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GB/T 42768-2023 English PDF

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GB/T 42768-2023: Public security - Risk assessment for urban security
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Basic data

Standard ID GB/T 42768-2023 (GB/T42768-2023)
Description (Translated English) Public security - Risk assessment for urban security
Sector / Industry National Standard (Recommended)
Classification of Chinese Standard A90
Classification of International Standard 13.200
Word Count Estimation 58,510
Date of Issue 2023-05-23
Date of Implementation 2023-05-23
Issuing agency(ies) State Administration for Market Regulation, China National Standardization Administration

GB/T 42768-2023: Public security - Risk assessment for urban security

---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
ICS 13:200 CCSA90 National Standards of People's Republic of China Public Safety Urban Safety Risk Assessment Released on 2023-05-23 2023-05-23 Implementation State Administration for Market Regulation Released by the National Standardization Management Committee

table of contents

Preface V Introduction VI 1 Scope 1 2 Normative references 1 3 Terms and Definitions 1 4 General principles and requirements 5 4:1 General principles 5 4:2 General requirements 5 5 Basic Process 6 6 Planning and preparation6 6:1 Determining goals and scope 6 6:2 Establishing an organization 7 6:3 Develop plans and programs7 6:4 Preliminary preparations 7 7 Risk identification 8 7:1 Basic process 8 7:2 Partition recognition unit 8 7:3 Field investigation 9 7:4 Identifying risks within the unit 9 8 Risk Analysis 10 8:1 Overview 10 8:2 Screening risks for analysis10 8:3 Point Risk Analysis 10 8:4 Category Risk Analysis 14 8:5 Regional Risk Analysis 14 9 Risk assessment 14 9:1 Basic requirements 14 9:2 Point risk assessment 14 9:3 Category risk assessment 15 9:4 Regional Risk Assessment 16 9:5 Risk assessment method 17 9:6 Risk assessment results 17 10 Application of risk assessment results 19 10:1 Risk treatment 19 10:2 Information management 20 10:3 Plans, drills and resource preparation 20 11 Risk Communication and Risk Update 20 11:1 Risk communication 20 11:2 Risk update 21 Appendix A (Informative) Typical Risk Identification Units for Urban Safety Risk Assessment 22 Appendix B (Informative) Basic Methods of Urban Safety Risk Assessment 23 B:1 Basic method of urban safety risk identification 23 B:2 Basic method of urban safety risk analysis 24 B:3 Basic method of urban safety risk assessment 25 Appendix C (Informative) Suggested List of Typical Risk Sources for Urban Safety 27 C:1 Suggested list of typical natural disaster risk sources27 C:2 Suggested list of typical accident disaster risk sources33 Appendix D (Informative) Incident Scenario Description Outline Question 38 Appendix E (Informative) Event Consequence Index Set and Consequence Level Guidelines 40 E:1 Event consequence indicator set40 E:2 Incident Consequence Level Criteria41 Appendix F (Informative) Fundamentals of Risk Assessment 47 Appendix G (Normative) Urban Safety Risk Assessment Report Format 48 G:1 Basic format 48 G:2 Specification 48 G:3 Cover format 48 G:4 Text format 50 Reference 51 Figure 1 Basic process of urban safety risk assessment6 Figure 2 Flow chart of point risk analysis 11 Figure G:1 cover pattern 49 Figure G:2 Urban safety risk assessment report text format 50 Table 1 Possibility level criteria that can be referred to (taking a city as an example) 13 Table 2 Risk level criteria for applying the risk matrix approach15 Table 3 Guidelines for regional risk levels that can be referred to16 Table 4 Contents of Point Risk List 18 Table 5 Contents of Category Risk List 18 Table A:1 Typical risk identification units for urban safety risk assessment 22 Table B:1 Basic methods for identification of urban safety risk sources 23 Table B:2 Basic methods for identification of urban security incidents 24 Table B:3 Basic method for consequence analysis of urban safety risks 24 Table B:4 Basic method for possibility analysis of urban safety risks 25 Table B:5 Basic method for risk level assessment of urban safety risks 25 Table B:6 Basic method for risk level evaluation of urban safety risks 26 Table C:1 Suggested list of typical natural disaster risk sources27 Table C:2 Typical Accident Disaster Risk Source Suggested List 33 Table D:1 Outline Questions for Incident Scenario Description 38 Table E:1 Event Consequence Indicator Set 40 Table E:2 Consequence indicator "person (M)" level criteria 41 Table E:3 Consequence Indicator "Economic Loss (EC)" Rating Criteria 42 Table E:4 Classification criteria for the consequence indicator "Water supply (O1)"42 Table E:5 Classification criteria for the consequence indicator "Electricity (O2)"42 Table E:6 Consequence indicator "gas (O3)" grade criteria 43 Table E:7 Consequence indicator "traffic (O4) --- area" level criteria43 Table E:8 Consequence Indicator "Traffic (O4) --- Urban Roads" Grade Criteria 43 Table E:9 Classification criteria for the consequence indicator "Communication (O5)"44 Table E:10 Classification criteria for the consequence indicator "Food (O6)"44 Table E:11 Rating criteria for the outcome indicator "Public Administration and Services (O7)"44 Table E:12 Classification criteria for the consequence indicator "protected area (EN1)"45 Table E:13 Classification criteria for the consequence indicator "Land (EN2)"45 Table E:14 Consequence Indicator "Water Area (EN3)---River" Grade Criteria 45 Table E:15 Consequence indicator "Water area (EN3)---Lake" level criteria 45 Table E:16 Consequence indicator "atmosphere (EN4)" rating criteria46 Table E:17 Classification criteria for the consequence indicator "Interruption of social life (S1)"46 Table E:18 Grade Criteria for Consequence Indicator "Social Concern (S2)" 46

foreword

This document is in accordance with the provisions of GB/T 1:1-2020 "Guidelines for Standardization Work Part 1: Structure and Drafting Rules for Standardization Documents" drafting: Please note that some contents of this document may refer to patents: The issuing agency of this document assumes no responsibility for identifying patents: This document is proposed and managed by the National Standardization Technical Committee on Public Safety Basics (SAC/TC351): This document is drafted by: China National Institute of Standardization, China Academy of Safety Production Sciences, Tsinghua University, Shenzhen Urban Safety Technology Research Institute Research Institute Co:, Ltd:, Beijing Academy of Science and Technology, State Grid Sichuan Electric Power Company Electric Power Research Institute, Beijing Academy of Science and Technology Institute of Urban Safety and Environmental Science, China University of Mining and Technology (Beijing), China Coal Science and Industry Group Chongqing Research Institute Co:, Ltd:, China Railway Engineering Design Consulting Group Co:, Ltd:, China Power Construction Group East China Survey and Design Research Institute Co:, Ltd:, Nanjing University of Technology, Chengdu Ding'anhua Smart IoT Network Co:, Ltd:, Zhejiang Jiuhe Geological Ecological Environment Planning and Design Co:, Ltd:, Zhongshui Sanli Data Technology Co:, Ltd:, Hangzhou Lu Seoul Wulian Technology Co:, Ltd:, CMEC Engineering Consulting (Chongqing) Co:, Ltd:, Shenzhen Geological Bureau, China Railway Fourth Bureau Group Co:, Ltd:, Guangxi Jiaotong Group Co:, Ltd:, China Railway Shanghai Engineering Bureau Group Co:, Ltd:, China Harbor Engineering Co:, Ltd:, Jiangsu Provincial Bureau of Geology and Mineral Resources No: First Geological Brigade, PowerChina Beijing Survey and Design Research Institute Co:, Ltd:, Shenzhen Institute of Geological Environment Co:, Ltd:, China Railway Shanghai Design Institute Group Co:, Ltd:, Poly Xinlian Blasting Engineering Group Co:, Ltd:, Shenzhen Water Planning and Design Institute Co:, Ltd:, JSTI Group Co:, Ltd:, Saifeite Engineering Technology Group Co:, Ltd:, Lanzhou Survey and Mapping Research Institute, China Railway Construction Bridge Engineering Bureau Group Co:, Ltd:, Guizhou Provincial Transportation Planning Survey and Design Research Institute Co:, Ltd:, Guangzhou Metro Group Co:, Ltd:, Hunan Zhili Engineering Technology Co:, Ltd:, China Railway 12th Bureau Group First Engineering Co:, Ltd:, China Municipal Engineering Northwest Design and Research Institute Co:, Ltd:, Shenzhen Geological Construction Engineering company, China Railway Long Engineering Group Co:, Ltd:, Hunan Provincial Transportation Planning Survey and Design Institute Co:, Ltd:, Guangzhou University, Xiamen Jiuan Security Testing and Evaluation Office Co:, Ltd:, Sichuan Zhengji Geotechnical Engineering Co:, Ltd:, Shenzhen Longgang River Pingshan River Basin Management Center, China Railway Construction Group Zhongnan Construction Co:, Ltd:, China Science and Technology Industrialization Promotion Association: The main drafters of this document: Zhang Chao, Qin Tingxin, Kang Rongxue, Weng Wenguo, Zhang Shaobiao, Xu Fengjiao, Chen Ling, Zhu Wei, Zhang Hui, Wang Wan, Wu Jiansong, Zhou Qian, Dai Baogan, Zuo Zhe, Chen Ying, Chen Yong, Liu Mengting, Zhou Yangfan, Qu Ying, Zeng Mingrong, Lu Gang, Liu Jianyou, Zang Yanwei, Jiang Juncheng, Zhang Mingguang, Zhuang Yongzhong, Kang Yueming, Chen Jie, Li Bing, Hu Hui, Zheng Jianhong, Zhang Ming, Liu Jiaguo, An Gangjian, Wang Hua, Jia Dongrong, Yang Jiayan, Xu Chenghua, Yang Haijun, Ma Junwei, Liu Jianhong, Zhao Mingsheng, Chen Kai, He Miao, Li Di, Kang Yongtai, Rao Shengbin, Su Chunsheng, Du Bin, Fang Enquan, Lu Guangyin, Zhang Shangwei, Tong Jingsheng, Luo Sheng, Hu Huihua, Deng Jun, Tian Yuzhong, Tian Liang, Yu Bangjiang, Hu Yunbing, Du Zunlong, Chang Renkai, Yuan Qihu, Zhang Fei, Tao Ran, Tang Guoyi, Li Shanfei, Feng Qiang, Zhu Derong, Li Jie, Wang Yan, Hu Huaiyu, Meng Zhaohai, Zhang Yongzhong, Li Fuqing, Wei Xiaonan, Liao Hongyan, Zhang Jiasong, Wang Chunbo, Liu Rong, Qiu Youfu, Yu Suirong, Liu Huaqiang, Wu Hengqing, Liu Rongpeng, Lu Chengxu, Wang Jian:

Introduction

With the rapid development of my country's urban construction, the urban population, functions and scale continue to expand, and the development mode, industrial structure and regional layout are changing: Profound changes have taken place in the city, making urban security risks present new characteristics, and urban security management is facing new challenges: my country proposes to improve risk prevention Standardize the resolution mechanism, insist on preventing and defusing major security risks from the source, and truly solve the problem at the budding stage and before it becomes a disaster: Serving the risk assessment of urban security management, it can comprehensively and accurately identify the sources of urban security risks, analyze the possibility of incidents and The possible consequences of casualties, economic losses, interruption of urban operation, impact on the ecological environment and social order, etc:, determine the risk level, Establish a foundation for subsequent risk management, improvement of emergency plans, emergency drills and other important emergency management tasks: In order to standardize my country's urban safety risk assessment work, this document is formulated, and the normative requirements and technical methods for the whole process of risk assessment are proposed: In order to improve the standardization, systematization and scientificity of my country's urban security risk assessment, and enhance the impact of risk assessment on urban security system construction and security development: The supporting role of exhibition city construction and so on: Public Safety Urban Safety Risk Assessment

1 Scope

This document establishes the general principles of urban safety risk assessment, specifies general requirements, basic procedures, planning and preparation, and risk identification: risk analysis, risk assessment, risk assessment results and application, risk communication and update: This document applies to both natural disasters and accidents in built-up areas of sub-provincial cities, prefecture-level administrative regions, and administrative districts (counties) directly under the central government: Risk assessment of class risks: Safety risk assessments conducted by other regional or industry authorities can be used as a reference:

2 Normative references

The contents of the following documents constitute the essential provisions of this document through normative references in the text: Among them, dated references For documents, only the version corresponding to the date is applicable to this document; for undated reference documents, the latest version (including all amendments) is applicable to this document: GB 18218 Identification of Major Hazard Sources of Hazardous Chemicals GB/T 23694-2013 Risk Management Terminology GB/T 26376-2010 Basic Terminology for Natural Disaster Management GB/T 31593:3 Fire Safety Engineering Part 3: Guidelines for Fire Risk Assessment GB/T 34708 General Rules for Risk Assessment of Chemicals GB/T 35561-2017 Classification and coding of emergencies GB 36894 Hazardous Chemical Production Plants and Storage Facilities Risk Benchmark GB/T 38076 Technical Guidelines for Environmental Risk Assessment and Prevention and Control of Oil Pipelines MZ/T 030 Risk Assessment Method for House Collapse Caused by Rainstorm QX/T 85 Technical Specifications for Lightning Disaster Risk Assessment QX/T 511 Technical Specification for Meteorological Disaster Risk Assessment Hail Implementation Plan for the First National Comprehensive Risk Survey of Natural Disasters (National Disaster Insurance Pubanfa [2021] No: 6)

3 Terms and Definitions

The following terms and definitions defined in GB/T 23694-2013 and GB/T 26376-2010 apply to this document: 3:1 risk risk Impact of uncertainty on goals: Note 1 to entry: Risk is usually expressed by a combination of event consequences (including changes in circumstances) and the likelihood of an event occurring: Note 2: Uncertainty mainly refers to the uncertainty of the occurrence and development of potential events: Note 3 to entry: Risks are usually distinguished by potential events, consequences, or a combination of both: Note 4: The risk of natural disasters is generally expressed as a combination of the risk of hazards, the stability (sensitivity) of the disaster-forming environment and the vulnerability of hazard-bearing bodies: Among them, disaster The frequency of hazard-causing factors and the sensitivity of hazard-forming environment to hazard-causing factors in the factor risk can correspond to the possibility of event occurrence; the intensity of hazard-causing factors, The quantitative relationship between the duration, coverage and the exposure of hazard-affected bodies to hazard-causing factors, and the hazard-causing and damage-causing conditions under specific disaster-forming environmental conditions can correspond to to the consequences of the event:

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