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CQC-C1001-2014: China Compulsory Certification Implementation Detailed-Rules - Lighting and electrical device
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China Compulsory Certification Implementation Detailed-Rules - Lighting and electrical device
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CQC-C1001-2014
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Basic data | Standard ID | CQC-C1001-2014 (CQC C1001-2014; CQC-C10-01-2014; CQC-C1001-2014) | | Description (Translated English) | China Compulsory Certification Implementation Detailed-Rules - Lighting and electrical device | | Sector / Industry | China Quality Certification Center - CCC Implementation Detailed-Rules | | Classification of Chinese Standard | CQC | | Word Count Estimation | 70,765 | | Date of Issue | 7/16/2014 | | Date of Implementation | 9/1/2014 | | Older Standard (superseded by this standard) | CQC-01C-022-2007 | | Regulation (derived from) | Notice No. 23 of the State Certification and Accreditation Administration, No. 23 of the State Certification and Accreditation Administration | | Issuing agency(ies) | China Quality Certification Center | | Summary | This document specifies the China Compulsory Certification (CCC) implementation Detailed-Rules for Lighting & electrical device. This document defines the Lighting & electrical device's certification unit; certification entrusting; document requirements; | CQC-C1001-2014: China Compulsory Certification Implementation Detailed-Rules - Lighting and electrical device
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Mandatory product certification implementation rules
Lighting appliances
September 1, 2014 release
September 1, 2014 implementation
China Quality Certification Center
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
table of Contents
0.1 General Requirements 1
0.1 Introduction .1
0.2 Definition .1
1. Production enterprise management .3
1.1 .3 manufacturers classification purposes
1.2 Quality information classify producers involved 4
1.3 Production principles of corporate classification .4
2. Selection and Application authentication mode .6
2.1 Basic authentication mode ..6
2.2 Specific authentication mode 6
2.3 classification manufacturer in the authentication mode selection Application ..6
2.4 Related authentication mode requires ..7
3. The certification application unit 7
The basic principle of the authentication unit divided .8 3.1
3.2 Principles relax the unit divided according to company classification ..8
4. The certification process and limit ..8
Proposed commission of the certification and acceptance 4.1 .8
Development and feedback .9 4.2 certification scheme
Submit review ..10 4.3 application data
4.4 Type tests .10
4.5 Design qualification ..11
4.6 factory inspection ..11
4.7 Evaluation of certification results and approval of 12
4.8 technical disputes and complaints 12
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
4.9 Other ..12
5. Sample testing requirements (Quantity, test items, test programs) 13
5.1 sample delivery requirements .13
.13 5.2 Test Item Requirement
5.3 Test sample request .15
6. The use of the company resources to detect test conditions ..16
6.1 Scope .16
6.2 Embodiment ..17
6.3 use of company resources to detect test conditions 17
6.4 pairs producers recognized testing resources .18
7. The design implementation .20 identification
7.1 pairs identified using the design model of the enterprise requirements .20
7.2 Design qualification application materials .20
Implementation identified 21 7.3 Design
8. After the initial factory inspection and supervision of the certified claim 21
Definition and factory inspection coverage 8.1 factory inspection target requirements .21
8.2 Lighting appliances mandatory product certification enterprise quality assurance and product consistency inspection requirements ..22
8.3 Lighting appliances mandatory product certification factory quality control testing requirements ..23
8.4 Lighting Appliance critical components and material requirements for periodic verification inspection control .23
Factory inspection 8.5 ODM/OEM model of claim 23
8.6 Follow-up inspection to check the frequency, person-days, the content of .24
8.7 production site sample testing or inspection requirements ..25
8.8 Market sampling test or check the contents of 25
9. Certificate of Change .26
.26 9.1 Scope certificate change
9.2 Process certificate change ..26
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
Particular requirements for change .26 9.3 ODM
9.4 Evaluation and approval of change .27
27 9.5 certification requirements according to the standard of change
10. The list of critical components and materials .27
10.1 critical components and materials .27
10.2 critical components and material control requirements 28
10.3 Product description report on critical components and material requirements .28
11. The manufacturer is responsible for technical certification demanded ..29
11.1 Electric lighting manufacturer certified technicians responsible for the duties and requirements .29
11.2 CQ C certification of the person in charge of technical management 30
12. The fee basis and requirements .30
12.1 use of production enterprises laboratory tests charging principles 31
Annex 1. Information to be submitted when the commission of the certification of 32
Annex 2. Lighting the principle of compulsory certification application unit .33
Annex 3. Lighting compulsory product certification critical components and materials 36
Annex 4. Compulsory certification of quality assurance and product consistency check claim 44
Annex 5. Lighting products factories for compulsory certification quality control testing requirements ..52
Annex 6. Lighting critical components and material requirements for periodic verification inspection control ..56
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
0.5 General requirements
0.1 Introduction
To maintain the effectiveness of product certification, improve product quality, service control and certification company recognized
Permits risk, develop and publish lighting appliances mandatory product certification implementation details (hereinafter referred to as
"Rules"). "Rules" are closely around the "compulsory product certification and implementation rules electrical lighting"
(CNCA-C10-01.2014) (hereinafter referred to as "Implementing Rules") requested the preparation of, wherein
Specific requirements and implementation measures and China Quality Certification Center (hereinafter referred to as CQ C) quality hand
Books, documented procedures, work instructions and other related requirements consistent.
"Rules" is "Implementing Rules" of supporting documents, should be "implementation rules", "mandatory
Product certification and implementation rules for the production of enterprise management, authentication mode selection and determination "," strong
Compulsory product certification and implementation rules, the company testing resources and the use of other authentication result "
"Compulsory Certification Implementation Rules factory inspection General requirements", "Compulsory Certification
Implementation Rules Factory Quality Assurance Ability "common use." Rules "applicable product range
Wai, consistent certification basis and "Implementing Rules", and according to the National Certification and Accreditation Administration Committee
Members Council (hereinafter referred to as CNCA) published catalog to define, implement directory adjustment announcement
Adjustment.
CQ C certification and implementation in accordance with the rules, the establishment of manufacturing enterprises category management requirements,
Combined with the company's classification of lighting appliances mandatory product certification implementation of differentiated management.
0.2 Definition of Terms
0.2.1 Design qualification
Design qualification refers to the use of the design drawings for review and calculated way to prove the product
A non-means test to verify compliance with certification requirements according to the standard design can replace identification unit
Sub-type of pilot projects.
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
0.2.2 large lamps (only as one of the lighting and decorative lighting)
Meets one of the following conditions can be considered large lighting fixtures.
(1) weighing more than 100kg;
(2) the length and width of more than 1.8m and a height greater than 1.0m;
(3) is greater than a diameter of 2.0m and a height of more than 1.8m;
(4) a diameter greater than 1.0m and a height of more than 4.0m.
0.2.3 Type test part of the project
When part of the project identification and design type test combining authentication mode, authentication committee
Trustee shall provide the design drawings and related information to the laboratory, laboratory data into relevant
Line audit and issue audit results, CQ C design appraisal audit results were evaluated according to the commentary
Price result determining section type tests required and inform the authentication principal.
Note. Some pilot projects designed to identify alternative business part of the pilot project plus send samples should cover
The corresponding product standards all applicable terms and conditions.
0.2.4 TMP (Testing at Manufacturer's Premises)
Designated laboratories laboratory testing equipment factory directly implement testing methods. Embodiment
Formula See "Rules" on page 6.
0.2.5 WMT (Witnessed Manufacturer's Testing)
Designated laboratory use laboratory testing equipment factory witness testing methods. Embodiment detail
See "Rules" on page 6.
0.2.6 OEM (Original Equipment Manufacturer) production plant
According to the design provided by the client, production process control and inspection requirements of the production of certified products
The production plant can be certified principal or the principal producer (manufacturer); OEM production plant
According to the design provided by the client, production process control and inspection requirements in OEM production plant
Production under the equipment certified products.
0.2.7 ODM (Original Design Manufacturer) production plant
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
The ability to use the same quality assurance requirements, production process control and inspection requirements and the same production
Product design and production organization of the same product.
0.2.8 ODM initial certificate holder
First obtain tissue ODM product certificates.
0.2.9 ODM mode
0.2.9.1 The initial certification of the ODM model.
First, the producer (manufacturer) and producers (manufacturers) for the same enterprise, through
Through its own product design, production process control and inspection requirements and other related products, and the production
The products have not received compulsory product certification; secondly, the direct use of the above without the license applicant
Product certification application mode.
0.2.9.2 use of the results have been certified to obtain a certificate of ODM models.
Using existing certificate (certificate status is normal, the company (plant) can not be D
Enterprises) as the basis of a certificate, only to change the basis of Certificate principal (or model name)
The way to get certification application mode new certificate (New certificate shall not serve as a basis to make the certificate
use).
1. Production enterprise management
1.1 Manufacturer classification purposes
For lighting products manufacturer, CQ C will guarantee the quality of the company in accordance with its
Strength, integrity and law-abiding state and quality status of the products produced and quality-related information
Evaluation of the production enterprises are classified, and thus different types of production enterprises producing
Product certification mode selection unit division the principles and certified after supervision of the implementation of differentiated
Management, and, CQ C quality information in accordance with the relevant production enterprises Classification implement dynamic adjustment
Whole, in order to achieve certification control risk, improve the quality and efficiency of the certification activities to ensure that the certified production
Product continues to meet the goal of certification requirements.
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
Classification producers only as CQ C production basis enterprise management enterprise shall
CQ C use the results of their classification in the active management of marketing, publicity, etc., so as to avoid
Guide consumers.
1.2 Quality information classify enterprises involved in the production
CQ C collect, collate and all kinds of certified products and their manufacturers quality-related information,
On producing dynamic classification management quality information includes the implementation of quality certification obtained
The amount of information, quality information is validated after the surveillance, and the quality of the certified product information, etc. for phase
Off the quality of information collected, the authentication client, the producer (manufacturer), manufacturer (Health
Production plant) should be fit.
1.3 Classification principles of corporate production
Producers divided into four categories, each with a Class A, Class B, Class C, D expressed by .CQ C
According to the basic principles of the following categories to classify grading company, and according to all kinds of information given
Or irregular production of enterprises reclassifying grading, dynamic management. Company
Classification shall be in accordance with the order of the DCBA stepwise increase, according to the sequential order of ABCD
Or cross-level drop.
The basic principle of classification is as follows.
① A Class.
The level of the relevant information collected by the CQ C of the quality of information provided by manufacturers and
Integrated risk assessment to determine the basis of assessment include at least the following aspects.
(A) Initial factory inspection nearly two years after the conclusion of the certified audit trail does not appear determined work
Factory inspection and field verification by not adopted;
(B) Follow-up of nearly two years of supervision and inspection found no non-conformities, national, provincial, etc.
Compulsory certification of various types of lighting products quality supervision and inspection results are "qualified";
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
(C) When necessary, companies need to have a good ability to independently design, testing resources owned enterprises eligible
ILAC accreditation bodies have mutual recognition agreements in accordance with ISO /IEC 17025 standard recognized qualification;
(D) Other manufacturers and certified product quality-related information.
② Class B.
In addition to Class A, Class C, other manufacturers like D. There is no quality information for students
Production companies, classified as a default rating class B.
③ Class C.
One of the following problems arise when the company classified as Class C level adjustment
(A) initial factory inspection, follow-up inspection after inspection conclusion judged to be "field-proven" in;
(B) the media exposure of product quality problems and the Department of corporate responsibility, but does not involve pause,
Revoked certificates;
(C) CQ C relevant quality information and comprehensive evaluation of the company according to results certified products
That the need to adjust for the class C.
④ Class D.
One of the following problems arise when the company was adjusted to Classification Class D.
(A) initial factory inspection, follow-up inspection after inspection conclusions determined as "no-go" of;
(B) the supervision of the certified test results to be substandard;
(C) unjustified refusal to inspection and/or sampling of;
(D) to be exposed and the Department of Media corporate responsibility, a greater impact on product safety, temporarily directly
Stop, revoke certificates;
Types of product quality supervision and inspection results (e) national, provincial and other products relating to the mandatory
Certification testing results for "failure" of;
(F) Other serious violations of compulsory product certification requirements is suspended, revoked certificates;
(G) CQ C relevant quality information and comprehensive evaluation of the company according to results certified products
We consider it necessary to adjust the class D.
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
2. Selection and Application authentication mode
2.1 Basic authentication mode
Basic authentication mode to implement mandatory certification of electrical lighting products are.
Mode 1. Type test up inspection (for general lighting)
Mode 2. Identification of some of the projects design type test up inspection (for large lamp
A)
2.2 Specific authentication mode
According to the basic authentication mode, combined with production enterprise management principles, for different classes
Do not related enterprises to increase authentication features, as appropriate, in the authentication mode, specific and detailed as follows.
Model 1.1. After type testing up inspection
Model 1.2. Type test corporate quality assurance and product consistency check (initial work
Factory inspection) certified after supervision
Model 2.1. After the identification part of the project design type test up inspection
Model 2.2. Identification part of the project design type test corporate quality assurance capabilities and products
Consistency check (initial factory inspection) certified after supervision
2.3 classification manufacturer in the authentication mode selection Application
2.3.1 application using the mode 1
2.3.1.1 For producers not obtained within the scope of Rule product into CCC certificates
Line application for initial certification.
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
A Class Manufacturer. Model 1.1 can be used for certification;
Class B, Class C, Class D Company. 1.2 mode should be used for certification.
2.3.1.2 For production companies have been within the scope of these rules and into the products CCC certificate
Application for certification of line again, but the factory has been certified with the code defined in the factory to define different code, not
Be certified factory has been defined in the application code coverage.
Class A, Class B Manufacturer. Model 1.1 can be used for certification;
Class C, Class D Company. 1.2 mode should be used for certification.
2.3.1.3 For production companies have been within the scope of these rules and into the products CCC certificate
Line again apply for certification, and the factory has been certified with the code defined in factory definition of the same code, or
Can be defined in the factory has been certified application code coverage.
Class A, Class B, Class C, Class D, the company can use mode 1.1 for certification.
2.3.2 Adoption Model 2 applications
Class 2.3.2.1 D companies can use to implement authentication mode 1, mode 2 is not permitted.
2.3.2.2 producer (manufacturer) should have the appropriate design capability and provide relevant information (for
Producer (manufacturer) requirements and requests for information, see "Rules" Article 7 "Design
Identification of implementation ") when meet the requirements, A class manufacturers can implement mode 2.1
Certification, Class B, Class C, the company uses pattern 2.2 for certification.
2.4 certification requirements model
CQ C certified products based on the principle of control and certification risk characteristics, combined with the company
Category management As a result, the client can determine the applicable certification authentication mode.
3. The certification application unit
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
3.1 The basic principle of division of the authentication unit
According to different product types, structure, installation, materials, and use the key element
Components and spare parts (see Annex 3) The application unit, product certification division of specific cells
Principles in Annex 2.
Different authentication client, a different producer (manufacturer), different production companies (production
Plant) products, shall be in different application units.
3.2 Principles cell division relax the classification according to manufacturer
In principle, CQ C certification results in ensuring the effective management and controlled under the premise, can root
According to certification client application, combined with production enterprise management and risk control principles applicable certification
Degree of relaxation of unit division.
The same producer (manufacturer), different producers (manufacturers) of the same product,
When the producers of A class can be only one unit type testing/design qualification, which
His Class A manufacturer's products must provide product consistency declaration of conformity, product description, etc.
Data verification by the laboratory; B, C, D class manufacturers of products each unit is required
Type testing/design qualification.
4. The certification process and Time Frame
4.1 Certification and Acceptance commission proposed
When a new application is required to provide the necessary corporate information and product information, industry and commerce should also be provided if necessary
Registration certificate, organization code, proof of compliance with industrial policies, product description, released
Mandatory product certification implementation rules electrical lighting CQ C-C1001-2014
And so on; when the application, and must provide the appropriate information (such as the original certificate, according to the higher change projects
Proof administrations change, modification of information products, etc.), change the scope of the certificate, see "fine
The "Article 9" certification changes ".CQ C accordance with the relevant requirements of the application for review,
Issued within 2 working days of receiving notification of acceptance or not, or client authentication is required rectification
After re-apply for certification.
Following circumstances apply for certification inadmissible.
1) Not included in the national compulsory product certification directory;
2) the principal certification, the producer (manufacturer), producers (manufacturers) registered
Proof materials, business scope not covered by certified products; lack of legal proof material;
3) to ODM/OEM commissioned certification, it did not provide a valid agreement ODM, OEM Association
Recommendation, power of attorney and copies of relevant certificates.
4) other laws and regulations shall not accept the case.
Development and feedback 4.2 certification scheme
CQ C certification after accepting the app...
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