CQC-C1116-2021 PDF English
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China Compulsory Certification Implementation Detailed-Rules - Electric Bike
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CQC-C1116-2021: China Compulsory Certification Implementation Detailed-Rules - Electric Bike---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CQC-C1116-2021
Serial No.. CQC-C1116-2021
Implementation Detailed-Rules for China Compulsory
Certification -- Electric bicycle
Issued on. JULY 01, 2021
Implemented on. JULY 01, 2021
China Quality Certification Center
Table of Contents
Foreword... 4
0.Introduction... 5
1.Scope of application... 9
2.Standards based for certification... 9
3.Certification mode... 9
4.Division of certification units... 11
5.Certification entrustment... 12
6.Certification implementation... 13
7.Post-certification supervision... 21
8.Certificate... 25
9.Certification mark... 28
10.Product certificate... 28
11.Fees... 28
12.Certification responsibilities... 29
13.Processes and time limit requirements related to technical disputes, complaints,
appeals... 29
Appendix 1 Certification process for electric bicycle product... 32
Appendix 2 List of certification entrustment data... 33
Appendix 3 Structure and technical parameters of electric bicycle product... 36
Appendix 4 Type test items and standard basis... 55
Appendix 5 Test plan of electric bicycle... 57
Appendix 6 Requirements for production consistency review... 63
Appendix 7 Product qualification certificate... 70
1.Scope of application
These Detailed Rules apply to two-wheeled bicycles, that use on-board batteries as
auxiliary energy, have pedal riding capabilities, can realize electric assist or/and electric
drive functions.
For any adjustments to the scope of application, which are caused by changes in laws
and regulations or related product standards, technology, industrial policies and other
factors, the announcement issued by the State Administration for Market Regulation
(CNCA) shall prevail.
2.Standards based for certification
According to the standard GB 17761-2018 "Safety technical specification for electric
bicycle".
The latest version, which is issued by the national standardization administrative
department, shall be implemented according to the standards used. When it is necessary
to add new applicable standards or use other versions of standards, the announcement
on the requirements for applicable relevant standards, which is issued by the
Certification and Accreditation Administration of China, shall be followed.
3.Certification mode
The basic certification mode, which is stipulated in the Implementation Detailed-Rules,
refers to the combination of basic factors of product certification, which is determined
on the premise of integrity and self-discipline, effective management, stable production
of production enterprises, with the goal of ensuring that products continue to meet the
requirements of compulsory certification standards, based on the inherent safety risk
characteristics of products and the production processes commonly used by enterprises.
CQC implements classified management of manufacturing enterprises, in accordance
with the requirements of the "Implementation Rules for Compulsory Product
Certification -- Classified Management of Manufacturing Enterprises, Selection and
Determination of Certification Modes";
3.1 Basic mode of certification
The basic certification mode for implementing compulsory certification of electric
bicycle products is.
3.2 Applicability of certification mode
Category A and category B. Post-certification supervision may adopt one or a
combination of three methods. post-certification follow-up inspection, production or
port on-site sampling testing or inspection, market sampling testing or inspection.
4.Division of certification units
In principle, the certification client shall propose certification entrustment, based on the
unit division principle. CQC issues certification certificates, based on the unit division
principle.
5.Certification entrustment
CQC accepts certification of products, which are produced, sold or imported by
producers (manufacturers) or sellers or importers (hereinafter collectively referred to as
certification client) of products, within the scope of the rules.
5.1 Proposal and acceptance of certification entrustment
The certification client submits the certification entrustment to CQC, through the
information and product information as required. CQC will review the application,
based on relevant requirements; issue a notice of acceptance or rejection, within 2
working days; OR require the certification client to make corrections and resubmit the
certification application.
5.2 Entrustment information
The certification client shall, after accepting the certification entrustment intention,
provide the required information, in accordance with the requirements of the "List of
Certification Entrustment Information" in Appendix 2 of the Detailed Rules.
5.3 Implementation arrangements
When CQC accepts the intention of certification entrustment, it sends the "Product
Evaluation Activity Plan" to the certification client, which stipulates the relevant
responsibilities and arrangements of both parties in each link of certification
implementation, as agreed between CQC and the certification client.
5.4 Certification process
The certification client submits a letter of intent to the CQC (completed on the CQC
the certification process.
6.Certification implementation
6.1 Type test
Producers/manufacturers are the first person responsible for the certification quality of
electric bicycle products. They shall fully implement the mandatory standards and
regulations, as related to electric bicycle products, as promulgated by the state. They
are obliged to test and evaluate products, before production, sale or import, to ensure
that products meet standard requirements.
6.1.1 Type test plan
For certification entrustments that require type test, after the application materials are
reviewed and qualified, CQC shall follow the unit division principle and based on the
certification standards, product descriptions, key components and raw materials
submitted by the client (see Appendix 3 "Product Structure and Technical Parameters
of Electric Bicycle"), to formulate a type test plan and notify the certification client.
6.1.2 Type test sample requirements
Usually, the certification client selects representative samples for testing, according to
Appendix 5 "Electric Bicycle Test Plan", for type testing; then selects appropriate
models for difference testing. It shall be ensured that the difference testing covers high-
risk difference items and materials in the unit, as much as possible.
6.1.3 Type test items and requirements
Refer to the relevant content in Appendix 4 "Type Test Items and Standards Based" of
the Detailed Rules. CQC, together with the laboratory, will confirm the test items, in
accordance with the provisions of the Detailed Rules, in combination with the testing
standards, structure, technical parameters of the bicycle to be certified, as entrusted by
the certification client.
6.1.4 Implementation of type tests
6.1.4.1 Type test shall be completed in the laboratory designated by the National
Certification and Accreditation Administration. When the laboratory conducts type test
on samples, it shall ensure that the test conclusions are true and accurate; make
complete records of the entire testing process and archive them; ensure that the records
of the testing process and results are traceable. When abnormal conditions are
discovered during the type test, they shall be communicated with CQC in a timely
manner and handled accordingly.
6.1.4.2 If any test item is unqualified, the certification client is allowed to make
rectifications, after analyzing the causes of the nonconformity; then carry out re-test
after the rectifications are completed. If re-test is required, the laboratory must report
the test status to CQC, which will re-confirm the test plan.
6.1.5 Type test report
CQC develops a unified type test report format. The type test report shall include a
description of the necessary information for all products, in the certification unit.
The laboratory shall issue a type test report, in a unified format.
6.2 Enterprise quality assurance capabilities and product consistency
inspection In accordance with the requirements of product implementation rules, (CNCA-00C-
005), (CNCA-00C-006) and other documents, CQC carries out on-site inspections and
evaluation, to check whether the quality assurance capability and product consistency
control capability of the production enterprise meet the certification requirements.
The quality assurance capability and product consistency inspection of the production
enterprise shall be carried out, after passing the type test.
6.4 Certification evaluation and decision-making
CQC conducts a comprehensive evaluation on the type test, the production enterprise's
quality assurance capabilities and product consistency inspection results, as well as
relevant materials/information. If the evaluation passes, certification certificates will be
issued based on unit; if the evaluation fails, the certification will be terminated.
6.5 Certification time limit
CQC sets time limit requirements for the certification process. Certification clients must
actively cooperate with certification activities, to ensure that relevant work is completed
within the time limit.
7.Post-certification supervision
Post-certification supervision refers to the supervision, which is carried out by
certification agencies on certified products and their production enterprises. Based on
the classified management of production enterprises and the actual situation, the
selection of post-certification supervision methods is as shown in Table 2.
7.1 Follow-up inspection after obtaining the certificate
7.1.1 Principles of follow-up inspection after certification
On the basis of classified management of production enterprises, CQC implements
effective follow-up inspections of certified products and their production enterprises, to
verify that the production consistency control of manufacturing enterprises continues
to comply with certification requirements, meanwhile, to ensure that certified products
continue to comply with standard requirements and maintain consistency with the
approved product.
7.1.2 Contents of follow-up inspection after obtaining certification
Follow-up inspections include at least the following.
7.1.3 Follow-up inspection time after obtaining certification
The time for follow-up inspection after obtaining certification is determined, based on
the number of certificates of the certified products, with due consideration to the scale
of the factory. Generally, each factory takes 2 ~ 4 person-days for the enterprise.
Any non-conforming items, which are discovered during the follow-up inspection after
obtaining the certificate, shall be rectified within 3 months; otherwise, the follow-up
inspection will not pass.
7.2 Sampling testing or inspection at production site
7.2.1 Principles for sampling testing or inspection at production site
If post-certification supervision is carried out, by taking samples for testing or
inspection at the production site, the certification client, producers, production
enterprises shall cooperate.
7.2.2 Contents of sampling testing or inspection at production site
7.3 Market sampling testing or inspection
7.3.1 Principles of market sampling testing or inspection
CQC will conduct market sampling of category A, B, C, D enterprises, when necessary,
based on enterprise classification management and certification risk conditions.
7.3.2 Market sampling testing or inspection content
CQC formulates a market sampling testing or inspection plan; selects some or all items
from the type test inspection items for sampling testing. The designated personnel shall
take samples, from the certified products, which are sold in the market, according to the
sampling test plan. The samples shall be sent to the designated laboratory, for testing or
inspection.
7.4 Frequency of post-certification supervision
7.4.1 Frequency of post-certification supervision
In principle, production enterprises must undergo supervision, at the basic frequency
specified in Table 2, after first obtaining the certificate. And a post-certification follow-
up inspection and production site sample testing must be conducted, at least once every
two years.
7.5 Records of post-certification supervision
CQC shall properly record and archive the entire post-certification supervision process,
to ensure traceability of the certification process and results.
7.6 Evaluation of post-certification supervision results
CQC conducts a comprehensive evaluation of the conclusions of follow-up inspections,
the conclusions of sample testing or inspection, relevant materials/information. Those
that pass the evaluation can continue to maintain the certification certificate and use the
certification mark. If any of the evaluation results are unqualified, the evaluation of the
post-certification supervision results will be failed; CQC shall make a decision to
suspend or revoke the certification certificate, according to the corresponding
circumstances, meanwhile make it public.
8.Certificate
Certification certificates can be in paper and/or electronic form. The content of
electronic version of the certification certificate is consistent with that of the paper
version of the certificate; meanwhile it has an online verification function.
8.1 Maintenance of certification certificates
The validity period of the product certification certificate, which is covered by this rule,
is 5 years. During the validity period, the validity of the certificate relies on the
maintenance of certification agency's post-certification supervision.
8.2 Contents of certification certificate
If the contents of the certification certificate are marked on the certified products and
their sales packages, they shall be consistent with the contents of the certification
certificate. For certificate changes/extensions, the version number information of the
changed/extended certification certificate shall be indicated, to clearly show the number
of changes/extensions to the product.
8.3 Change/extension of certification certificate
8.3.1 Content of change
8.4 Cancellation, suspension, revocation of certification certificates
The cancellation, suspension, revocation of certification certificates shall be carried out,
in accordance with the "Management Provisions on Compulsory Product Certification"
and the "Implementation Rules for Cancellation, Suspension, Revocation of
Compulsory Product Certification Certificates", as well as the relevant provisions of
CQC. CQC shall determine the categories and scope of products, that do not meet
certification requirements; adopt appropriate methods to publicly announce canceled,
suspended, or revoked certificates.
8.5 Use of certification certificates
The use of certification certificates shall comply with the requirements of the
"Management Provisions on Compulsory Product Certification".
9.Certification mark
For the electric bicycles, that have implemented compulsory product certification in
accordance with the certification implementation rules and obtained certification
certificates, it shall add the standard CCC mark at an appropriate location on the product
or on the product label or print/mold the CCC mark by themselves. The CCC mark style
is as follows.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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