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Financial information technology - Audit data collection interface standard for commercial banks
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Basic data | Standard ID | GB/T 41250-2022 (GB/T41250-2022) | | Description (Translated English) | Financial information technology - Audit data collection interface standard for commercial banks | | Sector / Industry | National Standard (Recommended) | | Classification of Chinese Standard | L74 | | Word Count Estimation | 536,580 | | Issuing agency(ies) | State Administration for Market Regulation, China National Standardization Administration | GB/T 41250-2022: Financial information technology - Audit data collection interface standard for commercial banks
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Financial information technology -- Audit data collection interface standard for commercial banks
ICS 35.240
CCSL74
National Standards of People's Republic of China
Financial Information Technology
Commercial Bank Audit Data Collection Interface
Published on 2022-03-09
2022-10-01 Implementation
State Administration for Market Regulation
Released by the National Standardization Administration
directory
Preface III
Introduction IV
1 Scope 1
2 Normative references 1
3 Terms and Definitions 1
4 Data Sheet 2
4.1 Numbering scheme for data sheets2
4.2 Data Sheet No. 2
5 data element 5
5.1 Description Rules for Data Elements 5
5.2 Data Element Breakdown 6
5.2.1 Organizational employee data element 6
5.2.2 Parameter information class data element 11
5.2.3 Public financial data elements 17
5.2.4 Client base class data element 18
5.2.5 Contract data elements 31
5.2.6 Account class data element 43
5.2.7 Transaction details class data element 49
5.2.8 Payment and settlement data elements 57
5.2.9 Product data elements 60
5.2.10 Credit management data elements 64
5.2.11 Credit card class data elements 76
5.2.12 Financial market data elements 78
6 Data Structures 84
6.1 Relationships between sections 84
6.2 Fundamentals 84
6.2.1 Entity Relationships 84
6.2.2 Data table definitions 85
6.3 Settlement Section 90
6.3.1 Entity Relationships 90
6.3.2 Data table definitions 90
6.4 Credit Section 103
6.4.1 Entity Relationships 103
6.4.2 Data table definitions 103
6.5 Intermediate Business Section 121
6.5.1 Entity Relationships 121
6.5.2 Data table definitions 121
7 Transfer of interface files 129
7.1 Interface File Specification 129
7.1.1 Interface File Type Specification 129
7.1.2 Interface file naming convention 130
7.1.3 Data file content specification 130
7.1.4 Data Definition File Content Specification 130
7.1.5 Control file content specification 131
7.2 Description of the output of the interface file 132
7.3 Other output formats 132
8 Conformity evaluation 132
Appendix A (Informative) Example of Data Definition File (MTF) Specification for Commercial Bank Audit Data Collection Interface Standard 133
Appendix B (Informative) Example of Interface File Transfer of Commercial Bank Audit Data Collection Interface Standard 135
Appendix C (Informative) XML Outline of the Interface Document of the Interface Standard for the Collection of Audit Data of Commercial Banks 139
Reference 531
foreword
This document is in accordance with the provisions of GB/T 1.1-2020 "Guidelines for Standardization Work Part 1.Structure and Drafting Rules of Standardization Documents"
drafted.
Please note that some content of this document may be patented. The issuing agency of this document assumes no responsibility for identifying patents.
This document is proposed by the Audit Office of the People's Republic of China.
This document is under the jurisdiction of the National Audit Information Standardization Technical Committee (SAC/TC341).
This document is drafted by. National Audit Office of the People's Republic of China, People's Bank of China, China Banking and Insurance Regulatory Commission, China Construction
Bank Co., Ltd., China Merchants Bank Co., Ltd., Oracle (China) Software System Co., Ltd.
The main drafters of this document. Wang Zhicheng, Shao Yongchun, Yang Li, Wang Xiaodong, Zhao Shengwei, Zhou Jijun, Ding Shiping, Wan Zonglin, Jin Panshi,
Zhou Tianhong, Zhou Xiangkun, Qu Weimin, Yang Yang, Fang Jingxing, Che Chunlei, Guo Baosheng, Li Peng, You Tangcheng, Xu Quan, Lv Tianyang, Li Chunqing, Xiong Jingwei,
Liang Weijie, Chen Xu, Xu Zhijie, Yan Xiaojian, Liu Feng, Yao Mingwei, Zhang Tao, Zhou Shenghua, Xu Xuegang, Niu Jiayang, Jin Jiwen.
Introduction
The meaning of "financial and financial" in the title of this document, "'financial' refers to finance, finance; 'jing' refers to economic activities". This document is dedicated to serving financial information
Standardization of the commercial bank audit data collection interface in the technical field.
This document is a technical standard used to standardize the audit data collection interface, and does not constitute a constraint on whether commercial banks provide audit data.
The audit data of commercial banks shall be conducted in accordance with relevant laws and regulations.
This document and GB/T 24589.4 "Financial Information Technology Accounting Software Data Interface Part 4.Commercial Banks" belong to the complete
It is an integral part of the construction of the audit informatization standard system under the responsibility of the National Audit Informatization Standardization Technical Committee, and the two complement each other and
interconnected. GB/T 24589.4 focuses on the financial general ledger and accounting information; this document from the perspective of audit business, in addition to the traditional deposit and loan industry
In addition to the business, the credit business such as trade financing, bill discounting, credit cards, letters of credit, and acceptance bills has been subdivided.
Financial market and other emerging business information to meet the needs of financial auditing.
It should be noted that, due to the rapid innovation of commercial banking business and the wide variety of products, the essence of this document is to extract information from heterogeneous business data.
The largest convention dataset of representation and commonality. In the practice of auditing business, with the data collected in this document as the core, combined with the individual
Personalized data, comprehensive use to carry out audit work.
Financial Information Technology
Commercial Bank Audit Data Collection Interface
1 Scope
This document specifies the data format requirements for the audit data collection interface of commercial banks, including data elements, data structure, interface file transfer,
compliance evaluation requirements.
This document is applicable to the collection and exchange of various electronic data required by commercial banks for state audit, internal audit and social audit, and can also be used as a
Reference for other departments to develop data sharing needs.
2 Normative references
The contents of the following documents constitute essential provisions of this document through normative references in the text. Among them, dated citations
documents, only the version corresponding to that date applies to this document; for undated references, the latest edition (including all amendments) applies to
this document.
GB/T 2260-2007 Administrative division codes of the People's Republic of China
GB/T 2659-2000 Names of countries and regions in the world
GB/T 4754 National Economic Industry Classification
GB/T 7408-2005 Data Element and Interchange Format Information Exchange Date and Time Representation
GB 11714-1997 National Organization Code Compilation Rules
GB/T 12406-2008 Code representing currency and funds
GB/T 18142-2017 Information technology data element value format notation
GB/T 24589.4 Financial Information Technology Accounting Software Data Interface Part 4.Commercial Banks
JR/T 0124-2014 Coding Specification for Financial Institutions
JR/T 0135-2016 Statistical classification and coding of loans
3 Terms and Definitions
The following terms and definitions apply to this document.
3.1
dataelement
A unit of data that defines, identifies, represents, and allows values with a set of attributes that describe it.
Note. It is an inseparable basic unit of the data output by the data acquisition interface.
[Source. GB/T 18391.1-2009, 3.3.8, with modifications]
3.2
record
A collection of data element values to be treated as a unit.
3.3
datafield
The variable-length or fixed-length portion of a record that is stored for a particular data element.
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