Search result: GB/T 23331-2020 (GB/T 23331-2012 Older version)
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| Standard ID | GB/T 23331-2020 (GB/T23331-2020) | | Description (Translated English) | (Energy management system requirements and guidelines) | | Sector / Industry | National Standard (Recommended) | | Word Count Estimation | 31,363 | | Date of Issue | 2020-11-19 | | Date of Implementation | 2021-06-01 | | Older Standard (superseded by this standard) | GB/T 23331-2012 | | Regulation (derived from) | National Standard Announcement No. 26 of 2020 |
GB/T 23331-2020
(Energy management system requirements and guidelines)
ICS 27.010
F01
National Standards of People's Republic of China
Replace GB/T 23331-2012
Energy management system requirements and guidelines for use
2020-11-19 released
2021-06-01 implementation
State Administration for Market Regulation
Issued by the National Standardization Management Committee
Table of contents
Preface Ⅲ
Introduction Ⅳ
1 Scope 1
2 Normative references 1
3 Terms and definitions 1
3.1 Terms related to the organization 1
3.2 Terms related to management system 2
3.3 Terms related to requirements 2
3.4 Terms related to performance 3
3.5 Terms related to energy 5
4 The environment of the organization 6
4.1 Understanding the organization and its environment 6
4.2 Understanding the needs and expectations of interested parties 6
4.3 Determine the scope of the energy management system 6
4.4 Energy Management System 6
5 Leadership 7
5.1 Leadership and commitment 7
5.2 Energy Policy 7
5.3 Organizational roles, responsibilities and authorities 7
6 Planning 8
6.1 Measures to deal with risks and opportunities 8
6.2 Goals, energy targets and planning to achieve 8
6.3 Energy review 8
6.4 Energy performance parameters 9
6.5 Energy benchmark 9
6.6 Planning of energy data collection 9
7 Support 10
7.1 Resources 10
7.2 Ability 10
7.3 Awareness 10
7.4 Information exchange 10
7.5 Documented information 10
7.5.1 General 10
7.5.2 Create and update 11
7.5.3 Control of documented information 11
8 Run 11
8.1 Operational planning and control 11
8.2 Design 11
8.3 Procurement 11
9 Performance Evaluation 12
9.1 Monitoring, measurement, analysis and evaluation of energy performance and energy management system 12
9.1.1 General 12
9.1.2 Evaluation of compliance with laws, regulations and other requirements 12
9.2 Internal audit 12
9.3 Management review 13
10 Improvement 13
10.1 Non-conformities and corrective actions 13
10.2 Continuous improvement 14
Appendix A (informative appendix) User Guide 15
References 25
Preface
This standard was drafted in accordance with the rules given in GB/T 1.1-2009.
This standard replaces GB/T 23331-2012 "Energy Management System Requirements", compared with GB/T 23331-2012, except for editorial amendments
The main technical changes are as follows.
---Adopt the requirements of ISO management system standards, including high-level structure, the same core text, common terms and definitions;
---Modified terms and definitions;
---Reorganized the text structure and wording;
---Optimized the integration with the strategic management process;
---Strengthen the role of top management;
---Clarified the related content of energy type exclusion, energy review requirements, energy performance parameters and energy benchmarks;
---Introduced the concept of "normalization" of energy performance parameters and related energy benchmarks;
---Added the content of energy data collection planning and related requirements.
The translation method used in this standard is equivalent to ISO 50001.2018 "Energy Management System Requirements and Guidelines for Use".
This standard has made the following editorial changes.
---Deleted part of the annotations related to the source of the terminology;
---Deleted some comments that have nothing to do with the application in my country;
--- Some remarks have been added as necessary.
This standard was proposed by the National Development and Reform Commission of the People's Republic of China and the National Standardization Management Committee.
This standard is under the jurisdiction of the National Energy Foundation and Management Standardization Technical Committee (SAC/TC20).
Drafting organizations of this standard. China National Institute of Standardization, China National Accreditation Center for Conformity Assessment, Shenzhen Huatest International Certification Co., Ltd., China
China National Classification Society Quality Certification Company, Fangyuan Mark Certification Group Co., Ltd., China Quality Certification Center, China Bid Hexin (Beijing) Certification Co., Ltd.
Company, Tianjin Port (Group) Co., Ltd., Shandong Zhengxiang International Low-Carbon Technology Co., Ltd., Huazhong University of Science and Technology, Beijing Guojian Lianxin Certification Center have
Co., Ltd., Beijing Guojin Hengxin Certification Co., Ltd., Beijing China Power Enterprise Management Consulting Co., Ltd., Shandong Luyuan Energy Conservation Certification Technology
Engineering Co., Ltd., Beijing World Standard Certification Center Co., Ltd., Inner Mongolia Energy Conservation Association, China Certification Center Co., Ltd., Tongshan China Resources Power
Co., Ltd., High Quality Standardization Research Institute (Shandong) Co., Ltd., Foshan Green Development and Innovation Research Institute, Hunan Chu Entropy Information Technology Co., Ltd., Dong
Fang Electronics Co., Ltd.
The main drafters of this standard. Ding Qing, Li Pengcheng, Wang Geng, Huang Jin, Zhou Lu, Chen Haihong, Lin Ling, Li Yan1), Zhang Yu, Peng Xin, Guo Xiaodong,
Xie Xiuping, Hou Shan, Wang Delong, Wang Shiyan, Li Yan2), Yin Xiaomin, Long Yan, Zhang Lan, Jin Shiping, Jin Yuhui, Liu Meng, Yu Lei, Peng Yanyan, Han Guanghui,
Xia Yujuan, Wang Gang, Yu Xuqing, Shen Qiming, Li Xun, Yao Qin, Pan Ke, Gao Xuemei, Zhang Huandi, Chen Chaohu, Lu Zheng, Ai Bin, Chen Jia, Zhou Qian,
Li Baojia, Liu Yingchao, Shan Longhui, Li Hongfu, Liu Jihui, Yang Liu.
The previous versions of the standard replaced by this standard are as follows.
---GB/T 23331-2009, GB/T 23331-2012.
1) China National Institute of Standardization.
2) China National Accreditation Center for Conformity Assessment.
introduction
0.1 General
This standard aims to help organizations establish the necessary systems and processes to continuously improve energy performance, including energy efficiency, energy use and energy
Consumption. This standard specifies the energy management system requirements of the organization. The successful implementation of the energy management system
化. The establishment of an energy conservation culture depends on the commitment of all levels of the organization, especially the top management, and is integrated with the corporate culture.
This standard applies to all activities under the control of the organization. According to the specific requirements of the organization, including the complexity of the system and the degree of documentation
And available resources, and use this standard appropriately. This standard applies to facilities, equipment, systems, or energy-consuming facilities within the scope and boundaries of the energy management system.
Process design and procurement. This standard does not apply to the use of products outside the scope and boundaries of the organization's energy management system, nor does it apply to facilities,
Product design outside of equipment, systems, and energy use processes.
The establishment and implementation of an energy management system, including energy policies, targets, energy indicators, and energy efficiency, energy use and energy consumption
Relevant measures and plans must also meet applicable laws, regulations and other requirements. Energy management systems can help organizations set and implement
Now target and energy indicators, take necessary measures to improve its energy performance, and verify that its system meets the requirements of this standard.
0.2 Energy performance approach
This standard provides requirements for systematic, data-oriented and fact-based processes, focusing on continuous improvement of energy performance. Energy performance is the basis
A key element in the concept proposed by the standard is to ensure that effective and measurable results are continuously obtained. Energy performance is related to energy efficiency
Rate, energy use, and energy consumption related concepts. Energy performance parameters and energy benchmarks are two interrelated elements proposed by this standard.
Used to verify the improvement of the organization's energy performance.
0.3 Plan-implement-check-improve (PDCA) cycle
The energy management system described in this standard is based on the continuous improvement of planning-implementing-inspection-improvement (PDCA) and integrates energy management
Incorporate into existing organizational practices, as shown in Figure 1.
In terms of energy management, the PDCA method can be briefly described as follows.
---Planning. understand the environment of the organization, establish an energy policy and an energy management team, consider measures to deal with risks and opportunities, and carry out
Energy review, identifying major energy use and establishing energy performance parameters, energy benchmarks, targets and energy indicators, and necessary measures
Implementation plan, which is consistent with the organization’s energy policy to achieve the results of energy performance improvement.
---Implementation. Implementing measures plan, operation and maintenance control, information exchange, ensuring personnel capacity, and considering energy in design and procurement
Performance.
---Inspection. Monitor, measure, analyze, evaluate, audit and review the energy performance and energy management system.
---Improvement. Take measures to deal with non-conformities, and continuously improve energy performance and energy management system.
Figure 1 PDCA cycle
0.4 Compatibility with other management system standards
This standard complies with ISO 's requirements for management system standards, including high-level structure, the same core text, and general terms and definitions.
And to ensure high compatibility with other management system standards. This standard can be used alone. The organization can also integrate its energy management system and other management bodies
Department of integration, or integration into the process of achieving other business, environmental or social goals. Two engaged in similar activities but with different energy performance
Organizations may all meet the requirements of this standard.
This standard contains the requirements needed to evaluate compliance. Any willing organization can prove its compliance with this standard by.
---Evaluation and self-declaration;
--- Seek relevant parties of the organization (e.g. customers) to confirm their compliance or self-declaration;
---Seek an external organization to certify its energy management system.
This standard uses the following auxiliary verbs.
---"Sal" (shal) means requirements;
---"Should" (should) means suggestion;
--- "可、可、能" (can) means possibility or ability;
---"May" means permission.
The information marked as "Note" is intended to help understand or use this standard. The “notes” used in Chapter 3 provide additional information to supplement the technique.
Language information, and may include related requirements for the use of terms.
0.5 Benefits of this standard
The effective implementation of this standard provides a systematic way to improve energy performance so that organizations can transform the way they manage energy. Through the energy
Management is integrated into the business process, and the organization can establish a process for continuous improvement of energy performance. By improving energy performance and reducing related energy costs
This organization can be more competitive. In addition, the implementation of this standard can reduce greenhouse gas emissions related to its energy, allowing organizations to meet
Contribute to the overall goal of mitigating climate change.
Energy management system requirements and guidelines for use
1 Scope
This standard specifies the requirements for establishing, implementing, maintaining and improving an energy management system, and aims to enable organizations to achieve energy performance through a systematic approach.
Efficiency and continuous improvement of the energy management system.
This standard.
a) Applicable to any organization, regardless of its type, size, complexity, geographic location, organizational culture, or what products and services it provides;
b) Applicable to activities that affect energy performance managed and controlled by the organization;
c) Suitable for any amount, purpose or type of energy consumption;
d) It is required to demonstrate continuous energy performance improvement, but the degree of energy performance improvement is not specified;
e) Can be used alone, or coordinated or integrated with other management systems.
Appendix A provides guidelines for the use of this standard. Appendix B provides a comparison between this standard and the previous version.
2 Normative references
There are no normative references in this document.
3 Terms and definitions
The following terms and definitions apply to this document.
3.1 Terms related to the organization
3.1.1
organization
In order to achieve the goal (3.4.13), a person or group of people whose functions are composed of responsibilities, authorities and relationships.
Note. Organizations include but are not limited to self-employed individuals, companies, group companies, commercial banks, enterprises and institutions, government agencies, joint-stock companies, public welfare organizations, and social
Group, or part or combination of the above-mentioned units, regardless of whether it has legal personality, public or private.
3.1.2
Top manager
A person or group of people who directs and controls an organization (3.1.1) at the highest level.
Note 1.The top management has the right to authorize and provide resources within the organization.
Note 2.If the scope of the management system (3.2.1) only covers a part of the organization, the top management refers to those who direct and control that part of the organization.
Note 3.The top management controls the organization within the energy management system scope (3.1.4) and boundaries (3.1.3) of the energy management system (3.2.2).
3.1.3
boundary
Physical or organizational boundaries.
Example. A process or a group of processes (3.3.6), a place, multiple places controlled by an organization, or a complete organization (3.1.1).
Note. The boundaries of the energy management system are determined by the organization.
......
GB/T 23331-2012
Energy management systems. Requirements
ICS 27.010
F01
National Standards of People's Republic of China
Replacing GB/T 23331-2009
Energy Management System Requirements
(ISO 50001.2011, IDT)
Issued on. 2012-12-31
2013-10-01 implementation
Administration of Quality Supervision, Inspection and Quarantine of People's Republic of China
Standardization Administration of China released
Foreword
This standard is equivalent to international standard ISO 50001.2011 "Energy management systems - Requirements with guidance for use."
This standard was drafted in accordance with GB/T 1.1-2009 given rules.
This standard replaces GB/T 23331-2009, compared with the GB/T 23331-2009 main changes are as follows.
--- Increasing the "boundary" (see 3.1), "continuous improvement" (see 3.2), "correct" (see 3.3), "corrective actions" (see 3.4), "Energy consumption
Consumption "(see 3.7)," Energy Management Team "(see 3.10)," Energy Performance Parameters "(see 3.13)," Energy Review "(see 3.15),
"Energy Services" (see 3.16), "energy use" (see 3.18), "interested parties" (see 3.19), "Internal Audit" (see 3.20), "Do not
In line "(see 3.21)," organization "(see 3.22)," preventive measures "(see 3.23)," Program "(see 3.24)," record "(see 3.25),
"Range" (see 3.26), "the main energy use" (see 3.27) and the "top management" (see 3.28) and other terms;
--- Modified, "Energy reference" (see 3.6) and "Energy Efficiency" (see 3.12) of the definition of "energy" (see 3.5);
--- Altered the "general requirements" (see 4.1), "stewardship" (see 4.2), "Energy Policy" (see 4.3), "plan" (see 4.4),
"Implementation and operation" (see 4.5), "check" (see 4.6), "management review" (see 4.7) and other specific requirements of each part of the content;
--- Remove the "energy factor" and "energy management benchmarking" terminology.
There are differences in this standard customary definition of "energy", "energy", "energy consumption" and other terminology in the field of energy, such surgery
Language applies only to the implementation of energy management system in the application process, so as to ensure coherence with ISO 50001.
This standard also made the following editorial changes.
--- Deleted the part about the origin of the term annotation reference document;
--- And removed some of the application-independent annotation;
--- Appendix B, the ISO standards revised to national standards equivalent conversion and compared.
This standard by the National Development and Reform Commission, the National Standardization Management Commission.
This standard by the National Standardization Technical Committee for Energy and Management (SAC/TC20) centralized.
This standard drafting units. China National Institute of Standardization, Quality Mark Certification Group, energy use monitoring center Dezhou, China Conformity Assessment
National Accreditation Center, Baoshan Iron and Steel Group, China Electricity Council Standardization Management Center, China Building Materials Certification & Inspection Group Co. Shares
the company.
The main drafters of this standard. Wang Geng, Li Aixian, Tie-nan, Wang Yan, Zhu Chunyan, Li Yan 1), Huang Jin, Liang Xiuying, Ren Xianggui, Gui Qilin,
SCIENCE OF SURVEYING Li Yan 2), Liu Libo, Zhou Lu, Zhou Xiangmei, Zhang Di, Shixin Yong.
This standard was first published in March 2009, this is the first revision.
1) China National Accreditation Center.
2) China National Institute of Standardization.
introduction
This standard is intended to guide organizations to establish energy management systems and management processes necessary to improve their energy performance, including improved energy
Source use efficiency and reduce energy consumption. The implementation of this standard energy management system aims to reduce energy costs and reduce greenhouse gas emissions
Discharge and other related environmental impacts. This standard applies to all types and sizes of organizations, from its geographical, cultural and social conditions, etc.
influences. This standard successful implementation depends on the organization of various functional levels of commitments, particularly the commitment of top management.
This standard specifies the requirements for energy management system enables organizations to information in accordance with legal requirements and the primary energy used to develop
And implementation of energy policy, the establishment of energy objectives, targets and energy management implementation. Energy management system enables organizations to achieve its energy commitments
Policy, to take the necessary measures to improve energy performance, and confirmed that the system in line with the requirements of this standard. This standard applies to all under the control of the organization
Activities, and can be utilized in accordance with the special requirements for the complexity of the system, the extent of documentation and resources.
This standard is based on the Plan - Do - Check - Improved (PDCA) continual improvement mode (Figure 1) to make energy management into group
Organization of daily activities.
Energy management process PDCA methods are summarized as follows.
--- Planning. Implement energy review, a clear reference energy and energy performance parameters, the development of energy goals, targets and implementation of energy management side
Case, thus ensuring organizations to improve energy performance according to its energy policy;
--- Implementation. carry out energy management implementation plan;
--- Check. running the key features and processes monitoring and measurement and control of energy policy and objectives to achieve energy performance assessment identified
Efficiency, and report the results;
--- Improved. take measures to continually improve energy performance and energy management system.
Figure 1 Energy Management System Model
Widespread use of this standard will facilitate the efficient use of limited energy resources, enhance organizational competitiveness, reduce greenhouse gas emissions and other
environmental impact. This standard applies to all types of energy.
This standard can be used for energy management system certification organization, evaluation and organization of self-declaration. In addition to the requirements of this standard in energy policy
Commitment to comply with applicable laws and regulations and other requirements, did not make an absolute level of energy performance requirements, the two engaged in similar activities
However, organizations with different performance levels of energy, it may comply with the requirements of this standard.
The standards, standards-based common element management system to ensure keeping with the GB/T 19001 and GB/T 24001 same
level.
Organizations can use this standard with other management systems combined requirements such as quality, environmental or occupational health and safety management system requirements.
Energy Management System Requirements
1 Scope
This standard specifies the organization to establish, implement, maintain and improve the requirements for energy management system to enable an organization to adopt a systematic approach
To achieve energy performance goals, including the continual improvement of energy efficiency, energy use and consumption conditions.
This standard specifies the requirements related to energy use and consumption, including measurement, documentation and reporting, device, system, process design and mining
Purchase, and the energy performance of influential individuals.
This standard is considered to affect the energy performance, and can be organized to monitor and influence of all the variables. However, this standard does not specify a
Energy performance requirements for horizontal body.
This standard may be used alone or can be integrated with other management systems.
This standard applies to any self-declaration and hope to ensure the realization of energy policy and to demonstrate its compliance with the degree of organization, its compliance by
Self-evaluation, self-declaration or external energy management system certification to confirm.
2 Normative references
No normative references. The terms are listed in order to maintain consistency with other management system standards provisions sequence.
3 Terms and definitions
The following terms and definitions apply to this document.
3.1
Border boundaries
Physical boundaries determined by the organization, place limits or secondary organizational boundaries.
Note. The border may be one or a set of procedures, a place, an entire organization or an organization controlled by multiple sites.
3.2
Continuous improvement continualimprovement
Continuous improvement cycle energy performance and energy management systems.
Note 1. The establishment of goals and discovery opportunities for process improvement is an ongoing process.
Note 2. The continuous improvement of the overall energy performance to achieve continuous improvement, and is consistent with the organization's energy policy.
3.3
Correct correction
To eliminate a detected nonconformity (3.21) the measures taken.
3.4
Corrective measures correctiveaction
Measures reason does not match (3.21) is taken to eliminate discovered.
Note 1. there may be more than one cause reason does not match behavior.
NOTE 2. Corrective action is taken to prevent recurrence whereas preventive action is taken to prevent occurrence.
......
GB/T 23331-2009
Energy Management System Requirements
ICS 27.010
F01
National Standards of People's Republic of China
Energy Management System Requirements
Posted 2009-03-11
2009-11-01 implementation
Administration of Quality Supervision, Inspection and Quarantine of People's Republic of China
Standardization Administration of China released
Foreword
The Standard Annexes A and B are informative appendices.
This standard by the National Standardization Technical Committee for Energy Management and focal points.
This standard drafting units. China National Institute of Standardization, Tsinghua University, China National Petroleum Corporation, China Shougang Group, China cooperation
Georgia National Accreditation Center, China Quality Certification Center.
The main drafters of this standard. Tie-nan, Li Ai cents Chenzhi Tian Fan with China, Zhu Chunyan, Cui Hua, Cheng Jianhong, Wang Geng, Li Chen, Mengzhao Li,
Yu Bo Yan, Fan Nan Jiang, Li Yan, Zhou Xiangmei.
introduction
This standard is to regulate the organization's energy management, aimed at reducing their energy consumption and improve energy efficiency management standards. Establishment and implementation
Energy management system is the organization's top management a strategic decision. The successful implementation of the standard depends on the organizational commitment of top management
And full participation. Through the implementation of energy management system standard, organizations can.
--- Application system management tools to meet its energy management laws and regulations, standards and other requirements, to achieve mutual coordination
Promote effectively reduce energy consumption, improve energy efficiency;
--- Utilization process methods for the identification, evaluation and control of its activities, products and services in the energy factor to realize the full energy management
Process control and continuous improvement;
--- For the effective application of advanced energy-saving technologies and methods, mining and the use of best energy-saving practices and experience to build a good platform;
--- Improve the effectiveness of energy management, and to improve its overall performance;
--- Assure interested parties that it has established a suitable energy management system.
Organize a "Plan - Do - Check - Disposal (Plan-Do-Check-Act, PDCA)" method, which helps achieve management commitment and
Energy policy, and to achieve continuous improvement purposes. among them.
--- Planning. identification and evaluation of factors including energy organizations; identify the relevant laws, regulations, standards and other requirements; analytical determination
Energy management benchmarks, where feasible, to determine the benchmark; establish energy targets, indicators, the development of energy management programs.
--- Implementation. including the provision of resources required; determining the ability, training and awareness and training requirements; the establishment of mechanisms for information exchange, real
Information exchange and communication facilities; to establish documents and records required; implementation of operational control and carry out related activities.
--- Check. activities include energy management and energy objectives and targets to achieve to monitor the situation, the measurement and evaluation; identify and deal with discrepancies
Together; carry out internal audit.
--- Disposal. Based on the results of internal audits and management reviews as well as other relevant information, to achieve management commitment, energy policy, energy projects
And targets suitability, adequacy and effectiveness evaluation, corrective and preventive actions in order to achieve continuous improvement of energy
Objective Source Management System.
This standard is shown in Figure 1 based energy management system operation mode "PDCA" approach.
Figure 1 Energy Management System Model
How much detail and complexity of the energy management system, file, input the amount of resources and so on, depending on various factors, such as cladding system
Cover the range of size of the organization, its activities, the nature of products and services, energy consumption and the type of consumption requirements.
Implementation of this standard to improve energy management performance of the organization, but the successful implementation of energy management systems also need the relevant techniques and methods
stand by. Therefore, the organization should be appropriate and when economic conditions permit, consider using the best available energy saving technologies and methods, taking full account of mining
Using energy-saving technology and cost-effectiveness of these methods.
This standard is proposed for the organization of energy consumption, energy efficiency and management requirements, provided it does not consume energy products, energy
Use Efficiency request.
This standard does not propose energy management performance requirements of a particular index value, nor does it include requirements specific to other management systems, such as quality,
Environmental, occupational health and safety, financial or risk management system requirements, but will be required under the requirements of this standard and other management systems
Coordinate or integrate.
Energy Management System Requirements
1 Scope
This standard specifies the requirements for energy management systems to enable organizations to identify their possible control in accordance with laws, regulations, standards and other requirements
Or factors that can influence the energy, the establishment and implementation of energy management systems.
This standard applies to the following needs of all types and sizes of organizations.
a) establish, implement, maintain and improve an energy management system to reduce energy consumption, improve energy efficiency;
b) confident can meet the stated energy policy;
c) in the following ways to demonstrate compliance with this standard.
1) self-evaluation and self-declaration;
2) seek external organizations have confirmed their self-declaration;
3) seeking confirmation of its organizational stakeholders compliance;
4) organizations seeking external certification of its energy management system.
2 Normative references
The following documents contain provisions which, through reference in this standard and become the standard terms. For dated references, subsequent
Amendments (not including errata content) or revisions do not apply to this standard, however, encourage the parties to the agreement are based on research
Whether the latest versions of these documents. For undated reference documents, the latest versions apply to this standard.
GB/T 19000 Quality management systems Fundamentals and vocabulary
GB/T 24001 Environmental management systems - Requirements with guidance for use
3 Terms and Definitions
GB/T 19000 and GB/T 24001 and established in the following terms and definitions apply to this standard.
3.1
Either directly or human resources needed to provide useful energy through the conversion.
3.2
In the organization's activities, products and services, energy consumption, energy efficiency factor.
3.3
By the organization's top management official release of the purpose and direction of energy management.
3.4
Organization to be achieved to reduce energy consumption, improve energy efficiency of the overall requirements.
3.5
Energy generated by the target, the target is to achieve the specific requirements of energy required provisions, applicable to the entire organization or parts thereof.
3.6
Command and control organization's management system in the energy sector.
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