in the rule name;
Product name. certification unit name;
Specification model. the parameters that should be provided according to the actual product model of the company;
The number and name of the certification applicable standard or technical specification file. fill in the standard in Annex 1, and only write the number;
Product unit. fill in the unit in appendix 1, only the number can be written.
--And attach one copy of the following documents.
1) Copy of "Business License" (including unified social credit code) or registration certificate.
2) Enterprise survey form (including detailed production sites, necessary production equipment, process equipment, measuring instruments and testing methods, working hours, language, etc.).
3) Quality manual or equivalent documents (controlled text) and list of procedure documents.
4) Relevant technical materials (corporate standards/product technical conditions, electrical schematic diagrams, system network topology diagrams, technical transfer documents when applicable, etc.) of the product to be certified.
5) Apply for a technical description of the differences between specifications and models in the same certification unit.
6) Documents to prove the legality of the technical source of the applied product or a statement that the applied product has no intellectual property rights infringement.
7) Other materials required by laws and regulations.
8) During the initial certification, the certification client needs to submit a vehicle test report representing the model product (the report should include at least
The basic function test, redundant function test, logic control function test, fault diagnosis system test items of this model product),
The certification sampling test will no longer carry out this test, and will not submit it during reassessment.
6 Type test
6.1 Product sampling inspection and testing requirements
6.1.1 Test basis
Serial number product name standard or technical specification document number and name
1 Train control and diagnosis system
T/CAMET 04003 Technical Specification for Train Control and Diagnosis System of Urban Rail Transit Electric Passenger Cars
6.1.2 Sampling plan
The product sampling plan is shown in Table 1.
6.1.3 Sampling requirements
6.1.3.1 The sampling work shall be carried out by the certification body or testing unit, and at least 2 sampling personnel shall be required.
6.1.3.2 Sampling at manufacturers or users.
6.1.3.3 The samples should be qualified and unused products.
6.1.3.4 The samples shall be packaged as required and sent by the manufacturer/user within the specified time to the designated inspection personnel.
Test location.
6.1.4 Test items
For the classification of the test items and test categories of the train control and diagnosis system, see Annex 4.
6.1.5 Determination of test results
The judgment of the train control and diagnosis system test results is shown in Table 2.
7 Functional safety certification
See "General Requirements for the Implementation Rules of Urban Rail Transit Equipment Product Certification" for functional safety certification requirements.
8 Supplementary Requirements for Factory Quality Assurance Ability
8.1 General supplementary requirements
1) The products to be certified shall continue to meet the requirements of certification standards or technical specifications, and the control of key components and materials shall meet the requirements of Annex 2.
2) Possess the process capability to ensure the quality of the products applied for certification, and the production equipment, process equipment, measuring instruments and testing methods meet the requirements of Annex 3.
3) Other requirements specified in product standards or technical specification documents.
8.2 Documentation and supplementary requirements for consistency
8.2.1 Document review
After accepting the initial application of the enterprise, the certification body shall organize technical personnel to review the documents, except for the clear documents of general requirements
In addition to software, product manuals, product software configuration lists, configuration (including changes) management methods (software), production
Product design and development document list (software), software development flow chart, safety certification documents, etc.
If the industry provides detailed technical documents, it shall notify the enterprise in writing to provide it, and issue a document review report after the document review.
8.2.2 System configuration consistency check
Check the consistency of the system software version of the product that the enterprise submits to apply for certification, and verify the inspection content and function test of the site
The report and the safety assessment report confirm that the versions are consistent. System security platform changes, software architecture changes, security core
Part of the algorithm logic changes, more complex safety function changes and major safety function defects overcome and other related system changes,
Safety assessment of changes is required, and functional testing by the certification body; system application control function changes, interface functions
Changes such as ability to change, general function changes, and defect overcoming should be implemented by the company’s internal security assessment process and change control process
And report to the certification body for the record; other data changes, non-safety function changes and other non-safety-related changes other than the above,
The enterprise implements the internal change control process and reports to the certification body for record.
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