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CQC-C1115-2017 English PDF

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CQC-C1115-2017: China Compulsory Certification Implementation Detailed-Rules - Motorcycle helmet
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Basic data

Standard ID CQC-C1115-2017 (CQC C1115-2017; CQC-C11-15-2017; CQC-C1115-2017)
Description (Translated English) China Compulsory Certification Implementation Detailed-Rules - Motorcycle helmet
Sector / Industry China Quality Certification Center - CCC Implementation Detailed-Rules
Classification of Chinese Standard CQC
Word Count Estimation 25,234
Issuing agency(ies) China Quality Certification Center

CQC-C1115-2017: China Compulsory Certification Implementation Detailed-Rules - Motorcycle helmet

---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
China Compulsory Certification Implementation Detailed-Rules - Motorcycle helmet No.. CQC-C1115-2017 Mandatory product certification implementation rules motorcycle occupant helmet Released on October 31,.2017 Implemented on November 1,.2017 China Quality Certification Center

table of Contents

0. Introduction..1 0.1 Definition of Terms 1 0.2 Production enterprise classification management requirements. 2 0.3 Production enterprise testing resource utilization requirements..3 1. Scope of application. 4 2. Certification based on standard..4 3. Authentication mode.5 3.1 Basic mode of certification 5 3.2 Applicability of the certification mode..5 4. Certification unit division..5 5. Certification commission.6 5.1 Application for Certification and Acceptance.6 5.2 Application Information 6 5.3 Implementation Arrangement 7 6. Certification implementation.7 6.1 Type test 7 6.2 Certification Evaluation and Decision 9 6.3 Certification time limit 9 7. Supervision after certification 9 7.1 Tracking inspection after certification 10 7.2 Production site sampling inspection or inspection.10 7.3 Market sampling test or inspection.11 7.4 Frequency and time of supervision after certification..12 7.5 Records of post-certification supervision..12 7.6 Evaluation of the results of supervision after certification 13 8. Certification certificate..13 8.1 Maintenance of the certificate 13 8.2 Contents of the certificate 13 8.3 Change of Certificate 13 8.4 Cancellation, suspension and withdrawal of the certificate.14 8.5 Use of the certificate. 14 9. Certification mark. 15 9.1 Approved logotypes.15 9.2 Requirements for use .15 10. Charges. 15 11. Certification responsibility 16 12. Process and time limit requirements related to technical disputes, complaints, and appeals 16 Attachment 1. List of Certification Entrustment Materials..17 Attachment 2. Motorcycle occupant helmet test program..19 Annex 3. Requirements for a production consistency control plan..20 0 Preface Motorcycle occupant helmet mandatory product certification implementation rules (hereinafter referred to as. implementation rules) It is based on the "Compulsory Product Certification Implementation Rules for Motorcycle Crew Helmets" (CNCA-C11-15.2017) (hereinafter referred to as the implementation rules) requirements, as a matter of fact The supporting documents of the rules are used in conjunction with the implementation rules. All the contents and implementation rules of the product scope and certification basis applicable to these Implementation Rules The relevant regulations are consistent and are based on the National Certification and Accreditation Administration (hereinafter referred to as It is said that the National Certification and Accreditation Administration has revised the catalogue, catalogue adjustment and other announcements. CQC maintains product certification effectiveness and enhances production in accordance with the provisions of the certification implementation rules. Develop and publish this certification based on the principles of product quality, service certification, and control of certification risks. Implement the rules. These rules establish the classification management requirements of production enterprises, combined with the production enterprises Classification, clear implementation requirements for compulsory product certification for motorcycle occupant helmets. 0.1 definition of terms 0.1.1 Helmet. A device that reduces the head injury of a motorcycle occupant in an accident. 0.1.2 Using production enterprise equipment testing (referred to as TMP method) The inspection equipment of the factory inspection and testing institution is used by the engineer of the designated inspection and testing institution. For testing, the factory shall send inspection personnel to assist. Reviewed by the relevant designated inspection and testing agency The nuclear approval issued a test report. 0.1.3 Production enterprise witness detection (referred to as WMT method) The engineers of the designated inspection and testing organization witnessed the inspection conditions of the factory inspection and testing institutions and The factory inspection and testing organization uses its own equipment to complete all tests or submitted to the factory. Test plan, witness part of the test conditions and test items. Factory inspection and testing agency The person in charge is responsible for issuing the original record and following the regulations with the engineer who witnessed the inspection and testing organization. The format of the drafting test report. The inspection report shall be issued and approved by the relevant designated inspection and testing organization. 0.2 Production enterprise classification management requirements CQC collects and organizes various types of information related to the quality of certified products and their manufacturing companies. Production enterprises carry out dynamic classification management. The certification client, producer, and production enterprise shall cooperate. CQC divides production enterprises into four categories, which are represented by Class A, Class B, Class C, and Class D, respectively. 0.2.1 Source of classification information (1) Factory inspection results; (2) Test results of sample detection and/or supervised sampling (including type test, production site Sampling or market sampling, etc.) and the authenticity of the sample; (3) Test results such as national or provincial spot checks and CCC special spot checks; (4) Coordination of the certification client, producer (manufacturer), and production enterprise for post-certification supervision; (5) Judicial judgment, complaint and arbitration, media exposure and feedback on consumer quality information; (6) The quality status of the certified product; (7) Other information. 0.2.2 Classification principle Table 1 Classification principles of production enterprises Enterprise classification principle Class A At the same time meet the following requirements. 1. Key production processes (including at least. shell molding, buffer layer manufacturing, injection goggles, etc.) and Process inspection without subcontracting (excluding subordinate plants of the same group company); 2. The producer (manufacturer) or manufacturer must have the independent design capability of the certified product and have independence. Inspection ability (including at least. helmet vision, wearing device strength, fixture stability, absorption touch Impact energy performance, penetration resistance, buffer layer (hat core) density and other inspection items) and inspection capability Or equivalently meet the technical capability requirements of Chapter 5 of GB/T 27025 (ISO /IEC 17025); 3. For two consecutive years, the factory inspection and evaluation passed without serious non-conformity, and the product inspection was not qualified; 4. The results of national, industry and provincial quality supervision and spot checks, and CCC special supervision and inspection results are all qualified; 5. The quality information feedback of the product users and the public has no serious quality problems, and no social problems have occurred. Quality complaints and/or incidents that are adversely affected. Class B Other manufacturing companies except Class A, Class C, and Class D. For a production enterprise without any quality information, the classification rating defaults to Class B. Class C One of the following conditions is met. 1. The factory inspection conclusion is judged as “on-site verification” (except for the reason of standard revision); 2. There is a problem with the quality of the product and it is the responsibility of the company, but it is not serious enough to suspend the certificate; 3.CQC According to the comprehensive evaluation results of quality information related to the production enterprise and certified products, it is considered that it needs to be adjusted to C. Category. Class D One of the following conditions is met. 1. The factory inspection conclusion is judged as “not passed”; 2. After the certificate is obtained, the supervision result is unqualified (except for the specification/identification); 3. Refusing to inspect and/or supervise sampling without justification; 4. There are major problems in product quality and are corporate responsibility, involving suspension or revocation of certification; 5. National, provincial and CCC special inspections and other conclusions are unqualified and affect product safety performance issues (except for the specification/identification); 6.CQC According to the comprehensive evaluation results of quality information related to the production enterprise and certified products, it is considered that it needs to be adjusted to Class D. 0.2.3 Classification evaluation and results CQC will determine the health according to the above classification principles based on the various quality information collected in real time. The classification result (category) of the production enterprise. CQC reclassifies and grades production enterprises on a regular or irregular basis according to various types of information. Dynamic management. In case of any changes, the CQC public documents shall prevail. In principle, the production enterprise is divided into Class results shall be escalated step by step in the order of DCBA, step by step in the order of ABCD Drop or go through the risk assessment and adjust directly to the appropriate category. 0.3 Production enterprise testing resource utilization requirements 0.3.1 Scope Applicable to the difference test supplemented by the post-certification supervision sampling test and certificate change. 0.3.2 Implementation If the production enterprise has the mandatory product certification implementation rules, the production enterprise testing resources and The requirements for the use of other certification results and the testing equipment and testing capabilities required by the certification standards, The certification client, producer or manufacturer can submit the inspection to the certification body Resources (hereinafter referred to as factory inspection and testing institutions) apply and conduct self-examination. Self-check results And relevant materials submitted to the CQC for review, the materials have been audited to meet the requirements of the factory inspection and testing machine To implement production site TMP testing or WMT testing using production enterprise testing resources. The following is also referred to as on-site inspection. In principle, CQC does not separately organize audits of factory inspection and testing organizations. Certified client The application for inspection by the factory inspection and testing agency shall be submitted at the same time as the production site inspection application. CQC Organize the technical experts of the designated inspection and testing institutions to conduct inspections and on-site inspections at the same time. The audit team first conducts the inspection and inspection agency capacity review, and saves the corresponding audit assessment records. Record, pass the production site inspection after passing the test. 0.3.3 Maintenance of qualifications The CQC shall be regularly approved by the factory inspection and testing agency (eg once a year, Supervision based on frequency of use). In principle, inspection and inspection agency supervision needs to be combined with the factory. After the certification, the supervision is carried out. The factory inspection and testing organization shall participate in the comparison test or capability verification. Ensure the accuracy and effectiveness of the test results. If the production enterprise has demand, it can be carried out for the on-site inspection project proposed by the certification client. For a single verification, the verification results are only valid for this on-site inspection project. Factory inspection machine The structure can no longer be supervised to maintain qualifications. When the same project needs on-site inspection, it should be applied for review again. 1. Scope of application These rules apply to helmets worn by motorcycle occupants (including drivers and occupants). Due to changes in laws and regulations or related product standards, technologies, industrial policies, etc. The adjustment of the scope of application caused shall be subject to the announcement issued by the CNCA. 2. Certification basis GB 811-2010 "Motorcycle Crew Helmet" In principle, the standards for certification testing should be implemented by the national standardization administrative department. The latest version. When it is necessary to add new applicable standards or use other versions of the standard, it should be The announcement issued by the National Certification and Accreditation Administration for the application of relevant standards is required. 3. Authentication mode 3.1 Basic mode of certification The basic certification mode for implementing compulsory certification of motorcycle occupant helmet products is. Type test after supervision; Type testing is primarily used for products that require certification evaluation based on testing. The mode of supervision after obtaining the certificate is the follow-up inspection, production or on-site sampling test after the certificate is obtained. Or a combination of inspections, market sampling tests or inspections. Combined with the classification management principle of production enterprises, in the post-certification supervision of different types of enterprises Consider, where appropriate, the combination of relevant certification elements. 3.2 Applicability of the certification model Class A. After the certificate is obtained, the supervisor can use the follow-up inspection after the certificate is obtained, and the sample is taken at the production site. One or a combination of three methods. measurement or inspection, market sampling inspection or inspection. Class B, C, and D manufacturers. After the certificate is obtained, the supervisor should use the follow-up inspection after the certificate is obtained. Supervise sampling inspection (production site sampling and/or market sampling). The certification client can apply for the applicable certification mode according to his actual situation. CQC according to the characteristics of the application for certification and the principle of certification risk control, combined with the production enterprise The result of the class management determines the authentication mode that the certification principal can apply. 4. Certification unit division In principle, the same producer (manufacturer) and the same manufacturer (location) are producing The motorcycle occupant helmet product with no significant difference in the following aspects is an authentication unit. (1) Type (Type A helmet, Class B helmet); (2) Structure and shape (full helmet, half helmet); (3) housing material; (4) buffer layer material; In principle, the certification client should submit the certification commission according to the principle of unit division. Same order The product can contain multiple "models (or specifications)". The certification body shall be based on the classification management of the production enterprise. The division of units of the production enterprises of category A is appropriately relaxed. The same producer (manufacturer), the same product produced by different manufacturers, or different students Producer (manufacturer), the same product produced by the same manufacturer, can be considered only in one unit Type test on the sample, other producers (manufacturers)/manufacturers of products need to mention For data consistency check. 5. Certification commission 5.1 Application for certification and acceptance Motorcycle occupant helmet product certification entrustment and acceptance according to product implementation rules section 5.1 The requirements of the article are enforced. The certificate client must fill in the necessary business information and product information as required. CQC according to relevant requirements Review the application and issue a notice of acceptance or disapproval within 2 working days, or Ask the certification client to re-apply the application for rectification after rectification. The certification client shall be responsible for the authenticity and legality of the submitted certification entrustment materials. Inadmissible in one of the following circumstances. (1) Among the certification documents of the certification client, the producer (manufacturer), and the production company, The business scope does not cover the certified products; the legal proof materials are missing; (2) The circumstances that are not allowed to be accepted by other laws and regulations. 5.2 Application Information The certification client shall, after the application is accepted, submit to the CQC and/or the designated inspection according to the requirements of the certification scheme. Inspection and testing institutions provide relevant application materials and technical materials, usually including qualification documents, production For the company profile and certification unit information, please refer to Appendix 1 "List of Certification Entrustment Materials", Enterprise A production consistency control plan shall be prepared in accordance with Annex 2 of the Implementation Rules and Annex 3 of these Rules. 5.3 Implementation arrangements CQC sends the product evaluation activity meter to the certification client when accepting the entrusted certification intention Plan, which stipulates that CQC and the certification client agree on the relevant responsibilities and arrangements of both parties in the certification implementation. According to the actual and classified management of the production enterprise, CQC will cooperate with the certification client and inspection. The testing organization coordinates the development of a type test plan. 6. Certification implementation 6.1 Type test 6.1.1 Type test plan For the certification commission that requires the type test, after the application materials are qualified, CQC According to the principle of unit division, according to the certification standards, a type test plan shall be formulated and notified Certificate client. Type test plan includes sample requirements for sample/sampling of unit or unit combination, Testing standards and projects, inspection and testing organization information, etc. Multiple models/gauges in the same unit For the sample, the sample should be selected to have a representative model/specification, and the selected sample should be covered as much as possible. Cover the structural parameters of other products and key component/raw material manufacturers. Type test plan See Attachment 2 of this Rules. "Motorcycle Crew Helmet Test Plan" 6.1.2 Type test sample requirements Type test samples shall be produced by a certified manufacturing company in accordance with normal processing methods. product. The certification client shall ensure that the samples provided are consistent with the actual production products. It may not be borrowed, rented, or purchased for testing. CQC and/or inspection and testing institutions The authenticity of the sample provided by the certification client should be reviewed. Inspection and testing agency If there are doubts about the nature, the situation should be explained to the CQC and dealt with accordingly. The certification client shall prepare samples and send them to the designated inspection and testing organization in accordance with the requirements of the type test program. In principle, the manufacturer should ensure that the samples are sent to the designated inspection and testing agency within 20 days. Line type test. If the certification client fails to send the sample within the specified time due to special circumstances, CQC is required to provide sufficient reasons for delaying the delivery of samples. 6.1.3 Type test items and requirements The type test items are the applicable clauses in accordance with the standards in Article 2 of the Rules. Item 2. (Motorcycle Crew Helmet Test Program) related content. If the technical appraisal team of the CIC Compulsory Product Certification has special requirements, it shall be implemented in accordance with its corresponding technical resolution. For national laws that are not covered by this Code and that are relevant to the safety and environmental protection of motorcycle occupant helmet products, The mandatory requirements of the regulations and related standards, producers should consciously implement and meet the requirements. 6.1.4 Implementation of type test 6.1.4.1 The type test shall be completed at the inspection and testing institution designated by the CNCA. check The type test of the sample by the organization shall ensure that the test conclusion is true and accurate. Complete records and archive retention, as well as ensuring that the inspection process and results are recorded Traceability. When abnormal conditions are found during the type test, the CQC should be communicated in time and processed accordingly. 6.1.4.2 If the test item is unqualified, the certification client is allowed to give reasons for the failure. After the analysis, the rectification is carried out, and the test is resumed after the rectification is completed. Where it is necessary to retest, inspection The testing agency shall notify the certification body of the test and the certification body shall reconfirm the test plan. The certification client should normally complete the rectification within 90 days and report to the designated inspection. Institutions and/or CQC submit valid rectification materials and/or samples for which verification is deemed to be The client waives the certification entrustment and terminates the certification. The certification client can also actively terminate the certification commission. For sample rectification samples, CQC shall arrange for on-site sampling, if completed In the factory inspection, it is necessary to evaluate whether it is necessary to supplement the factory inspection according to the unqualified items and the reasons. 6.1.4.3 Type test time does not exceed 30 working days (from sample delivery to specified inspection test The company will carry out rectification and re-testing due to the failure of the sample or test items. The time of the test is not counted. The time for retesting specifies the same type of test time. 6.1.5 Type test report CQC develops a uniform type test report format. The inspection and testing organization shall issue a type test report in a uniform format, and the inspection and testing institution shall And the relevant personnel should be responsible for the type test report and the correctness of the test results. responsibility. After the type test is completed, the inspection and testing organization shall promptly issue the certificate to the CQC and the certification client. Test report. The test report shall include other products in the application unit (when required by CQC) A description of the information related to the certification. The certification client should ensure that the certification body and law enforcement agencies can be referred to the supervision after the certification. For a complete and effective type test report. 6.2 Certification evaluation and decision CQC conducts a comprehensive evaluation of the type test results and related information/information, and the evaluation is passed. The certificate is issued according to the unit; if the evaluation fails, the certification is terminated. If you want to continue after the termination of certification To apply for certification, you should re-apply for certification. 6.3 Certification time limit CQC should clearly define the time limit for each part of the certification and ensure that the relevant work is time-limited. Request to complete. The certification client must actively cooperate with the certification activities. In general, from A certificate will be issued to the certification client within 90 days of acceptance of the certification. 7. Supervision after certification Combined with the classification management and actual situation of production enterprises, the selection of supervision methods after certification is shown in Table 2.

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