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GB/T 45081-2024 English PDF

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GB/T 45081-2024: Artificial intelligence - Management system
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PDF similar to GB/T 45081-2024


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Basic data

Standard ID GB/T 45081-2024 (GB/T45081-2024)
Description (Translated English) Artificial intelligence - Management system
Sector / Industry National Standard (Recommended)
Classification of Chinese Standard L01
Classification of International Standard 35.020; 03.100.70
Word Count Estimation 46,428
Date of Issue 2024-11-28
Date of Implementation 2024-11-28
Issuing agency(ies) State Administration for Market Regulation, China National Standardization Administration

GB/T 45081-2024: Artificial intelligence - Management system

---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
National Standard of the People's Republic of China ICS 35.020;03.100.70CCS L 01 Artificial Intelligence Management System (ISO /IEC 42001.2023, Information technology-Artificial intelligence- 2024-11-28 Release 2024-11-28 Implementation State Administration for Market Regulation The National Standardization Administration issued

Table of Contents

Preface Ⅲ 1 Scope...1 2 Normative references ...1 3 Terms and Definitions 1 4 Organizational environment ...4 4.1 Understanding the organization and its environment 4 4.2 Understanding the needs and expectations of stakeholders 5 4.3 Determine the scope of the AI management system 5 4.4 Artificial Intelligence Management System 5 5 Leadership 5 5.1 Leadership and Commitment 5 5.2 Artificial Intelligence Policy 6 5.3 Positions, responsibilities and authorities 6 6 Planning...6 6.1 Measures to address risks and opportunities 6 6.2 AI goals and planning for their realization 8 6.3 Planning of Changes 9 7 Support...9 7.1 Resources 9 7.2 Capabilities 9 7.3 Consciousness 9 7.4 Communication 9 7.5 Documented Information 10 8 Run...10 8.1 Operational Planning and Control 10 8.2 Artificial Intelligence Risk Assessment 11 8.3 Response to AI Risks 11 8.4 Impact Assessment of Artificial Intelligence Systems 11 9 Performance Evaluation...11 9.1 Monitoring, measurement, analysis and evaluation 11 9.2 Internal Audit 11 9.3 Management Review 12 10 Improvements...12 10.1 Continuous Improvement 12 10.2 Nonconformity and Corrective Action 12 Appendix A (Normative) Reference Control Objectives and Controls ...14 Appendix B (Normative) Implementation Guidelines for AI Control ...17 B.1 Overview 17 B.2 Policy related to artificial intelligence 17 B.3 Internal Organization 18 B.4 Resources of AI Systems 19 B.5 Assessing the impact of AI systems 21 B.6 AI System Life Cycle 24 B.7 Data for AI Systems 29 B.8 Information about parties involved in artificial intelligence systems 30 B.9 Use of artificial intelligence systems 32 B.10 Third Party and Customer Relationships 34 Appendix C (Informative) Potential organizational goals and risk sources related to artificial intelligence 36 C.1 Overview 36 C.2 Objectives 36 C.3 Risk Sources 37 Appendix D (Informative) Management system for cross-domain or cross-industry use of artificial intelligence 38 D.1 Overview 38 D.2 Integration of AI management system with other management systems 38 References ...40

Foreword

This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for standardization work Part 1.Structure and drafting rules for standardization documents" Drafting is required. This document is equivalent to ISO /IEC 42001.2023 "Information Technology Artificial Intelligence Management System". The following minimal editorial changes were made to this document. --To be consistent with the existing standard system, the name of the standard will be changed to "Artificial Intelligence Management System". Please note that some of the contents of this document may involve patents. The issuing organization of this document does not assume the responsibility for identifying patents. This document was proposed and coordinated by the National Technical Committee for Information Technology Standardization (SAC/TC 28). This document was drafted by. China Electronics Technology Standardization Institute, Guangzhou CESI Standard Testing Institute Co., Ltd., Ant Technology Group Co., Ltd., Huawei Technologies Co., Ltd., Shenzhen Intellifusion Technologies Co., Ltd., Institute of Software, Chinese Academy of Sciences, Alibaba Cloud Computing Co., Ltd., Rockwell Automation Technology Group Co., Ltd., Guangdong Yudean Information Technology Co., Ltd., China Southern Power Grid Co., Ltd. Ultra-high Voltage Transmission Company, OPPO Guangdong Mobile Communications Co., Ltd., Shenzhen UBTECH Robotics Co., Ltd., Shanghai Enflame Technology Co., Ltd., Beijing CESI Certification Co., Ltd., iFLYTEK Co., Ltd., Inspur Software Technology Co., Ltd., Shanghai Tang Intelligent Technology Co., Ltd., Shanghai Artificial Intelligence Industry Association, Shanghai Computer Software Technology Development Center, Shandong Provincial Computing Center (National National Supercomputing Jinan Center), Wanda Information Co., Ltd. The main drafters of this document are. Sun Ning, Huang Shenghua, Yang Zhou, Ma Wanzhong, Lin Guanchen, Zheng Wenxian, Meng Lingzhong, Xu Hao, Rao Xue, Li Wei, Xue Xueqin, Jia Yijun, Shen Zhiyue, Zhang Wanli, Liu Zhangyu, Wang Ning, Li Gen, Liang Qiaoling, Mei Jingqing, Jiang Yan, Sun Pei, Ji Yuanlong, Qiao Yuping, Yang Tonghui, Zhong Junhao, Lin Yiwei, Jiang Hui, Wu Geng, Chen Minggang, Gao Yongchao, Tong Qing. Artificial Intelligence Management System

1 Scope

This document specifies requirements and provides guidance for establishing, implementing, maintaining and continually improving an AI management system within an organization. This document is intended for organizations that provide or use products or services from AI systems. Develop, provide or use AI systems to achieve their objectives and meet applicable regulatory requirements, as well as the obligations and expectations of interested parties. This document is applicable to organizations of all sizes, types and nature that provide or use AI system products or services.

2 Normative references

The contents of the following documents constitute the essential clauses of this document through normative references in this document. For referenced documents without a date, only the version corresponding to that date applies to this document; for referenced documents without a date, the latest version (including all amendments) applies to This document. ISO /IEC 22989.2022 Information technology - Artificial intelligence - Artificial intelligence concepts and terminology tificial intelligence-Artificial intelligence concepts and terminology)

3 Terms and definitions

For this document, the terms and definitions defined in ISO /IEC 22989.2022 and the following apply. 3.1 Organization person or group of people whose functions are organized into responsibilities, authorities and relationships to achieve objectives (3.6) Note 1.The concept of organization includes but is not limited to individual business operators, companies, corporate groups, firms, enterprises, institutions, regulatory agencies, partnerships, charities or research institutes. any research institution, or any part or combination of such institutions, whether or not having a legal personality, public or private. NOTE 2 If the organization is a component of a larger entity, the term “organization” refers only to that component within the scope of the AI management system (3.4). part. 3.2 interested party A person or organization that is in a position to influence, is affected by, or perceives itself to be affected by a decision or activity (3.1) NOTE. An overview of AI interested parties is provided in 5.19 of ISO /IEC 22989.2022. 3.3 top management a person or group of people who directs and controls an organization (3.1) at the highest level Note 1 to entry. Top management has the authority to delegate authority and provide resources within the organization. Note 2 to entry. If the scope of the management system (3.4) covers only part of an organization, top management is the person or persons who direct and control that part. A group of people. 3.4 Management system interrelated or interconnected functions of an organization (3.1) for establishing policies (3.5) and objectives (3.6) and processes (3.8) to achieve those objectives A set of elements that act.

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