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GB/T 41620-2022: Guidelines of science and technology research project evaluation - Application research projects
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Guidelines of science and technology research project evaluation - Application research projects
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GB/T 41620-2022
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Basic data | Standard ID | GB/T 41620-2022 (GB/T41620-2022) | | Description (Translated English) | Guidelines of science and technology research project evaluation - Application research projects | | Sector / Industry | National Standard (Recommended) | | Classification of Chinese Standard | A01 | | Classification of International Standard | 03.100.40 | | Word Count Estimation | 38,378 | | Date of Issue | 2022-10-14 | | Date of Implementation | 2022-10-12 | | Issuing agency(ies) | State Administration for Market Regulation, China National Standardization Administration | GB/T 41620-2022: Guidelines of science and technology research project evaluation - Application research projects
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Guidelines of science and technology research project evaluation -- Application research projects
ICS 03.100.40
CCSA01
National Standards of People's Republic of China
Guidelines for the Implementation of Evaluation of Scientific and Technological Research Projects
Applied Research Project
Published on 2022-10-12
2022-10-12 Implementation
State Administration for Market Regulation
Released by the National Standardization Administration
directory
Preface III
Introduction IV
1 Scope 1
2 Normative references 1
3 Terms and Definitions 1
4 Evaluation Principle 1
5 Evaluation Type 1
5.1 General 1
5.2 Project Appraisal 1
5.3 Mid-term evaluation 2
5.4 Acceptance evaluation 2
5.5 Follow-up evaluation 2
6 Evaluation content 2
6.1 General 2
6.2 Project Appraisal 2
6.3 Mid-term evaluation3
6.4 Acceptance evaluation 4
6.5 Follow-up evaluation 6
7 Evaluation method7
8 Evaluation Procedures 7
8.1 General 7
8.2 Clarify the purpose of evaluation7
8.3 Determine the basis for evaluation 8
8.4 Determine the evaluation subject 8
8.5 Determine the evaluation content 8
8.6 Choosing an Evaluation Method 8
8.7 Determine the evaluation method 8
8.8 Selection of evaluation experts8
8.9 Collecting Evaluation Information 8
8.10 Analyzing and evaluating information 8
8.11 Determining evaluation results 9
8.12 Using Evaluation Results 9
Appendix A (Informative) Applied Research Project Evaluation Index System 10
Appendix B (Informative) Peer Review Method 14
Appendix C (Informative) Technical Statement Method 16
Appendix D (Informative) Multidimensional Index Evaluation Method 27
Appendix E (Informative) Other Evaluation Methods 28
Appendix F (Informative) Example of Applied Research Project Evaluation 30
Reference 33
foreword
This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for Standardization Work Part 1.Structure and Drafting Rules of Standardization Documents"
drafted.
Please note that some content of this document may be patented. The issuing agency of this document assumes no responsibility for identifying patents.
This document is proposed by the Ministry of Science and Technology of the People's Republic of China.
This document is under the jurisdiction of the National Standardization Technical Committee for Science and Technology Evaluation (SAC/TC580).
This document is drafted by. China National Institute of Standardization, Beijing Forestry University, Chinese Academy of Science and Technology Strategy Consulting Institute, Zhongguancun Jujia
Value Science and Technology Evaluation Research Institute, Shenzhen Aerospace Science and Technology Innovation Industry Co., Ltd., Science and Technology Evaluation Center of the Ministry of Science and Technology, Document Information Center of the Chinese Academy of Sciences, China
Jiliang University, China Science and Technology Industrialization Promotion Association, China Electronics Technology Group Corporation Information Science Research Institute, Zhongke Gaobo (Beijing) Science and Technology
Service Center, SDIC Xin Kaishui Environment Investment Co., Ltd., Zhangzhou Pien Tze Huang Pharmaceutical Co., Ltd., Tianneng Battery Group Co., Ltd.,
Dongfeng Liuzhou Automobile Co., Ltd., China Power Construction Road and Bridge Group Co., Ltd., Inspur Software Technology Co., Ltd., China Nuclear Industry Zhongyuan Construction Co., Ltd.
Company, China Power Construction Municipal Construction Group Co., Ltd., China Railway Shanghai Engineering Bureau Group Co., Ltd., Shanghai Machinery Construction Group Co., Ltd.,
China Railway 19th Bureau Group Rail Transit Engineering Co., Ltd., Heilongjiang Zhenbaodao Pharmaceutical Co., Ltd., China Academy of Civil Aviation Science and Technology,
Beijing Gas Group Co., Ltd., Wuxi Yitong Precision Machinery Co., Ltd., Shandong Rihui Cable Group Co., Ltd., Linqing City
Tongxing Bearing Forging Co., Ltd., Standard Joint Consulting Center Co., Ltd.
The main drafters of this document. Cai Huali, Fan Kun, Kang Jian, Chen Kaihua, Ju Jianguo, Liu Chunli, He Xiaomin, Julong, Tao Peng, Wei Xuemei, Yang Jie,
Duan Qi, Song Mingshun, Dong Yan, Pang Hongtao, Wu Yunpeng, Zan Tingting, Huang Jinming, Zhao Haimin, Qu Hua, Feng Gaoshan, Wang Fangyuan, Bai Jiashe, Zhu Jiabing,
Wang Chenwei, Wang Cao, Tang Jun, Jia Baorong, Meng Xianbiao, Yan Jiujiang, Zuo Yi, Yi Yang, Xue Shiguo, Wang Qinggang, Lu Chengxu.
Introduction
The construction of the national scientific and technological innovation system needs to continuously turn scientific and technological investment into economic benefits, so as to realize the integration of scientific and technological innovation and economic development.
Symbiosis and co-prosperity. Applied research projects are to promote the implementation of basic research, realize the transformation of scientific and technological achievements, promote application demonstration and promote economic, social and cultural
important way of development. How to evaluate applied research projects oriented by application development, support scientific research project management, and improve input-output efficiency
It is the key problem that needs to be solved at present.
The applied research project in this document refers to the exploration and determination of possible uses of basic research results, or the use of new
Creative research projects based on techniques, new methods or new approaches, corresponding to the Frascati Manual 7th Edition, Research
Research and Experimental Development (R
"Notice of Several Measures for Performance" (Guo Fa [2018] No. 25) "Application, transformation and development of new technologies and new methods in technology and product development.
Research".
The adoption of this document will help optimize the comprehensive management level of applied research projects, rationally allocate scientific research resources, improve the quality of scientific and technological supply, build
Establish and improve the evaluation system of scientific research projects, etc., for the scientific and standardized development of the evaluation activities of applied research projects in my country, and the implementation of applied research projects into
The overall improvement of efficiency has laid a good foundation.
Guidelines for the Implementation of Evaluation of Scientific and Technological Research Projects
Applied Research Project
1 Scope
This document provides suggestions for evaluating applied research projects in the field of natural science and technology, including evaluation principles, evaluation types, evaluation content,
Evaluation methods and evaluation procedures.
This document applies to scientific research project management agencies, undertaking units, evaluation agencies and other relevant parties to carry out scientific research project evaluation activities.
The evaluation activities of scientific research projects with applied research attributes in other fields other than natural science and technology are used for reference.
2 Normative references
The contents of the following documents constitute essential provisions of this document through normative references in the text. Among them, dated citations
documents, only the version corresponding to that date applies to this document; for undated references, the latest edition (including all amendments) applies to
this document.
GB/T 22900-2022 General Principles for Evaluation of Science and Technology Research Projects
3 Terms and Definitions
Terms and definitions defined in GB/T 22900-2022 apply to this document.
4 Evaluation principles
The evaluation should meet the evaluation principles proposed in GB/T 22900-2022, and consider applied research projects in the fields of natural science and technology.
(hereinafter referred to as "applied research projects") characteristics, the following principles should also be followed.
---Evaluation of technical characteristics, focusing on the evaluation of innovation, advancement and driving force of technology;
---Appraisal of application prospects, focusing on the evaluation of predetermined goals, application scenarios, application effects, sustainable effects, economic benefits, and social benefits.
5 Evaluation Types
5.1 General
Evaluation activities generally include four categories. project evaluation, mid-term evaluation, acceptance evaluation and follow-up evaluation. Select evaluation timing and
Evaluation type.
The evaluation content usually involves target positioning, task deployment, resource conditions, organizational management, implementation progress, achievement output, intellectual property rights, talents
Team, goal completion, effect and impact, etc.
In the classification evaluation, the corresponding evaluation content should be determined according to the evaluation purpose, evaluation type, etc. The evaluation content can be evaluated through the evaluation index system.
way to manifest.
5.2 Project Appraisal
It is carried out before the project is implemented, aiming at the necessity and innovation of the project implementation, research feasibility, expected results and value, research basis and principles
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