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China Compulsory Certification Implementation Detailed-Rules - Household and similar equipment
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CQC-C0701-2017: China Compulsory Certification Implementation Detailed-Rules - Household and similar equipment
---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CQC-C0701-2017
Serial No.. CQC-C0701-2017
Implementation Detailed-Rules for
China Compulsory Certification
Household and similar-use appliances
Issued on. OCTOBER 01, 2017
Implemented on. OCTOBER 01, 2017
China Quality Certification Center
Foreword
This Implementation Detailed-Rules is formulated on the basis of “Implementation Rules
for China Compulsory Certification - Household Appliances” (CNCA-C07-01.2014). It is
issued by the China Quality Certification Center.
It was first-revised on October 01, 2017.For the certification mode of refrigerator
products for the category A and B enterprises, it was adjusted to be “type test +
after-certification supervision”.
It was second-revised on October 31, 2017.Added the relevant requirements for electric
blanket products, which involve the following clauses. 1.Application scope; 2.
Certification-basis standards; 3.Certification mode (2); 6.1.2 Requirements for sample
quantity; 7.4 Frequency and time for after-certification supervision; Appendix 2 Factory
quality control testing requirements of compulsory certification of household appliances. It
also revised the routine testing items and test methods for the instant water heater.
On March 01, 2018, in accordance with the No.7 announcement of the National Standard
Administration, the 1077 compulsory national standards -- including controller -- were
converted into recommended national standards, so the relevant standards which are
involved in this Detailed-Rules were revised accordingly.
Formulating organization. China Quality Certification Center.
Table of Contents
0.General requirements... 5
1.Application scope... 7
2.Certification-basis standards... 7
3.Certification modes... 9
4.Division of certification units... 10
5.Certification entrusting... 10
6.Certification implementation... 11
7.After-certification supervision... 15
8.Certificate... 18
9.Certification mark... 20
10 Charges... 21
11 Certification responsibility... 21
12 Technical disputes and complaints... 21
Appendix 1 Factory quality assurance capability requirements for compulsory certification
of household and similar-use appliance... 22
Appendix 2 Factory quality control testing requirements for compulsory certification of
household and similar-use appliances... 29
Appendix 3 Technical decision on relevant requirements for critical components and
materials for compulsory product for household and similar-use appliances... 38
1.Application scope
This Detailed-Rules is applicable to household appliances, including the following product
types. household refrigerators and food freezers; electric fans; air conditioners; electric
motors - compressors; household electric washing machines; electric water heaters;
indoor heaters; vacuum cleaners; skin and hair care appliances; electric iron; Induction
cooker; electric oven (portable grill, bread roaster and similar cooking utensils); electric
food processing appliance (food processing machine (kitchen machinery)); microwave
oven; electric range, cooktop, oven and similar appliances (standing electric oven, fixed
grill and similar cooking utensils); range hood; liquid heater and Hot-cold water dispenser;
rice cooker; electric blanket, electric heating mat and similar flexible heating appliance.
Due to the adjustment of the scope of application caused by changes in laws, regulations,
relevant product standards, technologies, industrial policies, etc., the announcement
issued by the CNCA shall prevail.
2.Certification-basis standards
No. Product type
Standard basis for certification
Safety standard Electromagnetic compatibility standard
3.Certification modes
The optional certification modes for household and similar application appliance are.
Mode 1.Type test + after-certification supervision.
Mode 2.Type test + initial factory inspection + after-certification supervision.
After-certification supervision refers to one or a combination of three methods.
after-certification follow-up inspection, production on-site sampling testing or inspection,
market sampling testing or inspection.
(1) For the manufacturers of air conditioners, electric motors-compressors and
refrigerators.
Category A and category B manufacturing enterprises. it may use the mode 1 to
perform certification;
Category C and category D manufacturing enterprises. it may use the mode 2 to
perform certification.
(2) For electric fans, household electric washing machines, electric water heaters -
storage water heaters, electric water heaters - instant water heaters, indoor heaters,
vacuum cleaners, skin and hair care appliances, electric irons, Induction cookers,
electric ovens (portable grill, bread toaster and similar cooking utensils), electric
food processing appliance (food processing machine (kitchen machinery)),
microwave oven, electric range cooker, cooktop, oven and similar appliances
(standing electric oven, stationary grill and similar cooking appliances), range
hoods, liquid heaters, hot-cold water dispensers, rice cookers, electric blankets,
electric heating pads and similar flexible heating products manufacturers, in
principle.
4.Division of certification units
In principle, the application unit is divided in accordance with product category, type,
specification, working principle, safety structure, etc.
The same product produced by the same manufacturer and different manufacturing
enterprises [Translator Note. OEM case], or the same product produced by different
manufacturers and the same manufacturing enterprise [Translator Note. ODM case], is a
different application unit. However, it can be type-tested on the samples of one unit.
5.Certification entrusting
5.1 Proposal and acceptance of certification application
The CLIENT submits the certification-entrusting to CQC through the website
and product information as required.
CQC will review the application in accordance with the relevant requirements, issue a
notice of acceptance or disapproval within 2 working days, or request the CLIENT to
re-make the application after correction.
5.2 Application materials
The CLIENT shall provide the CQC and/or laboratory with relevant application materials
and technical materials as required by the certification program after the application is
accepted, which may include.
5.3 Implementation arrangement
CQC will formulate specific program for certification implementation after acceptance, and
notify the CLIENT. The specific implementation of the certification program usually
includes the following.
6.Certification implementation
6.1 Type test
6.1.1 Type test plan
CQC develops a type test plan after the material review (the test plan includes the type
test sample requirements and quantity, test standard items, laboratory information, etc.)
and informs the CLIENT.
Sample requirements and quantities, testing standard items, etc., are as shown in clauses
6.1.2, 6.1.3, and 6.1.4 of this Detailed-Rules.
6.1.2 Type test sample requirements
Usually, the samples to be tested are the representative samples selected and sent by the
CLIENT for testing in accordance with the requirements of CQC.
6.1.3 Type test items
(1) Safety testing items
In principle, it shall include all applicable items specified in the product safety
standards.
6.1.4 Implementation of type test
The type test time is generally 30 working days (excluding the time required by the
enterprise for correction and re-test due to the unqualified inspection items). When the
safety critical components of the whole-machine need to be randomly tested, the time
required for the test exceeds the test time of the whole-machine, and the type test time is
calculated in accordance with the longest test time of the safety components. Calculate
the time from the date of receipt of the sample.
In the case of partial failure of the type test items, in principle, the rectification shall be
completed within 6 months, and the certification shall be considered as terminated if
exceeding this time-limit.
6.1.5 Type test report
The type test report format needs to adopt the report format specified by CQC.
6.2 Certification evaluation and decision
CQC conducts a comprehensive evaluation of the type test conclusions, relevant
materials/information, etc., and makes a certification decision. If the certification
requirements are met, a certificate is issued. If there is a conclusion of nonconformity, the
certification body will not approve the certification-entrusting and the certification will be
terminated.
6.3 Certification time-limit
The time-limit for the acceptance of the certification is set out in clause 5.1 of this
Detailed-Rules.
The time-limit for type test is given in clause 6.1.4 of this Detailed-Rules.
Under normal circumstances, the certificate will be issued to the CLIENT within 90 days
from the acceptance of the certification.
6.4 Initial factory inspection
6.4.1 Inspection items
The initial factory inspections are factory quality assurance capability inspections and
product consistency inspection.
6.4.2 Factory quality assurance capability inspection
It is performed in accordance with the Appendix 1 “Quality Assurance Ability
Requirements for Compulsory Certification for Household and Similar-Use Appliance” and
Appendix 2 “Factory Quality Control Testing Requirements for Compulsory Certification
for Household and Similar-Use Appliance” in this Detailed-Rules.
6.4.3 Product consistency inspection
During factory inspection, it shall perform the consistency inspection for the products to be
certified at production on-site. The consistency inspection is usually the following.
7.After-certification supervision
7.1 Follow-up inspection after certification
7.1.1 Principles of follow-up inspection after certification
On the basis of the classification management of manufacturing enterprises, CQC
implements effective follow-up inspections on the certified products and their
manufacturing enterprises, to verify that the quality assurance capabilities of the
manufacturing enterprises continue to meet the certification requirements, ensure that the
certified products continue to meet the standard requirements and maintain the
consistency with the type test samples.
The time required for the follow-up inspection after obtaining the certificate is determined
in accordance with the number of units of the certified product, and the production scale of
the factory is taken into account appropriately, usually 1 ~ 2 person-days.
7.1.2 Follow-up inspection items after certification
The items of the follow-up inspection after certification are. factory quality assurance
capability inspection and certification product consistency inspection.
The items of the conformity inspection of the certified products is the same as those in
6.4.3 of the Detailed-Rules.
In addition, the use of the “CCC” certification mark and certification certificate shall also be
inspected.
7.2 Sample testing or inspection at the production on-site
7.2.1 Sample testing or inspection principle at the production on-site
In accordance with the quality risk of certified products and the classification management
requirements of manufacturing enterprises, if necessary, the CQC performs production
on-site sampling testing against the product which obtains certificate; the samples for
sampling testing shall be randomly taken from the qualified products.
7.2.2 Sample testing or inspection items at the production on-site
The items specified in the standards used for certification testing can be used as sampling
inspection items.
7.3 Market sampling test or inspection
7.3.1 Market sampling test or inspection principle
CQC, according to the situation of certification risk and enterprise's classification
management, if necessary, conducts market sampling. The CLIENT, manufacturers, and
manufacturing enterprises shall actively cooperate, such as providing sales information
for certified products, as well as information on users, distributors, and/or sales outlets.
7.3.2 Market sampling test or inspection
Market sampling includes product consistency verification and/or product testing. The
items specified in the standards used for certification testing can be used as sampling test
items. CQC tests some or all of the items based on the quality of the different products
and their impact on product safety or electromagnetic compatibility.
7.4 Frequency and time of supervision after certification
The methods of supervision after certification include follow-up inspection after
certification, production on-site sampling test/inspection or market sampling
test/inspection; combined with the classification results and actual conditions of the
manufacturing enterprise, the supervision after certification is one method of them or their
8.Certificate
8.1 Maintenance of certificate
The valid period of the product certificate as covered by this Detailed-Rules is 5 years. In
the validity period, the validity of the certificate depends on the supervision after the
certificate is obtained.
If the validity period of the certificate ends and needs to be used continuously, the CLIENT
shall submit the certification-entrusting within 90 days before the expiration of the validity
period of the certificate. If the result of the supervision after the last certificate is passed
within the validity period of the certificate, CQC will directly issue the new certificate after
receiving the certification-entrusting.
8.2 Change of product covered by the certificate
After the product is certified, if the product belongs to the manufacturer, manufacturing
enterprise, model, specification, technical parameters, etc. of the critical components and
materials listed in Appendix 3, or the product safety/electromagnetic compatibility design,
electrical structure, etc. is subject to change, and when the relevant information and
standards of the certificate change, the CLIENT shall submit an application for change
approval/registration to CQC.
8.2.1 Change delegation and requirements
When the following changes occur, the CLIENT shall submit a change request to CQC.
9.Certification mark
The management and use of certification marks shall comply with the provisions of “China
Compulsory Certification management method”.
9.1 Mark style permitted to use
When the certification only involves safety, the “S” certification mark is adopted; when the
certification involves both safety and electromagnetic compatibility, the “S&E” certification
mark is adopted.
9.2 Marking method
The standard specification certification mark or the non-standard specification
printing/molding certification mark uniformly printed by the National Certification and
Accreditation Administration may be used.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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