CNCA C11-02-2021 (CNCA C11-02-2014) PDF English
US$1210.00 · In stock · Download in 9 secondsCNCA C11-02-2014: [Including 2017XG1] China Compulsory Certification Implementation Rules - Motorcycle Delivery: 9 seconds. True-PDF full-copy in English & invoice will be downloaded + auto-delivered via email. See step-by-step procedureStatus: Obsolete CNCA C11-02: Evolution and historical versions
| Standard ID | Contents [version] | USD | STEP2 | [PDF] delivery | Name of Chinese Standard | Status |
| CNCA C11-02-2021 | English | 1179 |
Add to Cart
|
8 days
|
Implementation Rules for Compulsory Product Certification - Motorcycles
| Valid |
| CNCA C11-02-2014 | English | 1210 |
Add to Cart
|
0-9 seconds. Auto-delivery
|
[Including 2017XG1] China Compulsory Certification Implementation Rules - Motorcycle
| Obsolete |
Excerpted PDFs (Download full copy in 9 seconds upon purchase)PDF Preview: CNCA C11-02-2014
CNCA C11-02-2014: [Including 2017XG1] China Compulsory Certification Implementation Rules - Motorcycle
---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCAC11-02-2014
Serial No.. CNCA-C11-02.2014
China Compulsory Certification Implementation Rules
- Motorcycle
Issued on: AUGUST 21, 2014
Implemented on: JANUARY 1, 2015
Issued by. Certification and Accreditation Administration of the People’s
Republic of China (CNCA)
Table of Contents
0 Introduction... 4
1 Scope... 4
2 Terms and Definitions... 5
3 Standard for Certification... 5
4 Certification Modes... 5
5 Classification of Certification Units... 6
6 Certification Entrusting... 6
6.1 Application and Acceptance of Certification Entrusting... 6
6.2 Application Materials... 6
6.3 Implementation Arrangement... 7
7 Certification Implementation... 7
7.1 Type Test... 7
7.2 Initial Factory Inspection... 9
7.3 Adoption of Relevant Certification Results... 11
7.4 Certification Evaluation and Determination... 11
7.5 Time Limit of Certification... 11
8 After-certification Supervision... 12
8.1 After-certification Follow-up Inspection... 12
8.2 Production Site Sampling Test or Inspection... 12
8.3 Market Sampling Test or Inspection... 13
8.4 Application of Quality Information... 13
8.5 Frequency and Time of After-certification Supervision... 13
8.6 Records of After-certification Supervision... 14
8.7 Evaluation of After-certification Supervision Result... 14
8.8 Conformity Parameter Management... 14
9 Certificate... 14
9.1 Maintenance of Certificate... 14
9.2 Content of Certificate... 14
9.3 Variation of Certificate... 15
9.4 Suspension, Cancellation and Revocation of Certificate... 15
9.5 Use of Certificate... 16
10 Certification Marks and Motorcycle Conformity Certificate... 16
10.1 Mark Style... 16
10.2 Implementation of Mark... 16
10.3 Vehicle Conformity Certificate... 17
11 Charges... 17
12 Certification Responsibility... 17
13 Certification Implementation Detailed-rules... 17
Attachment 1.Type Test Items and Standards... 19
Attachment 2.Compulsory Certification Unit Classification for Motorcycle
Products... 24
Attachment 3.Application Materials for Certification Entrusting... 26
Attachment 4.Production Conformity Inspection Requirements... 85
Attachment 5.Vehicle Conformity Certificate... 91
0 Introduction
The formulation of this Rules is based on the safety risk and certification risk of
motorcycle products. It stipulates the basic principles and requirements for the
implementation of compulsory certification of all the motorcycle products within the
scope of application. The objective of this Rules is to guarantee that certified
motorcycle products’ continuous compliance with the laws, regulations and
requirements of the standards.
This Rules can be used with other general implementation rules issued by Certification
and Accreditation Administration (CNCA), such as. China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination; China Compulsory Certification
Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results; China Compulsory Certification Implementation Rules -
Factory Inspection General Requirements.
The certification body shall formulate certification implementation detailed-rules in
accordance with the requirements in the general implementation rules and this Rules,
and manufacturing enterprise classification management; implement the general
implementation rules together with this Rules.
Manufacturing enterprise shall ensure that their certified products can sustain the
compliance with the certification and are compatible with the requirements of the
standards.
1 Scope
This Rules is applicable to motorcycle products on Chinese highways and urban roads.
However, it is not applicable to.
a) Vehicles for site purposes and site racing, and off-road vehicles designed and
manufactured for off-road driving and usage.
b) Motor vehicles (including motorized wheelchairs and electric wheelchairs, etc.)
and electric bicycles for the disabled.
Due to the adjustment of the scope of application caused by changes in laws,
regulations, or relevant product standards, technical and industrial policies, etc., the
announcements released by CNCA shall be final and conclusive.
The application for certification exemption due to scientific research, tests and other
special reasons shall be implemented in accordance with China Compulsory
Certification Management Rules and relevant regulations issued by CNCA.
The mode of after-certification supervision is after-certification follow-up inspection,
factory or port on-site sampling test or inspection, sampling test in the market, or one
of the three modes, or a combination of the modes.
5 Classification of Certification Units
In principle, motorcycle products shall receive entrusted certification in accordance
with certification units. Motorcycles of the same certification entrusting unit shall
comply with the condition of “variant”.
In accordance with the principle of unit classification, CLIENT shall put forward the
certification entrusting.
The classification of certification units is show in Attachment 2 Compulsory Certification
Unit Classification for Motorcycle Products.
6 Certification Entrusting
6.1 Application and Acceptance of Certification Entrusting
CLIENT must put forward the certification entrusting to the certification body, in an
appropriate mode. The certification body shall review the certification entrusting;
provide feedback on the acceptance or rejection in accordance with the time limit in
the certification implementation detailed-rules.
CLIENT shall be able to undertake the responsibilities related to quality and legal
issues, such as. product recall and three guarantees, etc.
Manufacturers and manufacturing enterprises which apply for the certification
entrusting of motorcycle products shall be able to normally manufacture; comply with
the requirements of national laws and regulations. Otherwise, the certification body
must not accept relevant certification entrusting.
6.2 Application Materials
The certification body shall, in accordance with the laws and regulations, standards
and the demands of certification implementation, specify a checklist of application
materials in the certification implementation detailed-rules. It shall at least include the
content requested in Attachment 3 Application Materials for Certification Entrusting in
this Rules.
CLIENT shall provide the required materials in accordance with the requirements of
application material checklist in the certification implementation detailed-rules. The
certification body is responsible for reviewing, managing, preserving and keeping
confidential of the relevant materials, and shall inform the CLIENT of the review results.
In accordance with relevant regulations and documents issued by CNCA, the
certification body shall, in the certification implementation detailed-rules, specify the
“product critical components and raw materials list” and acceptable compulsory &
voluntary product certificate, or, conditions and specific requirements of type test report.
7.1.3 Items and requirements of type test
The certification body will work with the laboratory, in accordance with the stipulations
in this Rules, and the inspection standards, motorcycle type, structure and technical
parameters of motorcycles with entrusted certification by the CLIENT, to determine the
test items. In terms of different products under the same motorcycle type, difference
test must be supplemented. The test items and inspection standards stipulated in this
Rules are shown in Attachment 1 Type Test Items and Standards.
When due to technical progress, new design and new process are adopted on the
whole vehicle, or relevant systems and components, manufacturer and / or
manufacturing enterprise shall provide the verification result that suggests the
motorcycles satisfy relevant safety standards; the certification body shall make such
determination. When significant safety and environmental protection projects are
involved, it shall also go through the technical expert group’s resolution.
7.1.4 Implementation of type test
Type test shall be conducted after the certification body confirms that the application
materials submitted by the CLIENT meet the requirements and formulates a test
scheme. The certification body shall entrust a laboratory designated by CNCA to
conduct type test on the samples.
When conducting type test on the samples, the laboratory shall ensure that the test
conclusion is true and accurate; the whole process of the type test is integrally
recorded and archived for retaining, so as to guarantee the traceability of the recording
of the test process and the result.
If there is a test item that is non-conformant, rectification is allowed after the analysis
of reasons causing the non-conformance. After the rectification, it can be re-tested. For
those that need retest, the laboratory must inform the certification body of the
information of test situation, and the certification body shall re-confirm the test scheme.
For the recognition of test results of other conformity assessment systems, the
certification body shall specify relevant requirements in the implementation detailed-
rules.
If manufacturing enterprise is equipped with China Compulsory Certification
Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results and the test conditions required by certification standard,
the certification body may utilize manufacturing enterprise’s testing resources to
implement on-site sampling inspection (or, visual inspection); a designated laboratory
Factory inspection shall be conducted in accordance with the mode of production
conformity control scheme review + production conformity on-site factory inspection.
7.2.2.1 Review of production conformity control scheme
Manufacturer or manufacturing enterprise shall, in accordance with Attachment 4
Production Conformity Inspection Requirements in this Rules, formulate production
conformity control scheme; submit to the certification body for review. The certification
body shall inform the manufacturing enterprise of the review result.
When the production conformity control scheme can meet the requirements in
Attachment 4 Production Conformity Inspection Requirements in this Rules, the
manufacturing enterprise shall pass the review of production conformity control
scheme. If the certification body believes that the production conformity control
scheme is defective, the manufacturer or manufacturing enterprise shall rectify and
resubmit. After the certification body re-audits, it shall inform the review result to the
CLIENT.
If the certification body and the manufacturer or manufacturing enterprise cannot reach
an agreement regarding the production conformity control scheme, the manufacturer
or manufacturing enterprise shall consent and guarantee its cooperation in the
certification body’s subsequent product sampling test review. On this premise, the
certification body may accept the manufacturer’s production conformity control scheme.
After the production conformity control scheme formulated by the manufacturer or
manufacturing enterprise passes the review, the certification body shall formulate the
production conformity inspection (on-site factory inspection) scheme accordingly. The
scheme shall include products to be inspected, location and scope.
7.2.2.2 Production conformity on-site factory inspection
After the manufacturing enterprise passes the type test and the review of production
conformity control plan, the certification body shall designate and build an inspection
team of compulsory product certification inspectors with nationally registered
qualifications to conduct on-site inspection of production conformity of the
manufacturing enterprise.
During the inspection, the manufacturing enterprise shall have products with entrusted
certification on the production line.
7.2.3 Verification and inspection of structural and technical parameters
During on-site factory inspection, the certification body may, in accordance with the
requirements of Appendix 1 in Attachment 4 in this Rules, take a corresponding
number of products with entrusted certification; conduct conformity verification of the
structural and technical parameters of declared motorcycles.
shall actively cooperate with the certification body. Under general circumstances,
certificate will be granted to CLIENT within 90 days, since the certification entrusting
is accepted.
8 After-certification Supervision
After-certification supervision refers to supervision implemented to certified products
and their manufacturing enterprise by the certification body.
The certification body shall consider classification management and the actual
situation of the manufacturing enterprise; clarify the specific requirements for selecting
the mode of after-certification supervision in the certification implementation detailed-
rules.
8.1 After-certification Follow-up Inspection
8.1.1 Principles for after-certification follow-up inspection
On the basis of classification management, the certification body shall implement
effective follow-up inspection to certified products and their manufacturing enterprise,
so as to validate that the quality assurance capacity of the manufacturing enterprise
can continuously comply with the certification requirements; and ensure that the
certified products can continuously comply with requirements of the standards; and
maintain the conformity with type test samples.
The after-certification follow-up inspection shall be conducted during the normal
production of manufacturing enterprise. For those products that are not continuously
manufactured, CLIENT shall submit relevant production plans to the certification body,
so that the follow-up inspection can be conducted in an effective way.
8.1.2 Content of after-certification follow-up inspection
The certification body shall ensure under the principle of controllable certification risk;
in accordance with Attachment 4, establish the detailed content on after-certification
follow-up inspection, and clarify it in the certification implementation detailed-rules.
8.2 Production Site Sampling Test or Inspection
8.2.1 Principles for production site sampling test or inspection
If after-certification supervision is implemented through the mode of product site
sampling test or inspection, then, CLIENT, manufacturer and manufacturing enterprise
shall cooperate.
8.2.2 Content of production site sampling test or inspection
The certification body shall, in accordance with classification principle and product
enterprises; reasonably determine the supervision time. Detailed principles shall be
specified in the certification implementation detailed-rules.
8.6 Records of After-certification Supervision
The certification body shall appropriately record and archive the whole process of after-
certification supervision, so as to guarantee the traceability of the certification process
and results.
8.7 Evaluation of After-certification Supervision Result
In terms of non-conformant items found out during the after-certification follow-up
inspection, corrective measures shall be completed within 3 months. Otherwise, the
manufacturing enterprise will not pass the follow-up inspection.
The certification body shall comprehensively evaluate conclusions of follow-up
inspection, conclusions of sample testing or inspection, and relevant materials /
information. If a manufacturing enterprise passes the evaluation, it may continue to
maintain the certificate and use of certification mark. If a manufacturing enterprise fails
to pass, the certification body shall, in accordance with corresponding situations,
suspend or revoke the certificate; and announce it publicly.
8.8 Conformity Parameter Management
The certification body shall classify and dynamically manage the vehicle conformity
parameters; in accordance with the variation of parameters, determine safety and
quality risks that might be involved in the products; in accordance with the demands,
add additional factory inspections and increase sampling tests in a timely manner.
9 Certificate
9.1 Maintenance of Certificate
The certificate has a valid period of 5 years. Within the valid period, the validity of the
certificate is maintained by depending on the “after-certification supervision” of the
certification body.
When the certificate is expired, if it needs to be continued, CLIENT shall put forward
the certification entrusting within 90 days before the expiry date. If the newest “after-
certification supervision”, within the certificate validity, is PASS, then, the certification
body shall directly renew the certificate.
9.2 Content of Certificate
The certificate shall satisfy the items and content required in China Compulsory
Certification Management Rules. Other than this, attachments shall also be issued
along with the certificate, indicating that product involved in this certificate complies
10.3 Vehicle Conformity Certificate
The manufacturer or manufacturing enterprise shall, in accordance with the
requirements of the Rules, submit the format of vehicle conformity certificate and
parameters to the certification body. The format of vehicle conformity certificate,
relevant requirements and parameter content are shown in Attachment 5 Vehicle
Conformity Certificate COC. Each certified vehicle shall be equipped with vehicle
conformity certificate in the accompanying documents, so as to clearly indicate certified
product information, and environmental protection and fuel consumption indicators to
consumers or relevant departments.
11 Charges
In terms of certification charge items, the certification body shall base on the national
provisions of compulsory certification charge standards to charge the fees.
The certification body shall, in accordance with the initial factory inspection fees, after-
certification supervision re-inspection man-day fees in national provisions of
compulsory certification charge standards, reasonably determine the specific man-day
fees.
12 Certification Responsibility
The certification body shall be responsible for the certification results.
Laboratory shall be responsible for the test results and test reports.
The certification body and the designated inspectors shall be responsible for the
factory inspection conclusion.
CLIENT shall be responsible for the authenticity and legality of the submitted
certification entrusting materials.
13 Certification Implementation Detailed-rules
The certification body shall, in accordance with the principle and requirements of this
Rules, formulate scientific, reasonable and feasible certification implementation
detailed-rules. The certification implementation detailed-rules shall be publicly
announced and implemented, after filed to CNCA. The certification implementation
detailed-rules shall at least include the following content.
1) Certification procedure and time limits;
2) Certification mode selection and relevant requirements;
Attachment 1.Type Test Items and Standards
1.Standards
GB 7258 Technical Specifications for Safety of Power-driven Vehicles Operating on
Roads
GB 21861 Items and Methods of Motor Vehicles Safety Technology Inspection
GB 16735 Road Vehicles - Vehicle Identification Number (VIN)
GB 16737 Road Vehicle - World Manufacturer Identifier (WMI) Code
GB 14023 Vehicles, Boats, and Internal Combustion Engine Driven Devices - Radio
Disturbance Characteristics - Limits and Methods of Measurement
GB/T 18387 Limits and Test Method of Magnetic and Electric Field Strength from
Electric Vehicles
GB 14621 Limits and Measurement Methods for Exhaust Pollutants from Motorcycles
and Mopeds under Two-speed Idle Conditions
GB 14622 Limits and Measurement Methods for Motorcycle Pollutant Discharge
(China Stage III)
GB 18176 Limits and Measurement Methods for Emissions of Pollutants from Mopeds
(China Stage III)
GB 20998 Limits and Measurement Methods for Evaporative Pollutants from
Motorcycles and Mopeds
GB 15744 The Limits and Measurement Methods of Fuel Consumption for Motorcycles
and Mopeds
GB 16486 The Limits and Measurement Methods of Fuel Consumption for Mopeds
GB/T 24157 Test Methods of Range and Indication for the Stage of Charge for Electric
Motorcycles and Electric Mopeds
GB 20073 Performance and Measurement Method for Braking of Motorcycles and
Mopeds
GB 16169 Limit and Measurement Method of Noise Emitted by Accelerating
Motorcycles and Mopeds
GB 4569 Limit and Measurement Method of Noise Emitted by Stationary Motorcycles
and Mopeds
2.Items and Requirements of Type Test
1.Vehicle identification number (VIN). VIN shall comply with the stipulations in
GB 16735 and GB 16737.
2.Vehicle marking. it shall comply with 4.1.1, 4.1.2, 4.1.3 and 4.1.4 in GB 7258.
3.Overall dimensions of motorcycle. they shall comply with the stipulations in
4.2 in GB 7258.
4.Parking performance. it shall comply with the stipulations in 4.7.4 and 7.10.4
in GB 7258.
5.Steering gear. it shall comply with the stipulations in 6.1, 6.2, 6.4, 6.6, 6.7 and
6.13 in GB 7258.
6.Axle load ratio of steering shaft. it shall comply with the stipulations in 4.5.1.2
in GB 7258.
7.Safety protection device. it shall comply with the stipulations in 12.2.1, 12.2.2,
12.2.5, 12.2.6, 12.3, 12.5, 12.13.7 in GB 7258.
8.Headlight beam irradiation position and luminous intensity of whole vehicle. it
shall comply with the stipulations in 8.5.1, 8.5.2, 8.5.3.1, 8.5.3.3 in GB 7258;
conduct the test in accordance with the stipulations in GB 21861.
9.Verification of rated passengers. it shall comply with the stipulations in 4.5.5
and 11.6.10 in GB 7258.
10.Error value indicated by speedometer. it shall comply with the stipulations in
4.12 in GB 7258; conduct the test in accordance with the stipulations in GB
21861.
11.Speed-limit vehicle’s maximum speed. it shall comply with the stipulations in
10.6 in GB 7258.
12.Three-wheel vehicle’s complete vehicle kerb mass. it shall comply with the
stipulations in 3.5 in GB 7258.
13.Stable roll angle. it shall comply with relevant stipulations in 4.7.3 in GB 7258.
14.Radio disturbance characteristics. they shall comply with the stipulations in
GB 14023 and / or GB 18387.
15.Emission of exhaust pollutants. it shall comply with the stipulations in GB
14621, GB 14622 and GB 18176.
16.Fuel evaporation. it shall comply with the stipulations in GB 20998.
Attachment 2.Compulsory Certification Unit
Classification for Motorcycle Products
During the process of certification management, vehicles of the same application unit
shall satisfy the condition of “vehicle type”, “variant” and “variant” in “version”.
1.“Vehicle Type”
Vehicle type refers to a vehicle or a group of vehicles (variant), which.
a) belongs to the same category (category-L1, L2, L3, L4 and L5);
b) manufactured by the same manufacturing enterprise;
c) have the same chassis, frame, sub-frame, baseplate or the same structure to
fixate the main components;
d) is equipped with power unit (internal combustion engine type, electric type
and hybrid type, etc.) that is under the same operating principle;
e) has the same type name provided by manufacturer (producer).
The same vehicle type might include its “variant” and “modify-model”.
1.1 “Variant”
Variant refers to a vehicle or a group of vehicles (variant) of the same type, which.
a) Has the same vehicle body shape (basic characteristics);
b) In a group of vehicles (variant), the difference between the minimum value
and the maximum value of complete vehicle kerb mass does not exceed 20%
of the minimum value;
c) In a group of vehicles (variant), the difference between the minimum value
and the maximum value of the allowed maximum total mass of whole vehicle
does not exceed 20% of the minimum value;
d) Has the same operating cycle and ignition mode (two or four-stroke, spark
ignition or compression ignition);
e) In a group of vehicles (variant), the difference between the minimum value
and the maximum value of vehicle power unit (if it is internal combustion unit)
cylinder working capacity does not exceed 30% of the minimum value;
f) The quantity and layout of cylinders are the same;
Attachment 3.Application Materials for Certification
Entrusting
1.Basic Information of CLIENT, Manufacturer (producer), Manufacturing
Enterprise (factory)
1) Letter of certification entrustment or contract;
2) Business registration certificate and organization code certificate (for
domestic enterprises) of CLIENT / manufacturer (producer) / factory;
3) When CLIENT is a seller or an importer, a copy of relevant contracts (first
application and variation) between the seller and the manufacturer, and
between the importer and the manufacturer, also needs to be provided;
4) Table of factory inspection.
2.Certification Product Information
1) Motorcycle product’s structural and technical parameters (see Appendix 1,
first application and parameter variation);
2) Production conformity control scheme (first application and scheme variation);
2.1) Production conformity control scheme execution report (every year
after obtaining certification);
3) A description of vehicle’s model series, unit and vehicle model. The
description shall be specific to each vehicle model and its corresponding
distinction parameter indicator (first application and model series, unit and
vehicle model variation);
4) A description of vehicle identification number’s establishment rules. The
description shall be specific to each (or each inseparable combination of)
symbol that might be used and its corresponding vehicle technical information
(first application and vehicle identification number establishment rules
variation);
5) External marking information that enterprise adopts to distinguish vehicle
models (each model series, first application and variation);
3.CLIENT must provide a letter of commitment that the above materials are
authentic, and bear corresponding legal responsibilities (including the
“three guarantees”, “recall” and related quality responsibilities).
Attachment 4.Production Conformity Inspection
Requirements
1.Production conformity inspection is to confirm the consistency of the certified
products in mass production and the type test samples, and the compliance with
the certification standards through the review and on-site inspection of the
production conformity control scheme and its execution report.
Specifically speaking, the conformity review requirements of product’s structural
and te...
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
|