CCAP-C11-01: Evolution and historical versions
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Detailed Implementation Rules for China Compulsory Certification - Motor Vehicle and Trailers
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CCAP-C11-01-2020
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[Replaced by CCAP-C11-01-2020] China Compulsory Certification Implementation Detailed-Rules - Motor vehicle
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CCAP-C11-01-2014
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Standard similar to CCAP-C11-01-2020 CCAP-GZ-3703 CCAP-CAMRA-004 CCAP-C11-20 Basic data | Standard ID | CCAP-C11-01-2020 (CCAP C11-01-2020) | | Description (Translated English) | Detailed Implementation Rules for China Compulsory Certification -- Motor Vehicle and Trailers | | Sector / Industry | China Certification Center for Automotive Products - CCC Implementation Detailed-Rules | | Word Count Estimation | 215,216 | | Date of Issue | 22/5/2020 | | Date of Implementation | 22/5/2020 | CCAP-C11-01-2020: Detailed Implementation Rules for China Compulsory Certification - Motor Vehicle and Trailers
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CCAP-C11-01-2020
Detailed Implementation Rules for China Compulsory Certification - Motor Vehicle and Trailers
Implementation Rules for Compulsory Product Certification
Published on May 22, 2020
Implemented on May 22, 2020
China Auto Certification Center Co., Ltd.
table of Contents
0 Introduction...5
1 Scope...5
2 Terms and definitions...5
3 Standards for certification...6
4 Authentication mode...6
4.1 Basic Mode...6
4.2 Bicycle authentication mode...7
5 Division of certification units...7
6 Certification Commission...7
6.1 Presentation and acceptance of certification entrustment...7
6.2 Application Information...8
6.3 Implementation arrangements...8
7 Certification Implementation...9
7.1 Type test...9
7.2 Initial factory inspection...11
7.3 Certification evaluation and decision...16
7.4 Time limit for certification...16
8 Supervision after certification...17
8.1 Follow-up inspection after certification...17
8.2 Taking samples for testing or inspection at the production site...18
8.3 Market sampling inspection or inspection...19
8.4 Application of Quality Information...19
8.5 Frequency and time of supervision after certification...20
8.6 Post-certification supervision records...20
8.7 Evaluation of the surveillance results after certification...20
8.8 Consistency parameter management...20
9 Certification...21
9.1 Retention of certification...21
9.2 Contents of the certificate...21
9.3 Change of certification (including standard version change)... 21
9.4 Suspension, cancellation and revocation of certification...22
9.5 Use of Certificates...23
9.6 Electronic Certificate...23
9.7 Issuance of certificates within the same manufacturer...23
10 Certification mark and vehicle consistency certificate...23
10.1 Certification mark...23
10.2 Product conformity certificate...23
11 Fees...24
12 Certification Responsibility...24
13 Process and time limits related to technical disputes, complaints and appeals...24
Appendix 1 Certification Items and Requirements...25
Appendix 1-1 Type test items and basis standards...25
Appendix 1-2 Type Test of Parallel Imported Automobiles...47
Attachment 1-3 Bicycle certification test items and basis standards...48
Appendix 1-4 Implementation Procedures of Self-commitment to Environmental Protection...56
Appendix 1-4 Appendix 1 Auto Product Environmental Protection Self-Commitment...58
Appendix 1 Appendix A Implementation Procedures for Parallel Management of Average Fuel Consumption of Passenger Car Enterprises and New Energy Vehicle Points...59
Annex 2 Certification Implementation...60
Attachment 2-1 Car Design Implementation Procedures...60
Appendix 2-2 Implementation Procedures for New Technology Product Certification...61
Appendix 2-3 Classification Principles of Manufacturers...63
Attachment 2-4 Requirements for the implementation of testing using production enterprise testing resources and the use of other certification results...65
Attachment 2-5 Supervised sampling test items after certification...68
Appendix 3 Basis for Division of Vehicle Series, Units and Models...72
Attachment 4 Materials required for certification...76
Appendix 4 Appendix 1 Vehicle Structure and Technical Parameters...78
Appendix 4 Appendix B. Bicycle certification vehicle structure and technical parameter table...148
Appendix 4 Appendix 2 Statement of Confirmation of Non-Mass Production Certification Mode...151
Appendix 5 Sample Delivery Requirements and Sample Details...152
Appendix 6 Factory inspection requirements...163
Attachment 6-1 Requirements for Production Consistency Review...163
Attachment 6-2 Factory Quality Assurance Ability and Production Conditions Review Requirements...166
Appendix 6 Appendix A Vehicle Structure and Technical Parameter Consistency Review...169
Appendix 6-3 Production Consistency Control Plan and Implementation Report Preparation Requirements...170
Appendix 6 Appendix B List of COP test items...175
Appendix 6 Appendix C List of Key Parts and Materials...177
Appendix 6 Appendix D. Production Consistency Control Plan...183
Appendix 7 Non-mass production vehicle product consistency review requirements...186
Appendix 8 Vehicle Conformance Certificate...191
Appendix 8 Appendix A Automotive Products Vehicle Consistency Technical Parameters Project...197
Appendix 8 Appendix B. Vehicle Conformance Certificate Style...203
Appendix 9 Technical judgment conditions for modified car products...214
0 Preface
The implementation rules are based on the "Compulsory Product Certification Implementation Rules for Automobiles" (CNCA-C11-01.2020) (to
(Hereinafter referred to as implementation rules), general implementation rules for compulsory products, including
Industry Classification Management, Selection and Determination of Certification Modes (CNCA-00C-003), "Compulsory Product Certification Implementation Rules
Utilization of production enterprise testing resources and other certification results" (CNCA-00C-004), "Compulsory Product Certification Practice
Requirements for Factory Quality Assurance Ability (CNCA-00C-005), "Compulsory Product Certification Implementation Rules Factory
General Requirements for Inspection (CNCA-00C-006), "Compulsory Product Certification Implementation Rules, Information Reporting, Delivery and Public Information
(CNCA-00C-007) and the quality manual of China Automobile Certification Center Co., Ltd. (hereinafter referred to as CC AP),
Program documents, operation guidance documents and other relevant requirements are prepared as supporting documents for the implementation rules
Same use.
1 Scope of application
Applicable to M-type vehicles, N-type vehicles and O-type trailers (including
Whole vehicles and non-complete vehicles).
Not applicable to low-speed vehicles (general term for three-wheeled vehicles and low-speed trucks), vehicles traveling on rails, and trolley buses
Vehicles, wheeled special machinery that are not designed to be driven and used on roads but are mainly used for construction of closed roads and places
Vehicles, agricultural and forestry tractors, construction machinery, three types of chassis.
The scope of application due to changes in laws and regulations or related product standards, technologies, industrial policies and other factors
The adjustment is based on the announcement of changes in the CC C product catalog, adjustment and definition of product certification scope issued by the CNCA.
Step by step adjustment.
Vehicles that apply for certification exemption due to scientific research, testing, and samples required for certification testing should follow the
The Regulations on Systematic Product Certification Management and the relevant regulations of the CNCA are implemented.
2 Terms and definitions
For the definition of vehicles, see GB/T 3730.1 "Terms and definitions of types of cars and trailers", GB/T 17350 "Special
Terms and codes for automobiles and special semi-trailers" and GB 7258 "Technical conditions for safe operation of motor vehicles"; classification of vehicles
See GB/T 15089 "Classification of Motor Vehicles and Trailers"; other terms are as follows.
2.1 Complete vehicle. A vehicle that has the intended function without any manufacturing.
2.2 Non-integrated vehicles. vehicles that require further manufacturing to have the intended function.
2.3 Multi-stage manufacturing of vehicles. Through multi-stage manufacturing, vehicles with the intended use function.
2.4 Basic vehicle. The complete vehicle used in the conversion and the second-class chassis.
2.5 Parts. The smallest independent unit that constitutes an assembly, system, or vehicle. Such as the lens in the rearview mirror assembly.
2.6 Assembly. an assembly composed of parts with a certain function. It can be independent, it can be a vehicle,
Part of the system, such as the headlamp assembly and the steering wheel assembly in the steering system.
2.7 Parts and components. The collective name of parts and assemblies.
2.8 System. An assembly with certain functions composed of parts and assemblies. Such as steering system, braking system.
2.9 Type II chassis. A complete vehicle can be a non-integrated vehicle by installing a cargo platform or operating equipment.
2.10 Three types of chassis. installing the cab and cargo platform or operating equipment, the integral body can become complete
Vehicle is not a complete vehicle.
2.11 Mass-produced vehicles. Mass-produced and mass-produced vehicles.
2.12 Non-mass production vehicles. non-scale production vehicles, each certification certificate covers the vehicle's annual production volume or import volume
No more than 500 units.
2.13 Modified vehicles. vehicles that are modified and produced on complete vehicles and second-class chassis ①. Technical judgment of modified car products
See Appendix 9 for details of the fixed conditions.
2.14 Parallel imported cars. Refers to the system other than the authorized sales system of car manufacturers
The imports of other importers from abroad are "parallel" to the channels of domestic authorized dealers.
Note ①. The terms and definitions are only applicable to these rules, and can be used in combination, such as. non-mass production modified vehicles, non-mass production complete vehicle modification
car.
Note ②. Compared with general import channels, parallel imported cars are not customized for the Chinese market.
Conformity rectification of national standards. Parallel import cars are generally non-production cars. Confirmed by the designated certification body
Please certify the consistency of vehicles to implement effective management, and the number limit under the non-mass production vehicle certification mode can be removed.
3 Standards for certification
The standard of certification and its serial number and article number are shown in Annex 1.
Manufacturers should fully implement the relevant laws promulgated by the state on the safety, environmental protection, energy saving, and theft prevention of automobile and trailer products
The mandatory requirements of laws, regulations and related standards, and meet the requirements.
In principle, the standards for certification testing should be implemented in the latest version issued by the national standardization administrative department.
When the standards based on certification and testing are updated, the corresponding technical and technical experts group (TC11) of the CNCA shall issue corresponding
Implementation of technical resolutions. When increasing or decreasing according to the standard or using other versions of the standard, it shall be issued according to the CNCA
The corresponding announcement is implemented.
4 Authentication mode
4.1 Basic mode
The basic certification mode is. initial factory inspection for type testing (enterprise quality assurance capability and product consistency inspection)
Supervision after certification.
The basic certification model is based on the premise of production enterprises' integrity and self-discipline, effective management, and stable production.
There are security risk characteristics and certification models determined by the production processes commonly used by manufacturing enterprises. CC AP according to the "mandatory
Implementation Rules for Product Certification. Classification Management of Production Enterprises, Selection and Determination of Certification Modes (CNCA-00C-003)
Seeking to formulate the "Classification Principles of Manufacturing Enterprises" (see Annex 2-3), implement classified management of manufacturing enterprises, and combine
Class management results, production methods and product characteristics add certification elements on the basis of the basic certification model to determine certification
The authentication mode applicable to the principal.
The quality assurance capability and product consistency inspection of mass-produced car companies shall be conducted in accordance with the production consistency inspection method.
For non-mass production vehicles, the quality assurance ability and product consistency inspection should increase the on-site sampling inspection at the production site or port
Test or check.
Post-certification supervision methods include follow-up inspection, production or port on-site sampling inspection or inspection, and market sampling
One of three ways to detect or inspect or various combinations.
4.2 Bicycle authentication mode
The bicycle certification mode is. 100% inspection.
It is suitable for production and production in small batches that have not obtained compulsory product certification due to special use or due to special reasons.
Imported products for live consumption.
Note. ③ Because of anti-terrorism security, emergency rescue, emergency command, sports competition, road test, national major production and construction projects
And the end user's use (the import purpose or use purpose listed on the import license of the commercial department must be used by the unit or individual).
5 Division of certification units
Vehicle products are divided according to vehicle model series or unit. See Appendix 3 for the basis of division. Certification client according to model
The series or unit submits a certification commission.
The products applied for the bicycle certification mode are not divided into units, and the model and specific vehicle identification code are used as units
Issue certificates, one certificate per vehicle.
6 Certification commission
6.1 Proposal and acceptance of certification entrustment
The certification client shall submit the certification request to CC AP in an appropriate manner according to the CC AP certification process and requirements.
And be responsible for the authenticity and legality of the submitted certification application materials. The certification client should be able to undertake the recall, three guarantees, etc.
Quality and legal responsibility. The producers (manufacturers) and production enterprises of the entrusted certification of automobile and trailer products should be able to function normally
Production, and comply with national laws and regulations and relevant industrial policy requirements.
CC AP will conduct a complete and normative review of the certification commission materials submitted by the certification client, such as the review process
Found that there are problems, CC AP acceptance personnel will communicate with the certification client, requiring the certification client to
Resubmit after replenishing the materials. If the data review is qualified and accepted, CC AP will issue an acceptance notice to the certification client
Know and sign a certification contract with the client. If the materials are not qualified and not accepted, CC AP will send to the certification client
A notice of non-acceptance is issued, and the reasons for the non-acceptance are clearly informed.
One of the following situations will not be accepted.
(1) Does not comply with national industrial policies;
(2) In the certification materials of the certification client, producer (manufacturer), and production enterprise, the business scope is not
Coverage of certified products; lack of legal certification materials;
(3) Producers (manufacturers) of overseas modified vehicles (except parallel imported vehicles) fail to provide original vehicles as required
Type manufacturer (manufacturer) or production enterprise authorized modification documents, relevant certification documents of market supervision department;
(4) Included in the relevant list of subjects with serious credit failure in national credit information.
(5) Cases that cannot be accepted as required by other laws and regulations.
6.2 Application information
The certification client shall provide the required information to CC AP in accordance with the requirements of Annex 4 "Requirement for Certification", and the production consistency
The control plan execution report shall be submitted 2 months before the annual supervision and inspection.
CC AP is responsible for reviewing, managing, storing, and keeping related materials confidential, and notifying the certification client of the results of the data review.
6.3 Implementation arrangements
The normal certification process is.
(1) Commissioning, data review and acceptance of certification;
(2) Divide certification product units and prepare certification schemes;
(3) Signing and charging of certification contracts;
(4) Product type test;
(5) Initial factory inspection;
(6) Comprehensive evaluation and approval of the results of type tests and factory inspections;
(7) Issue a certification certificate;
(8) Post-certification supervision.
The abnormal certification process is as follows. if the type test is not conducted according to the normal certification process and the type test report is provided directly,
It is required that the test results of all test items all meet the requirements of the certification basis and the type test sample consistency review
After that, the type test result can be judged to be qualified; if the factory test is not completed for the type test of the certified product, the certification
The client needs to submit an application to CC AP, which can be conducted at the same time after approval. For modification based on uncertified models
For vehicles (Implementation Rule 7.2.3), in principle, factory inspection should be carried out after the type test is completed.
7 Certification implementation
7.1 Type test
7.1.1 Type test plan
After accepting the certification entrustment and reviewing the materials, CC AP combines the certification client's application for certification of the type and use of the vehicle
Development, applicable standards and determination of the same type, etc., formulate a type test plan, and notify the certification client, the certification client
Comments can be given on the test plan. If the laboratory has any objection to the test plan, it shall explain the situation to CC AP.
The type test program includes type test items, sample requirements and quantities, and laboratories that undertake type tests. type
The type test shall be undertaken by a laboratory designated by the CNCA. The certification client may choose among the laboratories designated by the CNCA.
After the laboratory is selected, in principle no further adjustments will be made.
For certification clients of Class A and B companies, CC AP is evaluating the capabilities of certification clients and the overall risk of certified products
Under the premise of the client, according to the client’s wishes, it can start to intervene and implement product certification at the conceptual design stage of the product.
According to the design process, trial production and test capabilities of the enterprise, formulate an exclusive certification scheme to enable the product certification process and product design
The process takes place simultaneously.
7.1.2 Type test sample requirements
Normally, the certification client prepares samples according to the requirements of the type test plan and sends them to the designated laboratory. when necessary,
According to the actual and classified management situation of the production enterprise, CC AP adopts on-site sampling in accordance with the requirements of the type test plan
Obtain samples and send them to the designated laboratory.
The selection of samples is based on whether the test items of the model series are the same type, and can be determined to be the same type
A sample can be selected for the project; items that cannot be determined as the same type should be selected separately, and all test items should be integrated.
For the test samples corresponding to the project, determine the total number of samples and requirements. See Annex 5 for the number of samples and requirements.
If the components or systems used in the newly applied for certification products are unchanged in their structure, testing standards, and testing items
Under the circumstances, if it is consistent with the parts or system used in the certified product, it is not required to provide it separately.
During sampling inspection or testing on the production site or market, the certification client, producer (manufacturer), and production enterprise shall
Actively cooperate, take samples from qualified products, add samples of the same model if necessary and keep them until the test is completed, for backup
For re-examination.
The certification client shall ensure that the samples provided by it can be produced normally and are consistent with the actual products produced. experiment
The laboratory shall review the authenticity, consistency and compatibility of the samples provided by the certification client with the test plan. When experimenting
If the laboratory has doubts about the authenticity, consistency and compatibility with the test plan, it should explain the situation to CC AP and press
Requiring corresponding treatment.
7.1.3 Type test items and requirements
According to the provisions of the implementation rules, CC AP and the laboratory combine the certification client to apply for the certification of the type and use of the vehicle
Way to confirm the test items.
For testing items and regulations of mass-produced vehicles and non-mass-produced vehicles, see Annex 1-1; for other regulations of parallel imported vehicles, see Annex
1-2; The testing items and regulations of bicycle certification are shown in Annex 1-3.
7.1.4 Implementation of type test
In principle, the CC AP confirms that the application materials submitted by the certification client are complete and develops a test plan
Later.
The laboratory types the samples within the specified time according to the national mandatory product certification and the relevant requirements of CC AP
The test should ensure that the test conclusion is true and accurate, and make a complete record of the entire process of the test and archive it to ensure that the test
The measurement process and results are traceable.
If any test item is unqualified, it is allowed to make rectification after analyzing the cause of the failure, and then renew after the rectification is completed
experimenting. Where re-testing is required, the laboratory must inform CC AP of the test, and CC AP will re-confirm the test
Program.
For products that have obtained mandatory product certification (including self-declaration), CC AP directly recognizes the results;
Recognize the relevant requirements of other conformity assessment system test results see Annex 2-4.
7.1.4.1 If the production enterprise has "Compulsory Product Certification Implementation Rules, production enterprise testing resources and other certification results
Utilization" (CNCA-00C-004) and the testing conditions required by the certification standard, CC AP can use the production company to test
Resources implement sampling inspections (or eyewitness inspections) at the production site, and test reports issued by designated laboratories, specific requirements
See the relevant regulations in Annex 2-4 for procedures.
7.1.4.2 For qualified enterprises, during the type test, some projects may be carried out by means of design appraisal.
CC AP works with certification clients and laboratories to jointly develop plans, and adopts methods such as review and verification in the product design stage
Confirm the conformity of design and certification standards, and jointly issue a design appraisal report, which is accepted as a type test result.
See Annex 2-1 for specific requirements.
7.1.4.3 For the same type of product produced in different production sites under the same manufacturer, ensure the consistency of production
Under the premise, CC AP will simplify the type test process and reduce the test items of the same part.
7.1.4.4 For some type test projects, the certification client agrees to tighten the supervision and random inspection after obtaining the certificate, and submits to CC AP
Submit the self-commitment document for environmental protection and the "Self-commitment for Environmental Protection of Automotive Products" (see Appendix 1-4, Appendix 1).
Replace testing with corporate self-commitment. See Annex 1-4 for specific requirements.
7.1.4.5 Automobile products using new technologies should at least ensure that their safety, environmental protection, energy saving and anti-theft characteristics are not lower than
The compulsory certification requirements for automotive products, such as those related to the implementation rules for compulsory certification of relevant vehicle components, must also comply wi...
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