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SN/T 5326.1-2020 PDF English

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SN/T 5326.1-2020English185 Add to Cart 0--9 seconds. Auto-delivery Guideline on validation of test methods for food and cosmetics of import and export - Part 1: General guideline Valid

Standard similar to SN/T 5326.1-2020

SN/T 3644 | GB/T 5490 | GB/T 5492 | SN/T 5326.5 | SN/T 5326.4 | SN/T 5326.2 |

Basic data

Standard ID SN/T 5326.1-2020 (SN/T5326.1-2020)
Description (Translated English) Guideline on validation of test methods for food and cosmetics of import and export - Part 1: General guideline
Sector / Industry Commodity Inspection Standard (Recommended)
Classification of Chinese Standard X04
Word Count Estimation 11,194
Date of Issue 30/12/2020
Date of Implementation 1/7/2021
Regulation (derived from) Announcement No. 136 (2020) of the General Administration of Customs
Issuing agency(ies) General Administration of Customs

SN/T 5326.1-2020: Guideline on validation of test methods for food and cosmetics of import and export - Part 1: General guideline



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Guideline on validation of test methods for food and cosmetics of import and export Part 1 : General guideline

Preface

The standard “Validation guidelines of analytical methods  for  imported and exported  food and cosmetics”  consists of the following 6 parts: ——Part 1: General guideline ; ——Part 2: Chemical methods ; ——Part 3: Traditional microbiology methods ; ——Part 4: Molecular biology methods ; ——Part 5: Immunology methods ; ——Part 6: Radioactive analytical methods. The following is the Part 1. This part is written according to the rules from GB/T 1.1-2009 “Standardization Guidelines Part 1: the Structure  and Writing Rules of Standards”. Please note that some of the contents in this part may involve patents. The publisher does not take responsibility  to identify these patents. This part is proposed and managed by the Department of General Operation, General Administration of Customs,  People’s Republic of China. This part  is drafted by  the  following  institutions: Shenzhen Inspection and Quarantine Research Institute,  Shenzhen Customs, District P.R. China, Shanghai Customs, Nanjing Customs, Tianjin Customs, Fuzhou Customs,  Hangzhou Customs, and Hefei Customs. This part is mainly drafted by the following people: Zhenfeng Yue, Feng Xiao, Chengui Xiao, Zhenyu Yang, Feng  Xue, Wenjie Zheng, Fang Yang, Qinting Jiang, and Fang Han. Validation guidelines of analytical methods for imported and exported food and cosmetics Part 1: General guideline

1 Scope

This part provides general guidelines for the standard validation of analytical methods for food and cosmetics. This part applies to the requirements of general validation for establishing standardized analytical methods on  food and cosmetics products, no matter  the standard is new, revised, or adopted/modified  from international  standards.  In addition, when  the  laboratories use non-standard methods or  independently developed new  methods, they can still refer to this part to verify the applicability of these methods.

2 Criteria for references

The following documents are indispensable for  the application of  this document. For the reference documents  with dates noted, only  the dated version applies  to  this document. For  the reference documents without date  noted, the latest edition (including all amendments) applies to this document. GB/T 27404 Laboratory quality control standard, Physical and chemical testing of food GB/T 27405 Laboratory quality control standard, Microorganism testing of food SN/T 0001—2016 The basic rules  for  the standards of physical and chemical methods on exported food and  cosmetics SN/T 3266 The standards of test methods and confirmation techniques of food microorganism

3 Terminology and definition

The terms and definitions established in SN/T 0001—2016 and SN/T 3266 applies to this standard. Additionally,  the following terms and definitions also apply to this standard.  3.1 Organization and management agency This agency is a professional organization, responsible for validating analytical methods, conducting organizing,  reviewing and other management activities. The technology standardization committee for food and the technology  standardization committee for cosmetics (hereinafter referred to as “standardization committee”) is responsible  for managing and reviewing the validation of related analytical methods. The standardization committee carries  out specific responsibilities through the secretariat,  including reviewing laboratory qualifications, establishing,  updating, maintaining and validating laboratory databases, appointing and organizing laboratories to carry out  validation, and organizing experts to review the validation documents and analyze validation data. 3.2 In-house validation The in-house validation is defined as: in the method developing laboratory, within an appropriate time interval,  and under different conditions, the performance of the same method is confirmed by testing and analyzing same  or different test materials.  3.3 Independent laboratory validation This validation is performed by the labs independent of the method developing party, aiming to test whether the  method performance can be replicated in other laboratories and to meet the expected analyzing purpose. 3.4 Inter-lab validation This validation is completed by organizing, executing, and evaluating the measurements on same samples from  two or more laboratories under same predetermined conditions, aiming to determine the method performance.

4 The basic principles of analytical method validation

4.1 Validation process The specific steps of validation are shown in Figure A.1 in Appendix A.  4.2 In-house validation 4.2.1  The method developing  laboratory completes  the method draft,  selects  the appropriate validation  parameters (the performance parameters of the method), and designs the in-house validation protocol. 4.2.2  After  the method developing  laboratory completes  the  in-house validation according  to  the selected  parameters and meets the requirements, they can submit the validation materials to the secretariat. Validation  materials should include method drafts, validation protocols, and validation reports. 4.2.3  The secretariat will organize experts to review the integrity and conformity of the validation materials.  4.3 Independent laboratory validation 4.3.1  After  the  in-house validation materials  are approved,  the  secretariat will  organize a  laboratory  independent of  the method developing party  to validate  the parameters (the performance parameters of  the  method) according to the proposed method. 4.3.2  After  the  independent validation  is completed,  the  laboratory will submit  the validation data  to  the  secretariat. 4.3.3  The secretariat will organize experts to review the independent validation data and evaluate whether the  collaborative validation should be conducted. Then they will send the results to the method developing party. 4.4 Inter-lab validation 4.4.1  The method developing laboratory is responsible for  formulating the inter-lab validation protocol and  submitting the protocol to secretariat for approval. 4.4.2  The secretariat will screen and organize appropriate validation laboratories to participate in inter-lab  validation, and then collect the validation data. 4.4.3  The laboratories participating in inter-lab validation will submit the validation data to the designated  statistical experts for data processing and analysis. 4.4.4  The statistical analysis results will be sent back to the method developing party.  4.5 The applications of validation data The validation  report  serves as a scientific basis  for  the standard  review. The secretariat will organize an  expert group  to evaluate whether  the method can achieve expected goals based on  the validation data and  make a conclusion. If the method does not meet the requirements, the conclusion will be notified to the method  developing laboratory, who will then make necessary modifications to the method.

5 Validation protocol

5.1 The method text The analytical method investigated by validation process should be a standardized method. This method ought  to be robust, that is, small changes in test process will not lead to unpredictable large fluctuations in test results.  In addition, documents of  the established method should be clear and complete. All  the important operations  involving test environment, including reagents and tools, initial inspection of the equipment, preparation of test  samples, etc., should be recorded in the method text. The types of  food substrate and target compound that apply  to  the method should be clearly described. The  typical food sample substrates can be found in SN/T 0001-2016 Appendix A. 5.2 The intended applications of the method The method developing  laboratory should describe the  intended applications of  the method according  to real  situations. The description of  the  intended applications should  include the purpose of  the method,  the  type,  existing form, distribution medium and concentration of the analyzing objects, as well as the current regulations  and dynamics, etc.;  if necessary,  the  time domain,  region, and  industry of  the applications should also be  included.  5.3 Validation parameters 5.3.1  The method developing laboratory should select appropriate validation parameters based on the intended  applications and formulate an in-house validation protocol. The typical validation parameters for chemistry test  methods are described in SN/T 0001-2016 and GB/T 27404, and the validation parameters for microbiology test  methods are shown in SN/T 3266 and GB/T 27405. 5.3.2  For the equivalently adopted international standard methods (including the formal methods published  by AOAC), only in-house validation is required; for the modified (equivalent) international standard methods  (including the formal methods published by AOAC), both in-house and independent laboratory validations are  required;  for other methods, all  three validations,  in-house validation,  independent laboratory validation, and  collaborative validation, are required. 5.3.3  In-house validation is performed by the method developing laboratory. All the technical parameters of  the method need to be validated. 5.3.4  Independent laboratory validation is completed by the laboratories independent of the method developing  party. The technical parameters that need to be validated are same as the in-house validation. 5.3.5  Inter-lab validation is performed by collaborative laboratories other than the method developing party.  For qualitative methods, at least sensitivity and specificity of the method need to be validated. For quantitative  methods, at least sensitivity, specificity, measurement range, accuracy, and reproducibility need to be validated.  6 The processes of in-house validation 6.1 In-house validation The method developing  laboratory should  first complete  the  in-house validation of all representative sample  substrates specified in the method text, in accordance with the validation protocol, and determine the preliminary  applicability of the method. During the in-house validation process, if the result of a certain parameter indicates  that the method cannot meet the specific requirements,  the method must be modified and re-validated until  it  can be proved to meet all the test requirements.  6.2 Review of the in-house validation materials After in-house validation is completed, the validation materials submitted to secretariat should include: method  draft,  in-house validation protocol (including operation  instructions), and in-house validation report. The  secretariat will organize experts to assess the integrity and conformity of the materials. If the submitted material  is  incomplete,  the experts committee will require the method developing party to make up for  the material;  if  the material is complete, the validation protocol is reasonable, and the existing validation results can meet the  requirements, the independent laboratory validation process will be performed.

7 The processes of independent laboratory validation

7.1 Independent laboratory validation The secretariat organizes a validation  laboratory  to conduct  independent  laboratory validation based on  the  protocol designed by the method developing party. The validation laboratory will test the validation parameters  (performance parameters of the method) repetitively in order to evaluate whether the method performance can  meet the expected analyzing goals.  7.2 Review of the independent laboratory validation data The secretariat organizes experts to review the independent laboratory validation data. If the data fails to meet  the expected analyzing goals, experts committee should send the results back to the method developing party and  require them to review the methods and re-conduct the in-house validation; if  the results satisfy the expected  analyzing goals, the inter-lab validation should be performed.  8 The processes of inter-lab validation 8.1 Choosing validation laboratories 8.1.1  The number of validation  laboratories p:  the number of  laboratories participating  in collaborative  validation is generally 8 to 15. At least 8 valid data reports are required. Only in very rare cases, such as the  number of validation laboratories is insufficient, the test cost is very high, or the samples are difficult to obtain,  etc., fewer laboratories can be used to conduct validation with the agreement from expert committee (no less than  5 valid data reports).  8.1.2  The selected validation laboratories should be representative and well-established. The locations should  also be considered. The selection of validation laboratories should be randomized. It  is not allowable  to only  select the laboratories with high capability and experience in validation area. The secretariat should randomly  select  the collaborative validation  laboratories  from the validation  laboratory database. And the selected labs  conduct collaborative experiments based on the validation protocol. The requirements for validation laboratories  are described in Appendix B. 8.2 The implementation of inter-lab validation 8.2.1  The secretariat contacts  the selected validation laboratories. Upon confirmation from the laboratories,  the validation samples (or/and standard solutions/substances) and operation  instructions are distributed  to  the participating  laboratories based on  the  inter-lab validation protocol. The collaborative experiments are  completed by the laboratories within specified time interval. 8.2.2  The number of tests that each laboratory needs to perform at every test level, n: normally, each laboratory  tests 3 times at every test level. If the possibility of suspicious test results is small, n=2 is generally acceptable.  8.3 Submission of validation data and statistical analysis 8.3.1  According to the requirements of task instructions, the laboratories participating in inter-lab validation  should submit  the  test data  in suggested  format (see Appendix C) to  the secretariat within  the specified  timeframe. 8.3.2  The secretariat  forwards  the data  to designated experts  for statistical analysis. After analyzing,  the  experts submit the result back to the secretariat. 8.3.3  The secretariat conducts necessary review on  the statistical analysis  result and send  it back  to  the  method developing laboratory.

9 Simple validation processes for emergency analytical methods

9.1 Scope of application Applicable to the validation for establishing emergency analytical methods.

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