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China Compulsory Certification Implementation Detailed-Rules - Telecommunication terminal equipment
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CQC-C1601-2016: China Compulsory Certification Implementation Detailed-Rules - Telecommunication terminal equipment
---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CQC-C1601-2016
Serial No.. CQC-C1601-2016
Implementation Detailed-Rules for
China Compulsory Certification
Telecommunication terminal equipment
Issued on. AUGUST 1, 2016
Implemented on. AUGUST 1, 2016
China Quality Certification Centre
Foreword
This Detailed-Rules is formulated on the basis of “China Compulsory Certification
Implementation Rules - Telecommunication terminal equipment” (CNCA-C16-01.2014). It
is issued by China Quality Certification Centre.
This Detailed-Rules is revised for the first time on July 29, 2016 and replaces
CQC-C1601-2014.The main changes are as follows.
1) ADD the lithium-ion battery standard GB31241 in safety-critical parts;
2) Revise the inspection of factory quality assurance capability requirements for
Category C and D enterprises;
3) SUPPLEMENT the relevant requirements for the technical director.
Formulating organization. China Quality Certification Centre
Table of Contents
1.Scope of application... 5
2.Certification standards... 5
3.Certification modes... 5
4.Division of certification units... 6
5.Certification entrusting... 6
6.Certification implementation... 8
7.Initial factory inspection... 10
7.1.Content of initial factory inspection... 10
7.2.Time limit for initial factory inspection... 11
7.3.Conclusion of initial factory inspection... 11
7.4.Evaluation and approval of initial factory inspection... 11
8.Relevant requirements for after-certification supervision... 11
9.Certificate... 14
10.Certification mark... 15
11.Charging basis and requirements... 15
12.Certification responsibility... 15
13.Principles for classification of manufacturing enterprises... 15
Attached Table 1 --... 19
Attached Table 2 --... 24
Attached Table 3 --... 29
Attachment 4... 31
1.Scope of application
“Implementation Detailed-Rules for telecommunication terminal equipment” (hereinafter
referred to as Implementation Detailed-Rules) is compiled based on the requirements of
“China Compulsory Certification Implementation Rules - Telecommunication terminal
equipment” (CNCA-C16-01.2014) (hereinafter referred to as Implementation-Rules). As
supportive document for the Implementation-Rules, this Detailed-Rules is used together
with the Implementation-Rules.
The applicable product scope, certification basis and all other contents of this
Implementation Detailed-Rules shall comply with relevant provisions of
Implementation-Rules. It shall also be adjusted according to the Notices such as defined
directory and directory adjustment that are issued by Certification and Accreditation
Administration of the PRC (hereafter referred to as CNCA).
In accordance with the provisions of Certification Implementation-Rules, following the
principles of maintaining the effectiveness of product certification, improving quality of
product, serving certification companies, and controlling risk of certification, CQC
formulates and issues this certification Implementation Detailed-Rules. Through
establishing the classification management requirements of manufacturing enterprises,
and combining the classification of manufacturing enterprises, this Detailed-Rules
determines the implementation requirements for China Compulsory Certification of
telecommunication terminal equipment.
2.Certification standards
IMPLEMENT in accordance with Clause 2 of the Implementation-Rules.
3.Certification modes
The optional certification modes for telecommunication terminal equipment are.
Mode 1.
4.Division of certification units
IMPLEMENT in accordance with Clause 4 of the Implementation-Rules.
5.Certification entrusting
5.1.Proposal and acceptance of certification application
The certification client submits a certification entrusting to CQC through the Internet
and product information as required; when necessary, shall also provide business
registration certificate, organization code, electrical schematic diagram, agreement, etc.
5.2.Application materials
In accordance with the requirements of the certification scheme, CLIENT shall provide
CQC and / or laboratory with relevant application materials and technical materials,
including but not limited to.
5.3.Implementation arrangement
After CQC accepts the certification application, based on the classification management
requirements of the manufacturing enterprise and the relevant product information
submitted by the enterprise, etc., it will formulate a certification scheme and notify the
CLIENT. The certification scheme usually includes the following.
6.Certification implementation
6.1.Type test
6.1.1.Type test plan
The content of the type test plan includes type test sample requirements (see 6.1.2 of this
Detailed-Rules), test standard items (see 6.1.3 of this Detailed-Rules) and laboratory
information, etc.
6.1.5.Type test report
Same as subclause 6.1.5 of the Implementation-Rules.
6.2.Certification evaluation and decision
Same as subclause 6.2 of the Implementation-Rules.
6.3.Certification time limit
Same as subclause 6.3 of the Implementation-Rules.
7.Initial factory inspection
7.1.Content of initial factory inspection
The inspection content includes the full element inspection of the factory's quality
assurance capability and the conformity inspection of the certified products.
7.2.Time limit for initial factory inspection
Under normal circumstances, the initial factory inspection is carried out after passing the
type test. Under special circumstances, type test and factory inspection can be carried out
at the same time.
7.3.Conclusion of initial factory inspection
The inspection team reports the factory inspection conclusions to CQC. If the inspection
conclusion is non-conformity, the inspection team will directly report the non-conformity
conclusion to CQC.
7.4.Evaluation and approval of initial factory inspection
CQC comprehensively evaluates the conclusions of type test and factory inspection;
issues a compulsory certificate after passing the evaluation.
8.Relevant requirements for after-certification supervision
8.1.After-certification follow-up inspection
8.1.1 Principle of after-certification follow-up inspection
There are two methods for after-certification follow-up inspection.
8.1.2.Content of after-certification follow-up inspection
The inspection content of method 1 in 8.1.1 of this Implementation Detailed-Rules refers
to the requirements of subclause 7.1 of this Implementation Detailed-Rules.
8.1.4.Conclusion of after-certification follow-up inspection
Same as subclause 7.3 of this Implementation Detailed-Rules.
8.2.Production on-site sampling test or inspection
8.2.1.Principle of production on-site sampling test or inspection
According to enterprise classification management and certification risk conditions, when
necessary, CQC conducts production on-site sampling test or inspection. Production
on-site sampling test or inspection shall cover all certified categories.
8.3.Principle of market sampling test or inspection
According to enterprise classification management and certification risk conditions, when
necessary, CQC conducts market sampling. The market sampling test or inspection shall
cover the certified products in a certain proportion.
8.4.Frequency and content of after-certification supervision
9.Certificate
9.1.Maintenance of the certificate
Same as subclause 8.1 of the Implementation-Rules.
9.2.Change record of products covered by the certificate
9.3.Extension of products covered by the certificate
Same as subclause 8.3 of the Implementation-Rules.
In principle, it shall take the samples of representative models which are initially subjected
to the full-item type test as the basis for extended evaluation.
Serial No.. CQC-C1601-2016
Implementation Detailed-Rules for
China Compulsory Certification
Telecommunication terminal equipment
Issued on. AUGUST 1, 2016
Implemented on. AUGUST 1, 2016
China Quality Certification Centre
Foreword
This Detailed-Rules is formulated on the basis of “China Compulsory Certification
Implementation Rules - Telecommunication terminal equipment” (CNCA-C16-01.2014). It
is issued by China Quality Certification Centre.
This Detailed-Rules is revised for the first time on July 29, 2016 and replaces
CQC-C1601-2014.The main changes are as follows.
1) ADD the lithium-ion battery standard GB31241 in safety-critical parts;
2) Revise the inspection of factory quality assurance capability requirements for
Category C and D enterprises;
3) SUPPLEMENT the relevant requirements for the technical director.
Formulating organization. China Quality Certification Centre
Table of Contents
1.Scope of application... 5
2.Certification standards... 5
3.Certification modes... 5
4.Division of certification units... 6
5.Certification entrusting... 6
6.Certification implementation... 8
7.Initial factory inspection... 10
7.1.Content of initial factory inspection... 10
7.2.Time limit for initial factory inspection... 11
7.3.Conclusion of initial factory inspection... 11
7.4.Evaluation and approval of initial factory inspection... 11
8.Relevant requirements for after-certification supervision... 11
9.Certificate... 14
10.Certification mark... 15
11.Charging basis and requirements... 15
12.Certification responsibility... 15
13.Principles for classification of manufacturing enterprises... 15
Attached Table 1 --... 19
Attached Table 2 --... 24
Attached Table 3 --... 29
Attachment 4... 31
1.Scope of application
“Implementation Detailed-Rules for telecommunication terminal equipment” (hereinafter
referred to as Implementation Detailed-Rules) is compiled based on the requirements of
“China Compulsory Certification Implementation Rules - Telecommunication terminal
equipment” (CNCA-C16-01.2014) (hereinafter referred to as Implementation-Rules). As
supportive document for the Implementation-Rules, this Detailed-Rules is used together
with the Implementation-Rules.
The applicable product scope, certification basis and all other contents of this
Implementation Detailed-Rules shall comply with relevant provisions of
Implementation-Rules. It shall also be adjusted according to the Notices such as defined
directory and directory adjustment that are issued by Certification and Accreditation
Administration of the PRC (hereafter referred to as CNCA).
In accordance with the provisions of Certification Implementation-Rules, following the
principles of maintaining the effectiveness of product certification, improving quality of
product, serving certification companies, and controlling risk of certification, CQC
formulates and issues this certification Implementation Detailed-Rules. Through
establishing the classification management requirements of manufacturing enterprises,
and combining the classification of manufacturing enterprises, this Detailed-Rules
determines the implementation requirements for China Compulsory Certification of
telecommunication terminal equipment.
2.Certification standards
IMPLEMENT in accordance with Clause 2 of the Implementation-Rules.
3.Certification modes
The optional certification modes for telecommunication terminal equipment are.
Mode 1.
4.Division of certification units
IMPLEMENT in accordance with Clause 4 of the Implementation-Rules.
5.Certification entrusting
5.1.Proposal and acceptance of certification application
The certification client submits a certification entrusting to CQC through the Internet
and product information as required; when necessary, shall also provide business
registration certificate, organization code, electrical schematic diagram, agreement, etc.
5.2.Application materials
In accordance with the requirements of the certification scheme, CLIENT shall provide
CQC and / or laboratory with relevant application materials and technical materials,
including but not limited to.
5.3.Implementation arrangement
After CQC accepts the certification application, based on the classification management
requirements of the manufacturing enterprise and the relevant product information
submitted by the enterprise, etc., it will formulate a certification scheme and notify the
CLIENT. The certification scheme usually includes the following.
6.Certification implementation
6.1.Type test
6.1.1.Type test plan
The content of the type test plan includes type test sample requirements (see 6.1.2 of this
Detailed-Rules), test standard items (see 6.1.3 of this Detailed-Rules) and laboratory
information, etc.
6.1.5.Type test report
Same as subclause 6.1.5 of the Implementation-Rules.
6.2.Certification evaluation and decision
Same as subclause 6.2 of the Implementation-Rules.
6.3.Certification time limit
Same as subclause 6.3 of the Implementation-Rules.
7.Initial factory inspection
7.1.Content of initial factory inspection
The inspection content includes the full element inspection of the factory's quality
assurance capability and the conformity inspection of the certified products.
7.2.Time limit for initial factory inspection
Under normal circumstances, the initial factory inspection is carried out after passing the
type test. Under special circumstances, type test and factory inspection can be carried out
at the same time.
7.3.Conclusion of initial factory inspection
The inspection team reports the factory inspection conclusions to CQC. If the inspection
conclusion is non-conformity, the inspection team will directly report the non-conformity
conclusion to CQC.
7.4.Evaluation and approval of initial factory inspection
CQC comprehensively evaluates the conclusions of type test and factory inspection;
issues a compulsory certificate after passing the evaluation.
8.Relevant requirements for after-certification supervision
8.1.After-certification follow-up inspection
8.1.1 Principle of after-certification follow-up inspection
There are two methods for after-certification follow-up inspection.
8.1.2.Content of after-certification follow-up inspection
The inspection content of method 1 in 8.1.1 of this Implementation Detailed-Rules refers
to the requirements of subclause 7.1 of this Implementation Detailed-Rules.
8.1.4.Conclusion of after-certification follow-up inspection
Same as subclause 7.3 of this Implementation Detailed-Rules.
8.2.Production on-site sampling test or inspection
8.2.1.Principle of production on-site sampling test or inspection
According to enterprise classification management and certification risk conditions, when
necessary, CQC conducts production on-site sampling test or inspection. Production
on-site sampling test or inspection shall cover all certified categories.
8.3.Principle of market sampling test or inspection
According to enterprise classification management and certification risk conditions, when
necessary, CQC conducts market sampling. The market sampling test or inspection shall
cover the certified products in a certain proportion.
8.4.Frequency and content of after-certification supervision
9.Certificate
9.1.Maintenance of the certificate
Same as subclause 8.1 of the Implementation-Rules.
9.2.Change record of products covered by the certificate
9.3.Extension of products covered by the certificate
Same as subclause 8.3 of the Implementation-Rules.
In principle, it shall take the samples of representative models which are initially subjected
to the full-item type test as the basis for extended evaluation.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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