CQC-C0201.02-2014_English PDF
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China Compulsory Certification Implementation Rules--Electrical accessories--Household and similar plugs and sockets
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CQC-C0201.02-2014
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Standard ID | CQC-C0201.02-2014 (CQC C0201.02-2014; CQC-C02-01.02-2014; CQC-C0201.02-2014) | Description (Translated English) | China Compulsory Certification Implementation Rules--Electrical accessories--Household and similar plugs and sockets | Sector / Industry | China Quality Certification Center - CCC Implementation Detailed-Rules | Classification of Chinese Standard | CQC | Word Count Estimation | 37,345 | Date of Issue | 1/9/2014 | Date of Implementation | 1/9/2014 | Drafting Organization | China Quality Certification Center | Administrative Organization | China Quality Certification Center |
CQC-C0201.02-2014
China Compulsory Certification Implementation Rules--Electrical accessories--Household and similar plugs and sockets
Number. CQC-C0201.02-2014
Implementation Rules for Compulsory Product Certification
Electrical accessories--plugs and sockets for household and similar purposes
Published on September 01,.2014
Implemented on September 01,.2014
China Quality Certification Center
table of Contents
0.General requirements ... 1
0.1 Preface ... 1
0.2 Definition of terms ... 1
1. Classification management requirements of production enterprises ... 2
2.Selection of authentication mode and related requirements ... 4
2.1 Basic authentication mode ... 4
2.2 Refinement of authentication mode ... 4
2.3 Applicability of authentication mode ... 4
3.Division of authentication unit ... 5
3.1 Basic principles for the division of certification units ... 5
3.2 Principles of product coverage in the same certification unit ... 6
3.3 Planning of certification units for products of different certification clients, different producers, and different production enterprises
Sub-principle ... 6
4. Certification process and time limit requirements ... 6
4.1 Certification application submission and acceptance ... 6
4.2 Authentication scheme ... 7
4.3 Application Information Review ... 7
4.4 Type test ... 8
4.5 Inspection of Enterprise Quality Assurance Ability and Product Consistency (Initial Factory Inspection) ... 8
4.6 Evaluation and approval of certification results ... 9
4.7 Other matters ... 9
5. Certification application materials and related requirements ... 9
6. Sample testing requirements (number of samples sent, testing items, test plan) ... 10
6.1 Requirements for sampling (sampling) ... 10
6.2 Test item requirements ... 10
6.3 Test sample requirements ... 11
6.4 Conduct of tests ... 11
7. Relevant requirements for factory inspection and supervision after certification ... 11
7.1 Definition of factory inspection objects and coverage requirements of factory inspection ... 11
7.2 Compulsory product certification for plugs and sockets for household and similar purposes
Product consistency check requirements ... 12
7.3 Factory quality control testing requirements for plugs and sockets for household and similar purposes ... 12
7.4 Key components and materials for household and similar plugs and sockets
... 12
7.5 Factory inspection requirements for ODM/OEM mode ... 12
7.6 Supervision after certification ... 13
8 Requirements for certification changes (including standard version changes) ... 16
8.1 Changes and Requests ... 16
8.2 Evaluation and approval of changes ... 16
8.3 Requirements when certifications change according to standards ... 17
9.List of key components and materials ... 17
9.1 Key components and materials ... 17
9.2 Key component and material control requirements ... 17
9.3 Requirements for key components and materials in the product description report ... 17
10. Basis of Charges and Related Requirements ... 17
11.Process and time limit requirements related to technical disputes and appeals ... 17
Annex 1. Unit division and number of samples sent ... 18
Attachment 2. Household and similar purpose plug and socket companies have the same quality assurance capabilities and products
Sex inspection requirements ... 20
Annex 3. Factory quality control testing requirements for plugs and sockets for household and similar purposes ... 21
Annex 4. Periodic confirmation inspection and control requirements for key components and materials ... 24
Annex 5. Key components and materials for plugs and sockets for household and similar purposes and their declaration requirements
Seek ... 26
Attachment 6. Types of plugs and sockets for household and similar purposes under surveillance sampling inspection .. 28
Attachment 7. Use inspection resources of production enterprises to carry out inspections (or witness inspections)
Requirements ... 29
0. General requirements
0.1 Preface
Implementing Rules for Compulsory Certification of Plugs and Sockets for Household and Similar Uses
Then) is in accordance with the implementation rules of compulsory certification of electrical accessories (CNCA-C02-01..2014) (the following
(Referred to as the implementation rules), as a supporting document for certification implementation rules. Ground truth
Regulations, and quality manuals, program files,
Related requirements such as work instructions, in order to maintain the effectiveness of product certification, improve product quality,
Service certification enterprises and the principles of controlling certification risks shall formulate and publish the implementation details of this certification.
This certification implementation details is a detailed refinement of the implementation rules and should be used in conjunction with the implementation rules.
The product scope and certification basis to which the detailed rules apply are consistent with the relevant provisions in the implementation rules.
And issued by the National Certification and Accreditation Administration (hereinafter referred to as the National Certification and Accreditation Administration)
The announcement of catalogue definition and catalogue adjustment will be adjusted.
CQC establishes classification management requirements for production enterprises in accordance with the provisions of the certification implementation rules, and concludes
According to the classification of production enterprises, clarify the mandatory product certification of plugs and sockets for household and similar purposes.
Implementation requirements.
0.2 Definition of terms
0.2.1 Use of equipment inspection of production enterprises (referred to as TMP method)
The test is performed by the personnel of the designated testing institution using the equipment of the production enterprise, and the production
The company's testing staff assists, and the testing report is issued by the designated testing agency.
0.2.2 Witness detection of production enterprises (referred to as WMT method)
The test is performed by the testers of the manufacturing enterprise using their equipment, and the personnel of the designated testing organization
Witness the testing items and testing conditions, the production company test personnel issued original records,
Draft the test report, review and confirm the personnel of the designated testing agency
Issued by the testing agency.
0.2.3 ODM (Original Design Manufacturer)
Use the same quality assurance capability requirements, the same product design, production process control and inspection requirements
Design, process and produce the same product for one or more producers (manufacturers)
factory.
0.2.4 ODM initial certification certificate holder
Organizations that have obtained product certification for the first time for ODM products.
0.2.5 OEM (Original Equipment Manufacturer)
Production of certified products according to the design, production process control and inspection requirements provided by the client
Production plant. The client can be a certification client or a producer (manufacturer);
According to the design, production process control and inspection requirements provided by the client,
Prepare for production certified products.
1. Classification management requirements of production enterprises
CQC collects and sorts all kinds of information related to the quality of certified products and their manufacturing companies.
The production enterprise carries out dynamic classification management. Certification clients, producers, and manufacturing companies should
Cooperate.
There are four types of production enterprises, which are represented by A, B, C, and D types. Classified by
Based on at least the following information.
① Factory inspection (including initial factory inspection and follow-up inspection after certification);
② Supervision sampling test results (production site sampling or market/user sampling);
③ State, provincial, CCC special spot checks, etc.
④ Media exposure and quality information feedback from product users and the public;
⑤ Testing ability of certified products;
⑥ Other information.
CQC classifies and classifies production enterprises according to the following basic principles of classification, and
This kind of information regularly or irregularly reclassifies and grades production enterprises to achieve dynamic management.
The classification results of manufacturing enterprises must be gradually improved according to the order of DCBA, and the order of ABCD
The order descends step by step or across steps.
Table 1 Classification principles of manufacturing enterprises
Classification of Business Categories
Class A and B companies provide relevant information to the certification body.
Relevant information provided by the enterprise is used to conduct a comprehensive risk assessment and determine the classification results. What is assessed
Include at least the following.
a) Factory inspection. the initial factory inspection in the past 2 years, there is no site inspection after the certification
Validation or failure;
b) Product testing and random inspection results. No non-conformities were found in the supervision and inspection after the certification in the past 2 years.
The results of various national and provincial quality supervision and random inspections and consistency confirmation inspections are "combined
grid";
c) Pass the CQC review of the testing capabilities of the manufacturing company.
d) Other information related to the quality of the certified product and its manufacturer.
Class B other than Class A, C, and D other manufacturing enterprises. For production companies without any quality information
Industry, the default classification is B.
Class C meets one of the following conditions.
a) The factory inspection conclusion is judged as "on-site verification" (except for reasons of standard version change);
b) The quality of the certified product has been exposed by the media and is a corporate responsibility, but does not involve suspension,
Revocation of certification
c) Based on the comprehensive evaluation results of the quality information related to the production company and certified products, CQC believes that
Adjusted for class C.
Class D meets one of the following conditions.
a) The initial factory inspection and follow-up inspection after certification are judged to be "failed";
b) The results of supervision and inspection after the certification are unqualified;
c) refusal to inspect and/or supervise sampling without justification;
d) The quality of the certified products exposed by the media has a great impact and is a corporate responsibility;
e) National and provincial product quality supervision and random inspection results are unqualified and unqualified
The project has a serious impact on the quality of the certified products;
f) Failure to meet the requirements of other compulsory product certifications, suspension or cancellation of certifications;
g) CQC believes that comprehensive evaluation of quality information related to manufacturing companies and certified products is needed
Adjusted to class D.
If there are changes, the CQC public documents shall prevail.
2. Selection of authentication mode and related requirements
2.1 Basic authentication mode
The basic certification mode is. supervision after type testing.
2.2 Refinement of authentication mode
According to the basic certification mode of certification, combined with the classification management principles of production enterprises,
Enterprises in the same category will add relevant certification elements as appropriate in the certification model, as detailed below.
Mode 1. Supervision after type test.
Mode 2. Supervision after initial factory inspection for type test.
Among them, relevant requirements for post-certification supervision are set out in 7.6 "Supervision after Certification".
2.3 Applicability of the authentication model
The certification client can refer to Table 2 for the applicability of the certification model according to his actual situation.
File an application for an applicable certification model.
Table 2 Applicability of authentication mode
Business category
application type
Initial application for extension application
Class A/Mode 1 Mode 1
Type B mode 2 mode 2 mode 1
Class C/Mode 2 Mode 1
Class D/Mode 2 Mode 1
Initial application. For manufacturers that have not obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switching and Protection or Connection of Electricity
Device (electrical accessories) (CNCA-C02-01..2014) for the first time
Certificate entrustment; application for extension. For manufacturers that have obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switch
Connection of electrical equipment (electrical accessories) (CNCA-C02-01..2014)
The certification is entrusted, and the factory definition code is different from the certified factory definition code.
Re-certification commission for CCC certificate of products within the scope of the detailed rules
The code is the same.
CQC based on the characteristics of the product applying for certification and the principles of certification risk control,
The result of the class management determines the authentication mode applicable to the authentication client.
3. Division of authentication unit
3.1 Basic principles for the division of certification units
In principle, the structure is the same, the function is the same, and the main materials (see Annex 5) are used.
Different types of electrical accessories (such as metals, thermoplastics, thermosets, etc.)
As an authentication unit.
Specific unit division requirements are detailed in Annex 1.
3.1.1 The number of poles of the product cannot be in the same certification unit; the removable product and the non-removable product
Products cannot be in the same certification unit.
3.1.2 Different terminal types are different units. If there are two types of terminals on the same product,
Mainly divided into a large number of terminals.
3.1.3 For a multi-position fixed socket on the same base, the single-phase two-pole socket (including multiple positions) is one
Unit; single-phase two-pole with grounding socket (including multiple bits) as a unit; multiple combinations of different hole types
The socket is a unit.
3.2 Principles of product coverage in the same certification unit
3.2.1 There can be multiple rated current levels in the same unit. Basically the same conditions
At the same time, high rated current products can cover low rated current products.
3.2.2 Sockets with switches can cover sockets without switches with basically the same structure. combination
Type modular sockets can cover the functional parts therein, and multiple hole sockets cover a single hole
socket.
3.2.3 For fixed sockets with auxiliary devices, their auxiliary devices shall be evaluated in accordance with corresponding standards.
3.3 Planning of certification units for products of different certification clients, different producers, and different production enterprises
Sub-principle
3.3.1 Different certification clients, different producers (manufacturers), different production enterprises (production
Factory) products should be used as different application units.
3.3.2 Same product produced by the same producer (manufacturer) and different production enterprises (manufacturing plants)
Products, when the manufacturer is Class A, the type test can be carried out in one unit only.
Products produced by enterprises need to provide samples/data for consistency check; B, C, D production companies
For industry products, type testing is required for each unit.
3.3.3 The same product produced by different producers and the same production enterprise can be in only one unit
Type tests on samples of other manufacturers, samples/data from other manufacturers' products are required to be consistent
Sexual verification.
4. Certification process and time limit requirements
4.1 Certification application submission and acceptance
When applying, you must fill in the necessary company information and product information as required, and also provide if necessary
Business registration certificate, organization code, product description, agreement, etc.
CQC reviews applications in accordance with relevant requirements, and issues acceptance or rejection within 2 working days
Notification of acceptance, or requesting the certification client to re-apply for certification after rectification.
After accepting the certification application, CQC determines the application site according to the classification management requirements of the manufacturing enterprise.
Applicable certification models and divisions, formulate certification schemes and notify certification clients.
The authentication client can propose the authentication mode and
Unit division requirements, provide the necessary information, CQC will be based on the classification management results of production enterprises and
The client negotiates and determines the applicable authentication mode and unit division. Consensus accepted
Please also formulate an authentication scheme; if the negotiation is inconsistent, the client may use other applicable authentication models
Application for modification of formula and unit.
4.2 Certification scheme
CQC will formulate a certification scheme within 2 working days after acceptance and notify the certification commission
people. Certification schemes usually include the following.
(1) The authentication mode and unit division adopted;
(2) List of application materials to be submitted;
(3) Laboratory information;
(4) The required certification process and time limit;
(5) Expected certification costs;
(6) Contact information of CQC staff;
(7) Responsibility arrangements of certification parties in all aspects of certification implementation;
(8) Other matters that need to be explained.
4.3 Application Information Review
After the application is accepted, the certification client shall report to the CQC and/or laboratory as required by the certification scheme.
Provide relevant application materials and technical materials.
CQC and/or laboratories shall provide relevant information provided by the certification client within 5 working days
Audit, and send notification of the results of the data review to the certification client. If the data does not meet the requirements,
The certification client should be required to make rectifications. The certification client shall be responsible for the authenticity of the information provided.
CQC and laboratories manage and keep the certification materials provided by the certification clients
Confidential obligation.
4.4 Type test
For the application for certification that requires type testing, and the application data is qualified, CQC
Formulate a type test plan within 2 working days and notify the certification client. Type test party
The plan includes sample requirements and quantities, testing standards and items, and laboratory information.
Usually, the certification client prepares the samples according to the requirements of the type test plan and sends them to
Designated laboratories; if necessary, CQC will conduct type tests for C and D manufacturers
The requirements of the plan are to obtain samples by on-site sampling/sealing and send them to the certification client.
Designated laboratory.
After receiving the samples, the laboratory will check the samples according to the relevant provisions of the prototype within 2 working days.
The authenticity is reviewed, and the review results are reported to CQC. CQC will base the review within 2 working days.
Check the results and issue a test notice or deal with it accordingly.
The laboratory arranges sample testing after receiving the test notification, and the test time generally does not exceed 30
Working days (calculated from the date of issuing the test task, excluding the
Time spent in rectification and retesting).
When there are unqualified items in the test, the certification client is allowed to make rectification; the rectification should be in CQC
It is completed within the prescribed time limit. If the time limit is exceeded, the client shall be deemed to have abandoned the application;
The trustee may also voluntarily terminate the application.
After the type test is completed, the laboratory shall issue a type test report in the prescribed format, and
The relevant provisions of the prototype verification shall dispose of the test samples and related materials.
4.5 Enterprise Quality Assurance Capability and Product Consistency Check (Initial Factory Inspection)
The initial factory inspection includes the first factory inspection, the extended factory inspection (expanded factory definition
Coded factory inspection), OEM factory inspection, factory inspection for factory relocation, all elements
Factory inspection (such as certificate restoration factory inspection), etc.
In general, the initial factory inspection is performed after the type test is passed; in special cases,
The initial factory inspection may be performed simultaneously with or before the type test. Initial factory
During the inspection, the factory shall produce products within the scope of the entrusted certification. Time root for initial factory inspection
Determined according to the number of categories of products to be certified, with due consideration to the production scale and distribution of the factory
According to the situation, the specific inspector's day shall be inspected in accordance with the "mandatory product certification domestic factory inspection" on the CQC website.
Or supervise the review of the number of days of the biller.
The content of the initial factory inspection is the factory quality assurance ability check and product consistency check
The inspection shall be carried out in accordance with the requirements of Articles 7.1, 7.2, 7.3, 7.4 and 7.5 of this article.
For certification applications that require an initial factory inspection, CQC receives a type test report or
Issue the initial factory inspection task within 3 working days after the qualified certification data, and assign an inspector /
Inspection group.
In principle, the inspector/inspection team should conduct a factory site inspection within 10 working days,
Form factory inspection report and report inspection conclusion to CQC. Non-compliance at factory inspection
At that time, the production enterprise should complete the rectification within the prescribed time limit (maximum 40 working days),
CQC takes appropriate measures to verify the rectification results. Failure to complete rectification on time, according to factory
The inspection conclusion is unqualified.
4.6 Evaluation and approval of certification results
CQC received complete certification information (including application information, type test report, factory
Inspection report, etc.) within 5 working days after comprehensive evaluation and review. Qualified
If the evaluation is not qualified, the certification application shall not be approved and the certification shall be terminated.
4.7 Other matters
These rules do not make clear the certification process and time limit.
Documents and operating instructions shall prevail.
Certification clients, producers (manufacturers), and production companies should actively engage in certification activities
Cooperate.
5. Certification application materials and related requirements
After the application is accepted, the certification client shall report to the CQC and/or laboratory as required by the certification scheme.
Provide relevant application materials and technical materials, usually including.
(1) Certification application or certification contract;
(2) Registration certificate of certification client, producer, and manufacturing enterprise (such as business license,
Organization code certificate, etc.);
(3) The relevant agreement or contract signed between the certification client, the producer and the production enterprise
The same (such as ODM agreement, OEM agreement, authorization, etc.);
(4) Technical information (including main technical parameters, structure, model description,
List of key components and/or materials, electrical schematic diagrams, assembly drawings,
Contains the description of the differences between different specifications of the product, etc.);
(5) Declaration information of key components and materials (see Annex 5 for specific requirements);
(6) Factory inspection surve......
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