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Detailed Implementation Rules for China Compulsory Certification - Brake linings for automobiles
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CCAP-C11-20-2020
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Standard similar to CCAP-C11-20-2020 CCAP-GZ-3703 CCAP-CAMRA-004 CCAP-C11-01 Basic data | Standard ID | CCAP-C11-20-2020 (CCAP C11-20-2020) | | Description (Translated English) | Detailed Implementation Rules for China Compulsory Certification - Brake linings for automobiles | | Sector / Industry | China Certification Center for Automotive Products - CCC Implementation Detailed-Rules | | Word Count Estimation | 41,449 | | Date of Issue | 3/7/2020 | | Date of Implementation | 3/7/2020 | | Drafting Organization | China Automobile Certification Center Co., Ltd. | | Administrative Organization | China Automobile Certification Center Co., Ltd. | CCAP-C11-20-2: ---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
CCAP-C11-20-2020
Number. CC AP-C11-20.2020
Detailed Implementation Rules for China Compulsory Certification - Brake linings for automobiles
Implementation Rules for Compulsory Product Certification Automotive Brake Linings
Released on July 3, 2020
Implementation on July 3, 2020
China Automobile Certification Center Co., Ltd.
table of Contents
0 Introduction...1
1 Scope of application...1
2 Certification standards...1
3 Authentication mode...1
4 Division of Certification Units...2
5 Certification delegation...2
5.1 Proposal and acceptance of certification commission...2
5.2 Application materials...3
5.3 Implementation arrangements...4
6 Certification Implementation...5
6.1 Type test...5
6.2 Initial factory inspection...7
6.3 Certification evaluation and decision...10
6.4 Time limit for certification...10
7 Post-certification supervision...11
7.1 Follow-up inspection after certification...12
7.2 Sampling test or inspection at the production site...12
7.3 Market sampling test or inspection...13
7.4 Frequency and time of follow-up supervision...13
7.5 Records of follow-up supervision...14
7.6 Evaluation of surveillance results after certification...14
8 Certification...14
8.1 Maintenance of the certificate...14
8.2 Contents of the certificate...15
8.3 Change of certification...15
8.4 Cancellation, suspension and withdrawal of certification...16
8.5 Use of certification...16
9 Certification Mark...16
9.1 Mark styles permitted to be used...16
9.2 Requirements for use...16
10 Charges...16
11 Certification responsibilities...17
12 Process and time limit requirements related to technical disputes, complaints, and appeals...17
Appendix 1 Product description of automotive brake linings...18
Appendix 2 Requirements for Production Consistency...19
Appendix 1 Requirements for Factory Quality Assurance Ability...21
Appendix 2 Requirements of Production Consistency Control Plan...25
Appendix 3 Recommended Format of Production Consistency Control Plan...27
Appendix 4 Requirements for Preparation of Implementation Report of Production Consistency Control Plan...30
Appendix 3 Principles for Classification of Manufacturers...32
Attachment 4 Requirements for using the testing resources of manufacturers to implement testing and the use of other certification results...34
0 Preface
These rules are based on the "Compulsory Product Certification Implementation Rules for Automobile Brake Linings" (CNCA-C11-20.2020)
(Hereinafter referred to as. implementation rules), general implementation rules for mandatory products, including the "Notes to Implementation Rules for Compulsory Product Certification"
Implementation Rules for Cancellation, Suspension and Revocation (CNCA-00C-001), "Compulsory Product Certification Implementation Rules Involving ODM
Supplementary Provisions on the Model (CNCA-00C-002), "Compulsory Product Certification Implementation Rules for Production Enterprise Classification Management,
Selection and Determination of Certification Modes (CNCA-00C-003), "Compulsory Product Certification Implementation Rules, Production Enterprise Testing Capital
Utilization of Sources and Other Certification Results (CNCA-00C-004), “Compulsory Product Certification Implementation Rules, Factory Quality Assurance
Requirements for Certification Ability (CNCA-00C-005), General Requirements for Factory Inspection of Implementation Rules for Compulsory Product Certification
(CNCA-00C-006), "Submission, Transmission and Disclosure of Information on Implementation Rules for Compulsory Product Certification" (CNCA-00C-007)
As well as the quality manual, procedure documents and work instruction documents of China Automobile Certification Center Co., Ltd. (hereinafter referred to as CC AP)
As a supporting document of the implementation rules, it is used together with the implementation rules.
The scope of application and certification basis of these rules are consistent with the relevant provisions in the implementation rules, and follow the CNCA
Announcements such as changes to the CC C product catalogue, adjustment and definition of product certification scope, etc., are adjusted and implemented simultaneously with the implementation rules.
1 Scope of application
These rules apply to brake linings for automobiles (hereinafter referred to as linings).
Adjustments to the scope of application due to changes in laws and regulations or related product standards, technology, industrial policies and other factors,
The announcement issued by the CNCA shall prevail.
2 Certification standards
GB 5763-2018 "Brake Linings for Automobiles".
Manufacturers should fully implement the mandatory requirements of relevant laws, regulations and standards for lining products promulgated by the state, and meet the requirements.
The certification standard shall implement the latest version issued by the national standardization administrative department. When the standard is updated, it should be
Implementation of the corresponding technical resolutions issued by CNCA Automotive and Components Technical Expert Group (TC11). When the applicable standards need to be increased or
When other versions of the standards are used, they shall be implemented in accordance with the relevant announcements required by the applicable standards issued by the CNCA.
3 Authentication mode
The basic certification model for implementing mandatory certification of automotive brake lining products is.
Supervision after initial factory inspection for type testing;
The basic certification model is based on the premise of honesty, self-discipline, effective management, and stable production of the manufacturer, based on the inherent product
The safety risk characteristics and the certification mode determined by the production process generally adopted by the production enterprises. CC AP in accordance with the "Compulsory Product
Requirement formulation of "Certification Implementation Rules, Production Enterprise Classification Management, Selection and Determination of Certification Modes" (CNCA-00C-003)
The "Principles of Classification of Production Enterprises" (see Annex 3) was adopted to implement classified management of production enterprises and combine the results of classified management,
Production methods and product characteristics add certification elements to the basic certification model to determine the production of different abilities and levels
Applicable certification models for production enterprises.
The post-certification supervision methods include follow-up inspection, production site sampling inspection or inspection, market sampling inspection or inspection
Check the combination of the three methods.
4 Certification unit division
The certification client submits certification entrustment to CC AP according to the unit, and CC AP issues certification certificates according to the unit. In the following main parties
Lining products with no difference in surface can be divided into the same unit.
(1) The types of vehicles that the linings are applicable to are divided into M1, M2, N1, O1, O2 linings for vehicles and M3, N2, N3,
Two types of linings for O3 and O4 vehicles;
(2) The brake types applicable to linings are divided into two types. linings for drum brakes and linings for disc brakes;
(3) The structure and material of the lining (when applicable), mainly considering the type of bonding between the lining and the lining that affects the shear strength test items.
The same unit can contain multiple "model (or specification)" products. The same model refers to the design
Products that have no effect on compatibility.
The same product produced by the same producer (manufacturer) and different production enterprises (referring to the same production process and relative
The same product produced by the same key component/raw material supplier), or by different producers (manufacturers) and the same manufacturer,
It can be considered to carry out type test on only one unit of samples, and other manufacturers (manufacturers)/manufacturing enterprises’ products need to be submitted
For data consistency check.
On the basis of the classification management of production enterprises, the unit division of Type A production enterprises can be appropriately relaxed to meet the following requirements
Products produced by the same producer (manufacturer) and the same production enterprise (site) of the piece are regarded as a unit.
(1) The types of vehicles that the linings are applicable to are divided into M1, M2, N1, O1, O2 linings for vehicles and M3, N2, N3,
Two types of linings for O3 and O4 vehicles;
(2) The brake types applicable to linings are divided into two types. linings for drum brakes and linings for disc brakes.
5 Certification commission
5.1 Proposal and acceptance of certification commission
The certification principal shall submit a certification entrustment to CC AP in an appropriate manner in accordance with the CC AP certification process and requirements, and
Be responsible for the authenticity and legality of the materials submitted for certification. The certification client should be able to assume relevant quality and legal responsibilities.
The manufacturer (manufacturer) and the manufacturer of the lining product entrusted for certification shall be able to produce normally and comply with national laws, regulations and
Related industrial policy requirements.
CC AP will conduct a complete and normative review of the certification commission materials submitted by the certification principal, such as during the review process
If any problems are found, the CC AP acceptor will communicate with the certification client and ask the certification client to supplement the certification commission materials
Resubmit after filling. If the documents are qualified and accepted, CC AP will issue an acceptance notice to the certification client and
Sign a certification contract with the client. If the document is not qualified for review, CC AP will issue a non-acceptance to the certification client.
Processing the notice and clearly inform the reason for the inadmissibility.
One of the following circumstances will not be accepted.
(1) Does not conform to the national industrial policy;
(2) In the registration certification materials of the certification principal, producer (manufacturer), and manufacturer, the business scope is not covered
Cover certified products; lack of legal certification materials;
(3) To be included in the relevant directory of entities with severely untrustworthy national credit information.
(4) Other circumstances that are not acceptable under laws and regulations.
5.2 Application materials
The certification client shall provide the required materials for certification according to the following requirements.
(1) Basic information of certification principal, producer (manufacturer), and production enterprise (factory)
1) Application for certification;
2) Factory inspection survey form;
3) Registration certification materials of certification principal, producer (manufacturer), production enterprise (factory) (initial application)
And when there are changes).
a Copy of business license; for overseas companies, corresponding legal registration and/or production certification materials should be provided;
b. The trademark registration of the producer (manufacturer) and the legal authorization certificate (the trademark registration certificate should be in
Trademark registration certificate, registration standard change certificate, approval renewal certificate and other documents issued by the Trademark Office of the People's Republic of China
As the standard, the approved use of the trademark should cover the lining products; the legal authorized use certificate should be registered as a trademark
It shall be subject to the signing of a trademark authorization contract or a record certificate from the Trademark Office.);
c If the client is a seller or importer, the seller and producer (manufacturer), importer
Copies of relevant contracts (first application and change) between the manufacturer and the manufacturer (manufacturer);
d The power of attorney of the agent (when applicable);
e For overseas certification clients, they need to provide a letter of commitment that the above information is true and bear corresponding legal responsibilities (including
"Three Guarantees", "Recall" and related quality responsibility) relevant certification documents.
4) If other enterprises are entrusted to produce lining products, the certification principal shall also provide CC AP with the
A copy of the relevant contract entered into by the enterprise. Such as the agreement signed between the certification principal, producer (manufacturer), and manufacturer
A copy of ODM/OEM agreement, authorization letter and ODM original CC C certificate (when applicable).
(2) Certified product information
1) Quality system documents, including.
a Quality manual (including organizational chart and/or responsibilities);
b The catalog of production consistency control documents shall meet the relevant requirements of Annex 2;
c A copy of the obtained quality management system certification certificate (if any).
2) Lining product description (see attachment 1, when the first application and parameters change);
3) Production consistency control plan (for the first application and when the production consistency control plan is changed), see Annex 2 for the preparation requirements;
4) The implementation report of the production consistency control plan, and the compilation requirements are shown in Appendix 2 and Appendix 4 (every year after certification);
5) CC C mark addition plan (for the first application and change).
The certification client needs to provide the truth of the above information and bear the corresponding legal responsibility (including "three guarantees", "recall" and related
Quality responsibility) commitment letter.
CC AP is responsible for review, management, preservation, and confidentiality of relevant information, and inform the certification client of the results of the data review.
5.3 Implementation arrangements
The certification principal submits the certification commission to CC AP (completed on the CC AP certification client platform http.//3c.cccap.org.cn).
The normal certification process is.
(1) Certification commission, data review and acceptance;
(2) Divide certification product units and prepare certification schemes;
(3) Signing and charging of certification contract;
(4) Product type test;
(5) Initial factory inspection;
(6) Comprehensive evaluation and approval of type test and factory inspection results;
(7) Issuing certification certificates;
(8) Supervision after certification.
The abnormal certification process is. if the type test report is not carried out according to the normal certification process, the type test report is required
After the test results of all test items meet the requirements of the certification basis standard and the consistency of the type test samples is reviewed,
The result of the type test can be determined as qualified; if the type test of the certified product is not completed and the factory inspection is carried out, the certification principal shall
An application to CC AP can be carried out at the same time after approval.
After acceptance, CC AP will formulate a certification plan based on the results of the review and the principle of classification of manufacturers (Annex 3).
The plan includes.
(1) Unit division adjustment (when necessary);
(2) Type test inspection plan (including selection and confirmation of designated laboratories);
(3) Factory inspection plan and time (man-day);
(4) Estimated certification cost;
(5) Other matters and requirements that need to be explained.
CC AP will notify the certification client of the above certification scheme, and formally sign with the certification client after the agreement is reached.
Sign a certification contract as the basis for the implementation of this certification.
6 Certification implementation
6.1 Type test
6.1.1 Type test plan
The type test plan includes all sample requirements and quantities for type test, test standard items, and designated laboratory information
Etc. (including the difference test requirements).
CC AP will formulate a type test plan after the data review and inform the certification client. The certification principal can refer to
Choose from the designated laboratories. After the laboratory is selected, no adjustments will be made in principle. The certification client can
Suggestions on the case. If the designated laboratory disagrees with the type test plan, it shall explain the situation to CC AP.
6.1.2 Type test sample requirements
Under normal circumstances, the sample for type test is selected by the certification client according to the requirements of the type test plan to send representative samples to the certification
The laboratory designated by the Supervisory Committee conducts testing. When necessary, CC AP can also take on-site sampling/sealing to obtain samples.
If there is only one model/specification in the certification unit, samples of this model/specification shall be sent. More than one model in the same unit/
When specifying specifications, CC AP will select samples of representative models/specifications from among them, so as to cover other models/specifications as much as possible
Structural parameters and key components/raw materials manufacturers. If necessary, other models/specifications should be tested for differences.
Type test samples should be products produced by the entrusted manufacturer in accordance with normal processing methods. The certification principal shall
Ensure the consistency between the samples provided and the actual products. Not to obtain by borrowing, renting, purchasing samples, etc.
Get samples for testing. CC AP and/or laboratories shall review the authenticity of the samples provided by the certification client. laboratory
If there is any doubt about the authenticity of the sample, the situation should be explained to CC AP and the corresponding treatment should be made.
6.1.2.1 Number of type test samples
The number of type test samples of the same type/specification lining is shown in Table 6-1.
6.1.2.2 List of key components/materials and related requirements
The certification client should submit a product description sheet and a list of key components/raw materials when sending samples.
6.1.3 Type test items
Type test items are mandatory clauses applicable to the corresponding standards in Article 2 of these rules, see Table 6-1.
6.1.4 Implementation of type test
The type test shall be completed in the laboratory designated by CNCA. The laboratory conducts type test on the samples, and all tests
Make a complete record of the process and keep it on file to ensure the traceability of the records of the testing process and results.
If any test items are unqualified, the laboratory must report the test results to CC AP. If the certification client needs to continue certification,
It is allowed to carry out rectification after analyzing the cause of the unqualified, and re-test after the rectification is completed. Anything that needs to be re-tested,
The rectification materials should be submitted to CC AP, and CC AP will reconfirm the test plan. In principle, the same rules as the last unqualified should be selected
The sample of the grid is tested. If the re-inspection is qualified, the type test is passed; if the sample is not sent according to the test plan or the re-inspection is still unqualified,
Termination of certification. The certification client can also voluntarily terminate this certification entrustment. After the rectification is completed, the certification entrustment will be resubmitted and
Perform the type test again.
For products that have obtained compulsory product certification, CC AP directly recognizes the results; for other conformity assessments
The relevant requirements of the system test results are shown in Annex 4.
The type test time does not exceed 20 working days (calculated from the day when the sample is delivered to the designated laboratory), due to the sample or test
If the inspection items are unqualified, the time for the company to carry out rectification and retest is not included.
6.1.5 Type test report
CC AP stipulates a unified type test report format.
After the end of the type test, the laboratory shall promptly issue a type test report that meets the requirements to CC AP. The content of the report shall be
Be accurate, clear and complete, and describe the product and certification related information in the application unit.
At the end of the certification, CC AP will send the type test report together with the certification certificate (or certification notice) to the certification principal.
The certification client shall ensure that it can provide CC AP and law enforcement agencies with a complete and effective type test report during post-certification supervision.
6.2 Initial factory inspection
The initial factory inspection is CC AP's evaluation of whether the factory's production consistency control system can meet the certification requirements. By birth
The production consistency control plan is reviewed in the factory on-site inspection method for production consistency.
Note. The factories in these rules involve certification clients, producers (manufacturers), and production enterprises.
6.2.1 Basic principles
Producers (manufacturers) and production enterprises shall establish, implement and continue to maintain their production facilities in accordance with the requirements of Annex 2.
Compliance control system to ensure that certified products continue to meet certification requirements.
CC AP conducts compliance inspection on the factory's production consistency control system. In principle, the initial factory inspection should be in the type
The test shall be completed within 1 year after passing the test, otherwise the product type test shall be repeated.
6.2.2 Review of production consistency control plan
The factory shall formulate a production consistency control plan in accordance with the requirements of Annex 2 and submit it to CC AP for review.
After the review, the certification client will be notified of the review results.
If the production consistency control plan can meet the requirements, the production consistency control plan is reviewed and passed. If CC AP thinks
If the production consistency control plan does not meet the requirements, the factory shall make corrections and resubmit. Will review after CC AP review
The result is notified to the certification client.
After the production consistency control plan formulated by the factory is reviewed and passed, CC AP will prepare the production consistency on site according to it.
Inspection plan, which includes the products, venues and scope of inspection.
6.2.3 Factory site inspection for production consistency
In general, after passing the type test and the production consistency control plan, the production consistency factory
scene Investigation. According to needs, the type test and the on-site inspection of the production consistency can be carried out at the same time.
CC AP will appoint compulsory product certification inspectors with national registration qualifications to form an inspection team to conduct inspections on production enterprises.
Perform on-site inspections. At the time of inspection, the manufacturer shall have the products entrusted for certification in production. Production consistency factory site inspection original
The above shall cover the products entrusted for certification and their processing places. When necessary, CC AP can conduct extended inspections outside the production enterprise.
Note. The processing place in these rules refers to all departments, places, personnel and activities related to product certification.
During factory site inspection, the factory inspection team shall randomly select products from the end of the production line or warehouses that have passed inspection
Certified products are inspected including but not limited to the following.
(1) Check the consistency of the structure and parameters of the certified product (including model/specification and key components/materials);
(2) On-site designated tests for certified products (marking, packaging, and items selected from the production consistency control plan).
In principle, product consistency inspection should cover product category①, a...
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