CCAP-GZ-499420: Evolution and historical versions
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Detailed Implementation Rules for China Compulsory Certification - Retro-reflective Devices for Cycles
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CCAP mark certification implementation rules - Bicycle reflection device
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Standard similar to CCAP-GZ-499420-2020 CCAP-GZ-464204 CCAP-GZ-499422 CNCA-No10 Basic data | Standard ID | CCAP-GZ-499420-2020 (CCAP GZ-499420-2020) | | Description (Translated English) | Detailed Implementation Rules for China Compulsory Certification - Retro-reflective Devices for Cycles | | Sector / Industry | China Certification Center for Automotive Products - CCC Implementation Detailed-Rules | | Word Count Estimation | 41,464 | | Date of Issue | 10/7/2020 | | Date of Implementation | 10/7/2020 | | Drafting Organization | China Automobile Certification Center Co., Ltd. | | Administrative Organization | China Automobile Certification Center Co., Ltd. | CCAP-GZ-499420-2020: Detailed Implementation Rules for China Compulsory Certification - Retro-reflective Devices for Cycles
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Detailed Implementation Rules for China Compulsory Certification-Retro-reflective Devices for Cycles
Number. CC AP-GZ-499420.2020
CC AP mark certification implementation rules
Implementation Rules for CC AP Mark Certification
Bicycle retro-reflective device
Retro-reflective Devices for Cycles
2020-07-10 release
2020-07-10 Implementation
China Automobile Certification Center Co., Ltd.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
table of Contents
1 Scope of application...1
2 Certification standards...1
3 Selection of certification mode and related requirements...1
3.1 Basic authentication mode...1
3.2 Applicability of the certification model...1
4 Classification of certification units...1
5 Certification delegation...2
5.1 Proposal and acceptance of certification commission...2
5.2 Application materials...2
5.3 Implementation arrangements...3
6 Certification Implementation...4
6.1 Type test...4
6.2 Initial factory inspection...6
6.3 Certification evaluation and decision...8
6.4 Time limit for certification...8
7 Supervision after certification...9
7.1 Follow-up inspection after certification...9
7.2 Samples taken at the production site for testing or inspection...10
7.3 Market sampling test or inspection...10
7.4 Frequency and time of post-certification supervision...11
7.5 Records of follow-up supervision...11
7.6 Evaluation of supervision results after certification...11
8 Certification...11
8.1 Maintenance of the certificate...11
8.2 The content of the certificate...11
8.3 Change of certification...12
8.4 Cancellation, suspension and revocation of certification...12
8.5 Use of certification...13
9 Certification Mark...13
9.1 Approved logo styles...13
9.2 Requirements for use...13
10 Charges...13
11 Certification responsibilities...13
12 Process and time limit requirements related to technical disputes, complaints, and appeals...14
Annex 1 Product description of bicycle retro-reflective device...15
Annex 2 List of key components/materials for bicycle retro-reflective device...16
Annex 3 Type test items...17
Appendix 4 Requirements for Production Consistency...18
Appendix 1 Requirements for Factory Quality Assurance Ability...20
Appendix 5 Production Consistency Control Plan and Implementation Report Preparation Requirements...24
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
Appendix 1 Recommended Format of Production Consistency Control Plan...27
Appendix 6 Principles for Classification of Manufacturers...30
Attachment 7 Requirements for using the testing resources of manufacturers to implement testing and utilization of other certification results...32
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
Foreword
This rule is formulated and issued by China Automotive Certification Center Co., Ltd., and the copyright belongs to China Automotive Certification Center Co., Ltd.
No organization or individual may use it in any form in whole or in part without the permission of China Automobile Certification Center Co., Ltd.
This rule replaces CC AP-GZ-499420..2019, and the main technical changes are as follows.
1.The scope of application of the revised rules is "This rule applies to bicycles and electric bicycles used on public roads.
Retro-reflective device";
2.Revision standard. GB/T 31887.2-2019 replaces GB/T 31887-2015;
3.Revised the principle of unit division, dividing units according to the type, structure, shape and color of retro-reflective devices;
4.Type test items have changed, chromaticity requirements items have been added, corrosion resistance items, alignment test items have been deleted
Test items;
5.Modified product description information, deleted mechanical structure, added type, reflection area, reflector installation method
Type, mirror back installation method of reflector, reflector fixing method, etc., see Annex 1;
6.The full text frame has changed;
7.Increased production consistency requirements;
8.The production consistency control plan and implementation report preparation requirements have been added, see Annex 5.
Formulation unit. China Automobile Certification Center Co., Ltd.
Developers. Cao Jingcheng, Wang Lei, Bai Weining, Wu Xiangliang, Zhang Hongman
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
1 Scope of application
This rule applies to retro-reflective devices of bicycles and electric bicycles used on public roads.
This rule does not apply to reflective tire products.
2 Certification standards
GB/T 31887.2-2019 Bicycle lighting and retro-reflective device Part 2.Retro-reflective device
The above-mentioned standards shall in principle implement the latest version issued by the national standardization administrative department. Use standard
For other versions, it shall be implemented in accordance with the announcement of the applicable standards and requirements issued by CC AP.
3 Selection of certification model and related requirements
3.1 Basic authentication mode
The basic certification model for implementing CC AP mark certification for bicycle retro-reflective device products is.
Type test initial factory inspection and supervision after certification
The post-certification supervision in the above basic certification model includes post-certification follow-up inspection and supervision sampling inspection.
Mode, where the supervision sampling test also includes the sampling test or inspection at the production site and the market sampling test or inspection
check.
3.2 Applicability of the certification model
CC AP will target different types of enterprises and increase/decrease certification elements as appropriate on the basis of the basic certification model.
Row combinations, including.
Type A. Post-certificate supervision can use post-certificate follow-up inspection, sample testing or inspection at the production site,
One or a combination of the three methods of field sampling or inspection.
Type B, C, D production enterprises. post-certification follow-up inspection and supervision sampling test (health
One or a combination of on-site sampling or market sampling).
CC AP is based on the characteristics of the products applying for certification and the principles of certification risk control, combined with the results of the classified management of the production enterprises,
Decide on the certification mode applicable to the certification principal.
4 Certification unit division
In principle, the products produced by the same producer (manufacturer) and the same production enterprise (site) are not obvious in the following aspects.
The different bicycle retro-reflective device products are a certification unit.
(1) The type, structure, shape and color of the reflector;
(2) The material of the reflective material.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
The same unit can contain multiple "model (or specification)" products. The same model refers to the standard design
Products that have no impact on compliance.
The same product produced by the same producer and different production enterprises, or produced by different producers and the same production enterprise
For products of the same model, it is considered that the type test is carried out only on the samples of one unit. Other manufacturers/producers’
Products need to provide information for consistency check.
5 Certification commission
5.1 Proposal and acceptance of certification commission
The certification principal shall submit a certification entrustment to CC AP in an appropriate manner in accordance with the CC AP certification process and requirements.
And be responsible for the authenticity and legality of the submitted certification application materials. The certification client should be able to undertake the relevant quality and legal
responsibility. The manufacturer (manufacturer) and manufacturer of bicycle retro-reflective device products entrusted for certification should be able to produce normally,
And meet the requirements of national laws and regulations and related industrial policies.
CC AP will conduct a complete and normative review of the certification commission materials submitted by the certification principal, such as the review process
If problems are found in the process, the CC AP acceptor will communicate with the certification client and require the certification client to
Resubmit after supplementing and perfecting the materials. CC AP will issue an acceptance notification to the certification client if the documents are accepted after passing the review.
And sign a certification contract with the client. If the documents fail to pass the review, the CC AP will send the certification to the client
Issue a notice of non-acceptance and clearly inform the reason for non-acceptance.
One of the following circumstances will not be accepted.
(1) Does not conform to the national industrial policy;
(2) In the registration certification materials of the certification principal, producer (manufacturer), and production enterprise, the business scope is not
Covering certified products; lack of legal certification materials;
(3) To be included in the relevant directory of entities with severely untrustworthy national credit information.
(4) Other circumstances that are not acceptable under laws and regulations.
5.2 Application materials
The certification client shall provide the required materials for certification according to the following requirements.
(1) Basic information of certification principal, producer (manufacturer), and production enterprise (factory)
1) Certification power of attorney or contract;
2) Factory inspection survey form;
3) Registration certification materials (initial application) of the certification principal, producer (manufacturer), production enterprise (factory)
Please and when there are changes).
a Copy of business license; for overseas enterprises, corresponding legal registration and/or production certification materials should be provided.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
b. The trademark registration and legal authorization certificate of the producer (manufacturer); (the trademark registration certificate should be in Chinese
The trademark registration certificate, registration standard change certificate, approval renewal certificate and other documents issued by the Trademark Office of the People’s Republic of China shall prevail.
The category of goods approved for trademark use should cover bicycle retroreflective device products; the legal authorized use certificate should be trademarked
The registrant shall sign a trademark authorization contract or a record certificate from the Trademark Office.)
c If the consignor is a seller or importer, the seller and producer, importer and producer must also submit
A copy of the relevant contract (first application and change);
d The power of attorney of the agent (when applicable);
e For overseas certification clients, they need to provide a letter of undertaking that the above information is true and bear corresponding legal responsibilities (including the "three
"Package", "Recall" and related quality responsibility) relevant certification documents.
4) If other enterprises are entrusted to produce bicycle retroreflector products, the certification principal shall also submit to CC AP
Provide a copy of the relevant contract concluded between the entrusting enterprise and the entrusted enterprise. Such as certification client, producer (manufacturer), producer
Copies of ODM/OEM agreements, power of attorneys and ODM original certificates signed between manufacturers (when applicable).
(2) Certified product information
1) Quality system documents, including.
a Quality manual, including. organizational chart and/or responsibilities;
b The catalog of production consistency control documents shall meet the relevant requirements of Annex 4;
c A copy of the obtained quality management system certification certificate (if any).
2) Product description of bicycle retro-reflective device (see appendix 1, when the first application and parameter changes);
3) Production consistency control plan (when the first application and production consistency control plan is changed), please refer to the attachment for preparation requirements
Item 5;
4) The implementation report of the production consistency control plan, and the compilation requirements are shown in Appendix 5 (every year after certification);
5) CC AP logo addition plan (for the first application and change).
The certification client needs to provide the truth of the above-mentioned information and bear corresponding legal responsibilities (including "three guarantees", "recall" and related
Quality responsibility) commitment letter.
CC AP is responsible for review, management, preservation, and confidentiality of relevant information, and inform the certification client of the results of the data review.
5.3 Implementation arrangements
The certification principal submits the certification commission to CC AP (completed on the CC AP certification client platform http.//3c.cccap.org.cn
to make).
The normal certification process is.
(1) Certification commission, data review and acceptance;
(2) Divide certification product units and prepare certification schemes;
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
(3) Signing and charging of certification contract;
(4) Product type test;
(5) Initial factory inspection;
(6) Comprehensive evaluation and approval of type test and factory inspection results;
(7) Issuing certification certificates;
(8) Supervision after certification.
The abnormal certification process is. the type test report is directly provided without performing the type test according to the normal certification process,
The test results of all test items are required to meet the requirements of the certification standard and the consistency of the type test sample is checked.
After that, the type test result can be judged as qualified; if the type test of the certified product is not completed and the factory inspection is carried out, the certification
The client needs to apply to CC AP, which can be carried out at the same time after approval.
After acceptance, CC AP will formulate a certification party based on the results of the review and the principle of classification of manufacturers (Annex 6)
The plan includes.
(1) Unit division adjustment (when necessary);
(2) Type test inspection plan (including selection and confirmation of contracted laboratories);
(3) Factory inspection plan and time (man-day);
(4) Estimated certification cost;
(5) Other matters and requirements that need to be explained.
CC AP will notify the certification client of the above certification scheme, and formally communicate with the certification client after the agreement is reached.
Sign a certification contract as the basis for the implementation of this certification.
6 Certification implementation
6.1 Type test
6.1.1 Type test plan
CC AP will formulate a type test plan after the data review and inform the certification client. The certification principal can self
After the laboratory is selected, no adjustments will be made in principle. The certification client can
Suggestions on the case. If the contracted laboratory has objections to the type test plan, it shall explain the situation to CC AP.
The type test plan includes all sample requirements and quantities for type test, test standard items, and contract laboratory letter
Information, etc. (including difference test requirements).
6.1.2 Type test sample requirements
Under normal circumstances, the sample for type testing is selected by the certification client according to the requirements of CC AP to send representative samples to the contract
Laboratory testing. When necessary, CC AP can also take on-site sampling/sealing to obtain samples.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
If there is only one model in the certification unit, samples of this model will be sent. When there is more than one model in the unit, CC AP will
Choose a representative model from it, and conduct a difference test for other models when needed.
Type test samples should be products produced by the entrusted manufacturer in accordance with normal processing methods. Authentication client
The consistency between the samples provided and the actual products should be guaranteed. Not to borrow, rent, purchase samples, etc.
The sample is obtained by the method for testing. CC AP and/or laboratories shall review the authenticity of the samples provided by the certification client.
When the laboratory has doubts about the authenticity of the sample, it should explain the situation to CC AP and deal with it accordingly.
6.1.2.1 Number of type test samples
Bicycle retro-reflective devices. 8 pcs.
For the number of test samples that need to be supplemented by random inspections and/or differences, the test plan finally confirmed by CC AP is
quasi.
The certification principal shall ensure that the submitted samples are completely consistent with the actual products, including materials, structure, and parameters.
Count etc.
6.1.2.2 List of key components/raw materials and related requirements
It should be consistent with the key parts/raw materials identified in the "Production Consistency Control Plan" submitted by the enterprise. Checklist
It must include at least the name, model, specification and supplier of key components (materials). See this rule for details
Annex 2.
6.1.3 Type test items and test basis
For type test items and test basis, please refer to the applicable clauses and items based on the standard in Article 2 of this rule. See the attachment for details
3.
6.1.4 Selection and confirmation of contracted laboratories
The certification client can select and confirm the testing laboratory within the scope of the laboratory provided by CC AP, and CC AP will
The client confirms the opinion and issues the inspection commission task to the contracted laboratory.
6.1.5 Implementation of type test
The type test is completed by the contracted laboratory commissioned by CC AP. The contracted laboratory shall, in accordance with the relevant requirements of CC AP,
Complete the sample testing within the specified time, make a complete record of the entire testing process and archive it to ensure the testing process and
The records of the results are traceable.
If any test item is unqualified, the laboratory will notify CC AP of the unqualified test. If the client continues to request
For certification, the rectification should be completed within 3 months and the rectification materials should be submitted to CC AP, and CC AP will reconfirm the retest and inspection plan.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
Samples with the same specifications as the previous failure should be selected for testing. If the re-inspection is qualified, the type test passes, otherwise it fails
Once, the certification is terminated. If the rectification is not completed and/or the retest test samples are not submitted within the prescribed time limit, this certification shall be terminated;
The certification client can also voluntarily terminate this entrustment, and after completing the rectification, re-submit the certification entrustment and re-execute the type
test.
The type test time does not exceed 20 working days (calculated from the day the sample is delivered to the contracted laboratory), due to the sample or
If the test items are unqualified, the time for the company to carry out rectification and retest is not included.
6.1.6 Type test report
CC AP stipulates a unified type test report format.
After the completion of the type test, the laboratory shall promptly issue a type test report that meets the requirements to CC AP. experiment report
It should be accurate, clear and complete, and contain a description of the product and certification-related information in the application unit. At the end of the certification,
CC AP will send the type test report together with the certification certificate (or certification notice) to the certification principal. The certification principal shall
Ensure that a complete and effective type test report can be provided to CC AP and law enforcement agencies during post-certification supervision.
6.2 Initial factory inspection
The initial factory inspection is CC AP's evaluation of whether the company's production consistency control system can meet the certification requirements. press
The production consistency control plan is reviewed in the factory site inspection method for production consistency.
Note. The factories in this rule involve certification clients, producers, and production enterprises.
6.2.1 Basic principles
Producers and manufacturers should establish, implement and continue to maintain their production consistency in accordance with the requirements of Annex 4 and Annex 5.
To ensure that certified products continue to meet certification requirements.
CC AP will conduct a compliance inspection on the company's production consistency control system. In principle, the initial factory inspection should be
The type test shall be completed within 1 year after passing the type test, otherwise the product type test shall be repeated. In principle, the initial inspection should cover the application
Please certified/certified products and all processing sites. "Processing site" refers to all departments,
Places, people, activities.
6.2.2 Review of production consistency control plan
The factory shall formulate a production consistency control plan in accordance with the requirements of Annex 4 and Annex 5, and submit it to CC AP for review
After the review, CC AP will notify the certification client of the review results. If the production consistency control plan can meet
If requested, the review shall be passed. If CC AP believes that the production consistency control plan does not meet the requirements, the client should make corrections
And resubmit. CC AP will re-examine and inform the certification client of the result of the examination.
After the production consistency control plan is reviewed and approved, CC AP will prepare an on-site inspection plan based on the plan. The plan includes
Products, locations and scope of inspections to be inspected.
CC AP-GZ-499420.2020 CC AP mark certification implementation rules for bicycle retro-reflective devices
The review time of the production consistency control plan is determined based on the number of units applying for certification
The production scale of a production enterprise is generally 1 to 2 man-days per production enterprise.
6.2.3 Factory site inspection for production consistency
Under normal circumstances, after passing the type test and the production conformity control plan, the production conformity work shall be carried out.
Factory site inspection. According to needs, the type test and the on-site inspection of the production consistency can be carried out at the same time.
6.2.3.1 Principles of factory site inspection for production consistency
CC AP will appoint inspectors with national registration qualifications to form an inspection team to conduct on-site inspections of production enterprises.
At the time of inspection, the manufacturer shall have the products entrusted for certification in production. In principle, the factory site inspection should cover
Entrusted certified products and their processing sites. When necessary, CC AP can conduct extended inspections outside the production enterprise.
Note. The processing location in this rule refers to all departments, locations, personnel, and activities related to product certification.
6.2.3.2 Product consistency check and on-site designated test
During on-site inspection of the factory, the inspection team should randomly select and approve the
Certification products shall be inspected including but not limited to the following.
a. The structure and parameters of the certified product should be consistent with the type test samples and the materials submitted for entrusted certification;
b. The identification of the certified product (such as name,...
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