| Standard ID | Contents [version] | USD | STEP2 | [PDF] delivered in | Standard Title (Description) | Status | PDF |
| GB/T 45249.1-2025 | English | RFQ |
ASK
|
3 days [Need to translate]
|
Data exchange protocol between securities and futures industry and banking - Part 1: Third-party depository, account transfer and exchange settlement
| Valid |
GB/T 45249.1-2025
|
PDF similar to GB/T 45249.1-2025
Basic data | Standard ID | GB/T 45249.1-2025 (GB/T45249.1-2025) | | Description (Translated English) | Data exchange protocol between securities and futures industry and banking - Part 1: Third-party depository, account transfer and exchange settlement | | Sector / Industry | National Standard (Recommended) | | Classification of Chinese Standard | A11 | | Classification of International Standard | 03.060 | | Word Count Estimation | 138,167 | | Date of Issue | 2025-02-28 | | Date of Implementation | 2025-02-28 | | Issuing agency(ies) | State Administration for Market Regulation, China National Standardization Administration | GB/T 45249.1-2025: Data exchange protocol between securities and futures industry and banking - Part 1: Third-party depository, account transfer and exchange settlement
---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
GB/T 45249.1-2025 English version. Data exchange protocol between securities and futures industry and banking - Part 1.Third-party depository, account transfer and exchange settlement
ICS 03.060
CCSA11
National Standard of the People's Republic of China
Securities and futures industry and inter-bank business data exchange
Part 1 of the Agreement. Tripartite Custody,
Bank-futures transfer and foreign exchange settlement and sales business
Part 1.Third-partydepository,accounttransferandexchangesettlement
Released on 2025-02-28
2025-02-28 Implementation
State Administration for Market Regulation
The National Standardization Administration issued
Table of Contents
Preface VII
Introduction VIII
1 Scope 1
2 Normative references 1
3 Terms and Definitions 1
4 Process Analysis 2
4.1 Session Synchronization 2
4.2 Securities and Futures Terminal Initiates Sign-in 2
4.3 Securities and futures end initiates sign-off 3
4.4 Bank initiates account signing 4
4.5 Securities and futures side initiates account signing 5
4.6 Securities and futures end initiates account pre-signing 6
4.7 Pre-contract confirmation on the bank side 7
4.8 Bank initiates account termination 8
4.9 Securities and Futures Terminal Initiates Account Termination 9
4.10 Securities and futures end initiates registration of currency code 10
4.11 Securities and Futures Terminal Initiates Account Information Modification 12
4.12 Securities and Futures Terminal Initiates Account Status Change 13
4.13 Securities and Futures Terminal Initiates Account Information Query 14
4.14 Bank initiates account balance inquiry 15
4.15 Securities and Futures Terminal Initiates Account Balance Query 16
4.16 Bank-to-Certificate Transfer Business 17
4.17 Securities and futures side initiates bank-to-securities business 18
4.18 Bank initiates the CFD-to-Bank business 19
4.19 Securities and futures side initiates the securities-to-bank business 20
4.20 Bank initiates reversal business 21
4.21 Securities and futures side initiates reversal business 22
4.22 Bank initiates interest settlement business 23
4.23 Securities and futures terminals initiate interest settlement business 24
4.24 Bank initiates transaction result query 25
4.25 Securities and futures terminal initiates transaction result query 26
4.26 Futures side initiates fund exchange transaction 27
4.27 Futures side initiates fund exchange and resends transaction 28
4.28 Futures side initiates exchange details query 29
4.29 Futures side initiates exchange summary query 30
4.30 Futures side initiates exchange rate query 31
4.31 Bank initiates end-of-day reconciliation business 32
5 Message 34
5.1 Basic structure 34
5.2 Message List 36
5.3 Message 37
5.4 Session Messages 39
5.5 Session Receipt 39
5.6 Account Signing 40
5.7 Account Signing Response 41
5.8 Account Termination42
5.9 Account Termination Response 43
5.10 Account Information Modification 44
5.11 Account Information Modification Response 45
5.12 Account Information Query 45
5.13 Account Inquiry Response 47
5.14 Transfer 47
5.15 Transfer Response 49
5.16 Transfer Reversal 50
5.17 Transfer Reversal Response 51
5.18 Transfer Result Query 52
5.19 Transfer Result Query Response 53
5.20 Interest 54
5.21 Interest Settlement Response 55
5.22 Real-time reconciliation 55
5.23 Real-time reconciliation response 57
5.24 Data ready at the end of the day 58
5.25 End of day data ready receipt 59
5.26 End of daytime business 60
5.27 Receipt of end of daytime business 60
5.28 Daytime business starts 61
5.29 Daytime business starts receipt 62
5.30 File Operations 62
5.31 File Operation Receipt 64
5.32 Funds exchange transactions 65
5.33 Funds exchange response message 66
5.34 Exchange Details Query 67
5.35 Query and answer of exchange details 68
5.36 Currency Exchange Summary Query 69
5.37 Exchange Summary Query Response 70
5.38 Currency Exchange Rate Query 70
5.39 Exchange Rate Query Response 71
5.40 Exchange Log Reconciliation File 71
6 Business Component Type 72
6.1 Message Header 72
6.2 Return result 73
6.3 Serial Number 73
6.4 Institutional information 73
6.5 Customer Information 74
6.6 Key components 74
6.7 Cryptographic components 75
6.8 Agent Information 75
6.9 Account 75
6.10 Certificate Information 76
6.11 Contact Information76
6.12 Electronic Agreement Information 76
6.13 Balance Component 77
6.14 File Information 77
6.15 Account Status Details 78
6.16 Account Status Reconciliation Results 78
6.17 Account Transaction Details 78
6.18 Account transaction reconciliation results 79
6.19 Transfer Details 79
6.20 Transfer reconciliation results 80
6.21 Transfer Summary Reconciliation 80
6.22 Transfer summary reconciliation results 81
6.23 Account balance details 81
6.24 Account Balance Reconciliation Results 82
6.25 Currency Exchange Transaction Request Domain Component 82
6.26 Currency Exchange Transaction Result Domain Component 83
6.27 Exchange Details Query Result Domain Component 83
6.28 Currency exchange summary query result domain component 84
6.29 Exchange Rate Query Result Domain Component 85
7 Basic element types 85
7.1 Contact Code 85
7.2 Signature Code 86
7.3 Country Code 86
7.4 Currency Code 87
7.5 Language code 87
7.6 Gender code 88
7.7 Organization type code 88
7.8 Key Type Code 88
7.9 Password type code 89
7.10 Encryption code 89
7.11 Document type code 90
7.12 Customer Category Code 91
7.13 Account Category Code 91
7.14 Account Status Code 92
7.15 Depository Status Code 92
7.16 Banknote Sign 93
7.17 Balance Type Code 93
7.18 Interest Settlement Type Code 93
7.19 Agent authority code 94
7.20 Application system type code 94
7.21 Fee Payment Code 95
7.22 Currency exchange business type code 95
7.23 Currency exchange direction code 96
7.24 Whether to mark 96
7.25 Business function code 96
7.26 File Service Function Code 98
7.27 Return code 99
7.28 Organization Code 106
7.29 Trading venue code 107
7.30 Summary 107
8 Basic Data Types 107
8.1 Amount 107
8.2 Value 108
8.3 Date and Time 108
8.4 Text 109
Appendix A (Normative) End-of-day data interface specification 114
A.1 Data File Format Conventions 114
A.2 End-of-day file function description 114
A.3 End of Day File Field Description 116
A.4 End-of-day file format description 118
References 128
Foreword
This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for standardization work Part 1.Structure and drafting rules for standardization documents"
Drafting.
This document is part 1 of GB/T 45249 "Securities and Futures Industry and Interbank Business Data Exchange Protocol". GB/T 45249 has been
The following parts were published.
---Part 1.Tri-party custody, bank-futures transfer and foreign exchange settlement and sales business.
Please note that some of the contents of this document may involve patents. The issuing organization of this document does not assume the responsibility for identifying patents.
This document is under the jurisdiction of the National Financial Standardization Technical Committee (SAC/TC180).
This document was drafted by. Shanghai Stock Exchange Technology Co., Ltd., Shanghai Stock Exchange, Shenzhen Stock Exchange, China Securities Data Co., Ltd.
Company, China Securities Information Technology Services Co., Ltd., Shanghai Futures Information Technology Co., Ltd., Shanghai Financial Futures Information Technology Co., Ltd.,
Guotai Junan Securities Co., Ltd., Industrial and Commercial Bank of China Co., Ltd., Fujian Xinyi Technology Co., Ltd., Zhongtai Securities Co., Ltd.
company.
The main drafters of this document are. Huang Tianshou, Wang Bo, Lin Guobiao, Wang Meng, Li Guanghui, Lu Yi, Wang Yongfeng, Chen Wenpei, Wei Yadong, Wang Hua,
Zhang Yongqi.
Introduction
With the rapid development of innovative businesses in the securities and futures markets in recent years, the amount and types of business data exchanged between the securities and futures industry and banks have increased day by day.
As the number of core institutions and backbone operating organizations increases, they have established corresponding information exchange platforms or systems to support the increasingly complex and large
However, due to different interface standards, the complexity of system construction in the entire industry has been greatly increased, and the construction and maintenance costs have been increased.
This increases the difficulty of subsequent new business expansion, the difficulty and cost of industry supervision, and the potential operational risks.
The formulation of this document has been widely supported by all market participants, which will help to enhance the uniformity and authority of standards in this field and better develop
The standards will play a supporting, guiding and strategic role in the construction of a high-quality and higher-level open capital market.
GB/T 45249 is intended to consist of two parts.
--- Part 1.Tri-party custody, bank-futures transfer and foreign exchange settlement and sale business. The purpose is to regulate the relationship between securities and futures institutions and banking institutions.
Data exchange on tripartite custody, bank-futures transfer, bank-derivatives transfer and foreign exchange settlement and sales business.
--- Part 2.Fund business. The purpose is to standardize the exchange of fund business data between securities and futures institutions and banking institutions.
Securities and futures industry and inter-bank business data exchange
Part 1 of the Agreement. Tripartite Custody,
Bank-futures transfer and foreign exchange settlement and sales business
1 Scope
This document specifies the process analysis, message types, business component types, basic
Requirements for element types and basic data types.
This document is applicable to the third-party custody of settlement funds for transactions between securities and futures industries and inter-bank customers, bank-futures transfers, margin trading, and futures settlement and sale.
Design and use of data exchange message bodies and data dictionaries for foreign exchange and silver derivative business.
2 Normative references
The contents of the following documents constitute essential clauses of this document through normative references in this document.
For referenced documents without a date, only the version corresponding to that date applies to this document; for referenced documents without a date, the latest version (including all amendments) applies to
This document.
GB/T 2659.1-2022 Codes for the names of countries and regions and their administrative divisions Part 1.Country and area codes
GB/T 4880.2-2000 Language name code Part 2.Three-letter code
GB/T 12406-2022 Codes for indicating currencies
GB 18030-2022 Information technology Chinese coded character set
GB/T 23696-2017 Securities and related financial instruments exchange and market identification codes
3 Terms and definitions
The following terms and definitions apply to this document.
3.1
element
The data domain consists of basic data, business elements and business components.
3.2
basicdata
The smallest granularity of data that cannot be divided any further.
3.3
Business Elementbusinesselement
Describes the basic unit of business activity.
Note. Includes account status, customer category, country code, currency code, etc.
3.4
business components
A complex element that describes business activities and is composed of basic data, business elements, and other business components.
Note. Includes account information, customer information, file information, etc.
|