CNCA 00C-003-2013 PDF English
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China Compulsory Certification Implementation Rules - Manufacturing enterprise classification management, certification mode selection and determination
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CNCA 00C-003-2013: China Compulsory Certification Implementation Rules - Manufacturing enterprise classification management, certification mode selection and determination
---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCA00C-003-2013
Notice of the CNCA on Issue of China Compulsory
Certification Implementation Rules for Manufacturing
Enterprise Classification Management
No.27, 2013
In order to further promote the scientific, standardized, and effective implementation of
compulsory certification, according to “Certification & Accreditation Ordinances”,
“Administrative Measures for China Compulsory Certification”, and the overall plan for
document adjustment of China compulsory certification implementation rules, the
Certification and Accreditation Administration of the PRC (CNCA) has completed the
preparation of two new general implementation rules. “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management, Certification
Mode Selection and Determination” and “China Compulsory Certification Implementation
Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification
Results”, now released for implementation.
Notice is hereby given.
Table of Contents
0 Introduction... 4
1 Scope... 4
2 Terms and definitions... 4
3 Manufacturing enterprise classification management... 5
4 Selection and determination of certification mode... 11
1 Scope
This Rules specifies the following two parts.
(a) The basic requirements that the certification body shall meet when establishing the
classification management mechanism for manufacturing enterprises;
(b) Based on the basic certification mode, the general requirements for the certification
body to select and determine the certification mode for specific implementation
according to the products produced by the manufacturing enterprise.
2 Terms and definitions
2.1 Manufacturing enterprise classification management
The manufacturing enterprise classification management referred to in this Implementation
Rules means that, for the manufacturing enterprises of the same category of products, the
certification body, based on the quality-related information such as the quality assurance
capability of the manufacturing enterprise,
2.2 Basic certification mode
The basic certification mode refers to the combination of the basic elements of product
certification determined based on the inherent safety risk characteristics of the product and
the production process commonly used by the enterprises on the premise of integrity and
self-discipline, effective management, and stable production of manufacturing enterprises
and with the goal of ensuring that products continue to meet the requirements of
compulsory certification standards.
2.3 Certification mode
The certification mode referred to in this Implementation Rules is the abbreviation of the
certification mode for specific implementation selected and determined by the certification
body according to the products produced by the manufacturing enterprise.
3 Manufacturing enterprise classification management
3.1 Basic principles
The establishment of the classification management of manufacturing enterprises shall be
based on all information which the certification body can obtain related to the quality of the
manufacturing enterprises and certified products.
3.2 Quality information related to the classification of manufacturing enterprises
The quality information involved in the classification of manufacturing enterprises shall at
least include all links of certification implementation, as well as quality information
published or reflected by governments at all levels, society, media, and the public.
3.3 Collection, analysis, evaluation, and preservation of information for
manufacturing enterprise classification management
3.3.1 Collection of information
The certification body can refer to the relevant quality information collection channels listed
in 3.2, to effectively track and collect the information of certified enterprise and product
quality, and verify the accuracy of the information.
3.4 Determination and adjustment of classification management level of
manufacturing enterprises
3.4.1 Basic requirements
The certification body shall publish the level information and the determination and
adjustment conditions related to the classification management of manufacturing
enterprise as public documents.
3.4.2 Reference sample
This Implementation Rules provides an example of four-level hierarchical management of
manufacturing enterprises, and proposes relevant principles for the determination and
adjustment of classification level of manufacturing enterprises, to achieve dynamic
management.
3.5 Application of classification management results of manufacturing enterprises
The purpose of manufacturing enterprise classification management is to implement
differentiated certification management for different levels of manufacturing enterprises.
When designing the certification plan, the certification body shall apply the classification
management results of manufacturing enterprise in at least the following aspects.
4 Selection and determination of certification mode
4.1 Certification elements and use
The certification mode consists of type test, enterprise quality assurance capability and
product consistency inspection, after-certification follow-up inspection, production on-site
sampling test or inspection, market sampling test or inspection, design verification, and
other certification elements.
4.1.4 Production on-site sampling test or inspection
Production on-site sampling test or inspection is also known as factory sampling test or
inspection. Factory sampling test or inspection can be carried out before certification, or
be implemented as an element of after-certification supervision.
4.2 Determination of basic certification mode
The basic certification mode is determined comprehensively based on the classification of
product risks, considering the factors such as certification operability and economy. The
basic certification mode is studied and determined by the technical expert group for
compulsory product certification and is published through specific product certification
implementation rules.
4.2.1 Classification of product risk
The products in the compulsory product certification directory are classified into general
risk products and higher risk products.
4.2.1.2 Higher risk products
The determination of higher risk product grade is mainly based on the following factors.
4.3 Certification mode and manufacturing enterprise classification management
The premise of determining the basic certification mode is integrity and self-discipline,
effective management, and stable production of manufacturing enterprises.
4.3.1 Lack of integrity in manufacturing enterprises
The integrity and self-discipline of manufacturing enterprises is the basis for the
implementation of compulsory product certification.
4.3.2 Risks in manufacturing enterprise quality management
The quality assurance capability of manufacturing enterprise is an important condition for
maintaining the continuous validity of compulsory product certification. If the quality
assurance capability cannot meet the compulsory product certification requirements, it will
directly lead to risks and hidden dangers of product quality.
Notice of the CNCA on Issue of China Compulsory
Certification Implementation Rules for Manufacturing
Enterprise Classification Management
No.27, 2013
In order to further promote the scientific, standardized, and effective implementation of
compulsory certification, according to “Certification & Accreditation Ordinances”,
“Administrative Measures for China Compulsory Certification”, and the overall plan for
document adjustment of China compulsory certification implementation rules, the
Certification and Accreditation Administration of the PRC (CNCA) has completed the
preparation of two new general implementation rules. “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management, Certification
Mode Selection and Determination” and “China Compulsory Certification Implementation
Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification
Results”, now released for implementation.
Notice is hereby given.
Table of Contents
0.Introduction... 4
1.Scope... 4
2.Terms and definitions... 4
3.Manufacturing enterprise classification management... 5
4.Selection and determination of certification mode... 11
1.Scope
This Rules specifies the following two parts.
(a) The basic requirements that the certification body shall meet when establishing the
classification management mechanism for manufacturing enterprises;
(b) Based on the basic certification mode, the general requirements for the certification
body to select and determine the certification mode for specific implementation
according to the products produced by the manufacturing enterprise.
2.Terms and definitions
2.1 Manufacturing enterprise classification management
The manufacturing enterprise classification management referred to in this Implementation
Rules means that, for the manufacturing enterprises of the same category of products, the
certification body, based on the quality-related information such as the quality assurance
capability of the manufacturing enterprise,
2.2 Basic certification mode
The basic certification mode refers to the combination of the basic elements of product
certification determined based on the inherent safety risk characteristics of the product and
the production process commonly used by the enterprises on the premise of integrity and
self-discipline, effective management, and stable production of manufacturing enterprises
and with the goal of ensuring that products continue to meet the requirements of
compulsory certification standards.
2.3 Certification mode
The certification mode referred to in this Implementation Rules is the abbreviation of the
certification mode for specific implementation selected and determined by the certification
body according to the products produced by the manufacturing enterprise.
3.Manufacturing enterprise classification management
3.1 Basic principles
The establishment of the classification management of manufacturing enterprises shall be
based on all information which the certification body can obtain related to the quality of the
manufacturing enterprises and certified products.
3.2 Quality information related to the classification of manufacturing enterprises
The quality information involved in the classification of manufacturing enterprises shall at
least include all links of certification implementation, as well as quality information
published or reflected by governments at all levels, society, media, and the public.
3.3 Collection, analysis, evaluation, and preservation of information for
manufacturing enterprise classification management
3.3.1 Collection of information
The certification body can refer to the relevant quality information collection channels listed
in 3.2, to effectively track and collect the information of certified enterprise and product
quality, and verify the accuracy of the information.
3.4 Determination and adjustment of classification management level of
manufacturing enterprises
3.4.1 Basic requirements
The certification body shall publish the level information and the determination and
adjustment conditions related to the classification management of manufacturing
enterprise as public documents.
3.4.2 Reference sample
This Implementation Rules provides an example of four-level hierarchical management of
manufacturing enterprises, and proposes relevant principles for the determination and
adjustment of classification level of manufacturing enterprises, to achieve dynamic
management.
3.5 Application of classification management results of manufacturing enterprises
The purpose of manufacturing enterprise classification management is to implement
differentiated certification management for different levels of manufacturing enterprises.
When designing the certification plan, the certification body shall apply the classification
management results of manufacturing enterprise in at least the following aspects.
4.Selection and determination of certification mode
4.1 Certification elements and use
The certification mode consists of type test, enterprise quality assurance capability and
product consistency inspection, after-certification follow-up inspection, production on-site
sampling test or inspection, market sampling test or inspection, design verification, and
other certification elements.
4.1.4 Production on-site sampling test or inspection
Production on-site sampling test or inspection is also known as factory sampling test or
inspection. Factory sampling test or inspection can be carried out before certification, or
be implemented as an element of after-certification supervision.
4.2 Determination of basic certification mode
The basic certification mode is determined comprehensively based on the classification of
product risks, considering the factors such as certification operability and economy. The
basic certification mode is studied and determined by the technical expert group for
compulsory product certification and is published through specific product certification
implementation rules.
4.2.1 Classification of product risk
The products in the compulsory product certification directory are classified into general
risk products and higher risk products.
4.2.1.2 Higher risk products
The determination of higher risk product grade is mainly based on the following factors.
4.3 Certification mode and manufacturing enterprise classification management
The premise of determining the basic certification mode is integrity and self-discipline,
effective management, and stable production of manufacturing enterprises.
4.3.1 Lack of integrity in manufacturing enterprises
The integrity and self-discipline of manufacturing enterprises is the basis for the
implementation of compulsory product certification.
4.3.2 Risks in manufacturing enterprise quality management
The quality assurance capability of manufacturing enterprise is an important condition for
maintaining the continuous validity of compulsory product certification. If the quality
assurance capability cannot meet the compulsory product certification requirements, it will
directly lead to risks and hidden dangers of product quality.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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