CNCA 00C-004-2013 PDF English
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China Compulsory Certification Implementation Rules - Utilization of manufacturing enterprise test resources and other certification results
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CNCA 00C-004-2013: China Compulsory Certification Implementation Rules - Utilization of manufacturing enterprise test resources and other certification results
---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCA00C-004-2013
Notice of the CNCA on Issue of China Compulsory
Certification Implementation Rules for Manufacturing
Enterprise Classification Management
No.27, 2013
In order to further promote the scientific, standardized, and effective implementation of
compulsory certification, according to “Certification & Accreditation Ordinances”,
“Administrative Measures for China Compulsory Certification”, and the overall plan for
document adjustment of China compulsory certification implementation rules, the
Certification and Accreditation Administration of the PRC (CNCA) has completed the
preparation of two new general implementation rules. “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management, Certification
Mode Selection and Determination” and “China Compulsory Certification Implementation
Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification
Results”, now released for implementation.
Notice is hereby given.
Table of Contents
0 Introduction... 4
1 Terms and definitions... 4
1.1 TMP mode... 4
1.2 WMT mode... 4
2 Utilization of factory testing resource... 4
2.1 Application scope... 4
2.2 Implementation mode... 5
2.3 Condition requirements... 5
2.4 Qualification and maintenance... 7
2.5 Duties and responsibilities... 7
2.6 Implementation requirements... 8
2.7 Charges... 8
3 Utilization of other certification results... 9
3.1 Application scope... 9
3.2 Responsibilities... 9
3.3 Implementation requirements... 10
3.4 Charges... 10
1 Terms and definitions
1.1 TMP mode
The mode in which the designated laboratory directly uses the testing equipment in the
factory laboratory to conduct testing [Testing at Manufacturer's Premises, abbreviated as
TMP].
1.2 WMT mode
The mode in which the designated laboratory uses the testing equipment in the factory
laboratory to witness testing [Witnessed Manufacturer's Testing, abbreviated as WMT].
2 Utilization of factory testing resource
2.1 Application scope
2.1.1 Type test. It only applies to the following CCC certified products
2.2 Implementation mode
According to the comprehensive situation of equipment resources, human resources, and
soft resources of factory laboratory, combined with product characteristics, the utilization
of factory testing resources for sample testing is classified into TMP and WMT modes.
2.2.1 TMP mode
Qualified engineers from designated laboratories sent by designated certification bodies
use the testing equipment of factory laboratory for testing. The factory shall send testing
personnel to assist.
2.2.2 WMT mode
Qualified engineers from designated laboratories sent by designated certification bodies
witness the factory laboratory’s test conditions and all tests completed by using the
laboratory’s equipment, or according to the test plan submitted by the factory to certification
body, witness part of the test conditions and the test items.
2.3 Condition requirements
This Rules specifies the basic conditions for the utilization of factory testing resources. The
designated certification body shall, according to specific products and specific
management needs, establish specific condition requirements.
2.3.1 TMP mode
2.3.2 WMT mode
2.4 Qualification and maintenance
2.4.1 The factory shall apply to the certification body, and conduct self-inspection according
to the above conditions, and submit the self-inspection results and related materials to the
certification body for review with the application.
2.4.2 The certification body shall conduct regular (e.g., once a year, determined according
to the frequency of utilization) supervision of the approved factory laboratories (which may
be conducted in combination with the factory annual supervision), and organize the factory
laboratories to participate in the comparison test, to ensure the accuracy and validity of the
test results and maintain qualifications.
2.5 Duties and responsibilities
2.5.1 Duties
2.5.1.1 Duties of designated certification body
2.5.1.2 Duties of designated laboratory
2.5.2 Responsibilities
The utilization of factory testing resources for sample testing does not exempt, mitigate, or
transfer the responsibility of designated laboratories and certification bodies specified in
“Administrative Provisions on China Compulsory Certification” for test results and
certification results.
2.6 Implementation requirements
The certification body shall formulate specific implementation procedures according to the
above principles, clarify the specific responsibilities of each party in the implementation
process, and sign relevant agreements with designated laboratories and factory
laboratories, to make arrangements for confidentiality, safety responsibility of engineers,
and other related matters.
2.7 Charges
The TMP testing fee shall be charged according to the upper limit between the 50% of
“Product Testing Fee Standard for China Compulsory Certification” filed with the National
Development and Reform Commission and the man-hour man-day fees for laboratory
capability review and on-site inspection (The maximum shall not exceed 100% of the total
testing fees).
3 Utilization of other certification results
3.1 Application scope
The implementation rules for the certificate of product certification and certificate of
management system certification, issued by the certification body authorized and approved
by the CNCA, shall be filed in accordance with national regulations. The certificates shall
be valid.
3.1.2 System certification
When implementing compulsory product certification, enterprises with valid certificates of
service and management system certification issued by the certification body authorized
by the CNCA, shall be evaluated by the certification body according to the actual situation.
3.2 Responsibilities
The utilization of voluntary certification results does not exempt, mitigate, or transfer the
responsibility of designated laboratories and certification bodies specified in
“Administrative Provisions on China Compulsory Certification” for test results and
certification results.
3.3 Implementation requirements
The designated certification body shall establish management procedures for utilization of
other certification results,
Notice of the CNCA on Issue of China Compulsory
Certification Implementation Rules for Manufacturing
Enterprise Classification Management
No.27, 2013
In order to further promote the scientific, standardized, and effective implementation of
compulsory certification, according to “Certification & Accreditation Ordinances”,
“Administrative Measures for China Compulsory Certification”, and the overall plan for
document adjustment of China compulsory certification implementation rules, the
Certification and Accreditation Administration of the PRC (CNCA) has completed the
preparation of two new general implementation rules. “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management, Certification
Mode Selection and Determination” and “China Compulsory Certification Implementation
Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification
Results”, now released for implementation.
Notice is hereby given.
Table of Contents
0.Introduction... 4
1.Terms and definitions... 4
1.1 TMP mode... 4
1.2 WMT mode... 4
2.Utilization of factory testing resource... 4
2.1 Application scope... 4
2.2 Implementation mode... 5
2.3 Condition requirements... 5
2.4 Qualification and maintenance... 7
2.5 Duties and responsibilities... 7
2.6 Implementation requirements... 8
2.7 Charges... 8
3.Utilization of other certification results... 9
3.1 Application scope... 9
3.2 Responsibilities... 9
3.3 Implementation requirements... 10
3.4 Charges... 10
1.Terms and definitions
1.1 TMP mode
The mode in which the designated laboratory directly uses the testing equipment in the
factory laboratory to conduct testing [Testing at Manufacturer's Premises, abbreviated as
TMP].
1.2 WMT mode
The mode in which the designated laboratory uses the testing equipment in the factory
laboratory to witness testing [Witnessed Manufacturer's Testing, abbreviated as WMT].
2.Utilization of factory testing resource
2.1 Application scope
2.1.1 Type test. It only applies to the following CCC certified products
2.2 Implementation mode
According to the comprehensive situation of equipment resources, human resources, and
soft resources of factory laboratory, combined with product characteristics, the utilization
of factory testing resources for sample testing is classified into TMP and WMT modes.
2.2.1 TMP mode
Qualified engineers from designated laboratories sent by designated certification bodies
use the testing equipment of factory laboratory for testing. The factory shall send testing
personnel to assist.
2.2.2 WMT mode
Qualified engineers from designated laboratories sent by designated certification bodies
witness the factory laboratory’s test conditions and all tests completed by using the
laboratory’s equipment, or according to the test plan submitted by the factory to certification
body, witness part of the test conditions and the test items.
2.3 Condition requirements
This Rules specifies the basic conditions for the utilization of factory testing resources. The
designated certification body shall, according to specific products and specific
management needs, establish specific condition requirements.
2.3.1 TMP mode
2.3.2 WMT mode
2.4 Qualification and maintenance
2.4.1 The factory shall apply to the certification body, and conduct self-inspection according
to the above conditions, and submit the self-inspection results and related materials to the
certification body for review with the application.
2.4.2 The certification body shall conduct regular (e.g., once a year, determined according
to the frequency of utilization) supervision of the approved factory laboratories (which may
be conducted in combination with the factory annual supervision), and organize the factory
laboratories to participate in the comparison test, to ensure the accuracy and validity of the
test results and maintain qualifications.
2.5 Duties and responsibilities
2.5.1 Duties
2.5.1.1 Duties of designated certification body
2.5.1.2 Duties of designated laboratory
2.5.2 Responsibilities
The utilization of factory testing resources for sample testing does not exempt, mitigate, or
transfer the responsibility of designated laboratories and certification bodies specified in
“Administrative Provisions on China Compulsory Certification” for test results and
certification results.
2.6 Implementation requirements
The certification body shall formulate specific implementation procedures according to the
above principles, clarify the specific responsibilities of each party in the implementation
process, and sign relevant agreements with designated laboratories and factory
laboratories, to make arrangements for confidentiality, safety responsibility of engineers,
and other related matters.
2.7 Charges
The TMP testing fee shall be charged according to the upper limit between the 50% of
“Product Testing Fee Standard for China Compulsory Certification” filed with the National
Development and Reform Commission and the man-hour man-day fees for laboratory
capability review and on-site inspection (The maximum shall not exceed 100% of the total
testing fees).
3.Utilization of other certification results
3.1 Application scope
The implementation rules for the certificate of product certification and certificate of
management system certification, issued by the certification body authorized and approved
by the CNCA, shall be filed in accordance with national regulations. The certificates shall
be valid.
3.1.2 System certification
When implementing compulsory product certification, enterprises with valid certificates of
service and management system certification issued by the certification body authorized
by the CNCA, shall be evaluated by the certification body according to the actual situation.
3.2 Responsibilities
The utilization of voluntary certification results does not exempt, mitigate, or transfer the
responsibility of designated laboratories and certification bodies specified in
“Administrative Provisions on China Compulsory Certification” for test results and
certification results.
3.3 Implementation requirements
The designated certification body shall establish management procedures for utilization of
other certification results,
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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