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China Compulsory Certification Implementation Detailed-Rules - Small-medium power wheeled tractors
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CAM-C14-02-2014
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Standard similar to CAM-C14-02-2014 CAB 1022 CAB 1023 CAM-14C-02
Basic data | Standard ID | CAM-C14-02-2014 (CAM-C14-02-2014) | | Description (Translated English) | China Compulsory Certification Implementation Detailed-Rules - Small-medium power wheeled tractors | | Sector / Industry | Chinese Industry Standard | | Word Count Estimation | 68,664 | | Date of Issue | 9/1/2014 | | Date of Implementation | 9/1/2014 |
CAM-C14-02-2014: China Compulsory Certification Implementation Detailed-Rules - Small-medium power wheeled tractors ---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
CAM-C14-02.2014
Mandatory product certification implementation rules
Medium power wheeled tractor
September 1, 2014 release
September 1, 2014 implementation
Beijing Oriental Keim Quality Certification Center
Small power wheeled tractor compulsory certification implementation rules
table of Contents
1. Introduction .2
2. Terms and Definitions ..2
3. The manufacturer classification principles ..4
4. Select the authentication mode .. 5
5. The authentication unit divided ..6
6. Certification Process and Time Frame .6
6.1 certification process ..6
6.2 Time frame for certification ..6
7. certified certification requirements before ..7
7.1 Certification commissioned ..7
7.2 Type tests ..8
7.3 Initial inspection of the factory 10
7.4 Evaluation of certification results and approval .12
8. up inspection certification requirements 13
Supervision and frequency selection mode after 8.1 certified .13
8.2 certified track inspection requirements ..13
8.3 production site sample inspection requirements ..14
8.4 Production site sampling (inspection) requires ..14
After 8.5 up inspection to check the number of man-days ..15
8.6 Follow-up inspection and approval of the results of the evaluation .15
9. The use of company resources to implement detection testing requirements .16
10. The certificate .16
10.1 Validity of certificates .16
Content ..16 10.2 certificates
Change ..16 10.3 certificates
Extended 10.4 certificates ..17
10.5 Scope of Certification reduced ..17
10.6 certificates pause, resume and revocation, cancellation 18
10.7 certificates using ..22
10.8 ODM Certification .22
11. A certification mark .22
12. The fee basis and requirements ..22
13. and technical disputes, complaints and appeals process and time related requirements .22
13.1 controversy .23
23 13.2 Complaints
13.3 Appeals .23
Annex 1. Information to be submitted when the commission of the certification of ..25
Annex 2. Tractor CCC certified products and safety-critical parts list ..26
Annex 3. Compulsory Product Certification Requirements for Factory Quality Assurance Ability ..28
Annex 4. wheeled tractor product consistency and safety-critical parts list ..36
Annex 5. type testing, safety-critical components difference pilot projects and requirements .38
Small power wheeled tractor compulsory certification implementation rules
1 Introduction
Small power wheeled tractor compulsory certification implementation details (hereinafter referred to as the Regulations) is in accordance with
According to the "compulsory product certification and implementation rules - agricultural products" (CNCA -C14-01.2014) (in
Requested the preparation hereinafter referred to as implementing rules), the implementation of the rules as supporting documents. In the maintenance certification
Effectiveness, improve product quality, service certification and certification risk control principles, and to develop public
Cloth these Rules.
Implementing Rules applicable range of products, based on certification as described in rule execution, and in accordance with national recognition
Certificate directory define Accreditation Regulatory Commission (hereinafter referred to as CNCA ) published catalog tune
Integration and other announcements being adjusted.
Certification Body in accordance with implementing rules, the establishment of production enterprises category management requirements, combined with the production rate
Industry classification, specifically small and medium power wheeled tractor compulsory product certification implementation requirements.
2. Terms and Definitions
2.1 Initial factory inspection
The initial implementation rules for small and medium power tractors (hereinafter referred to as tractors) products
Factory inspections include checking product consistency and quality assurance ability in two parts. The initial factory inspection
The aim is to ensure consistency with the mass production of tractors approved certification body products.
2.2 Production enterprise management
The implementation details of the alleged production of enterprise management, refers to the production rate for the same categories of products
Industry, certification bodies according to their ability to ensure the company quality, integrity and law-abiding state and the production of products
Quality status and quality of information related to a comprehensive evaluation of the production companies are classified from
The different categories of products the company produced in the authentication mode selection, the principle of dividing cells and is eligible
After the license terms of supervision of the implementation of differential management, in order to achieve certification control risk, improve certification activities
Small power wheeled tractor compulsory certification implementation rules
Quality and efficiency, and ensure that the objectives of the certified products continue to meet certification requirements.
2.3 Basic authentication mode
Basic authentication mode refers to the production of corporate integrity self-discipline, effective management, stable production as a precondition,
In order to ensure continued compliance with certification standards requirements as the goal, based on the inherent risk of product characteristics
And a combination of the basic elements of product certification of production processes widely used enterprise determined.
2.4 Authentication Mode
Authentication mode is the certification body for products produced by the company to select and determine the specific implementation
With a short authentication mode.
To effectively control certification risk, improve compliance certification results continued to strengthen monitoring requirements, recognize
Certification bodies according to their own production companies classified management of the actual situation, not to use basic authentication mode
Formula for certification authentication object, that may cause the occurrence of risk assessment is not met, the group
This certification model based on a combination of increased stepwise select the necessary authentication feature.
2.5 Production Enterprise (plant, factory)
The company refers to the certified final product manufacturing, assembly and/or testing and certification mark
Place. The implementation details Unless otherwise specified, manufacturers, factories refer to production enterprises.
Note. The implementation of the rules in the "processing premises" that is present within the definition of place.
2.6 factory inspection
Factory quality assurance capability assessment, product consistency and compliance with the standard product carried
Price activities include factory inspection product range and place boundaries.
NOTE. The product range is the place boundaries Certification means quality and product certification related sites, departments.
Activities and processes; when manufacturing certified products involves a number of places, the boundaries of the plant premises should be inspected
Including at least routine tests, where the place Gasch nameplate and CCC mark links, if necessary, should be
Small power wheeled tractor compulsory certification implementation rules
To the rest of the place (such as key processes) for further examination, ie extended inspections.
2.7 Written verification
On the basis of documentary evidence submitted by the validation of the product/system nonconformity corrective action effectiveness
the process of.
2.8 Experimental Verification
Prototype based on the test results, the product failed verification process effectiveness of corrective actions taken.
If necessary, the project also include experimental verification associated with the project failed.
2.9 site verification
Based on the results of on-site inspection to verify corrective actions taken against substandard/nonconformity effectiveness
process.
2.10 does not meet the general
Accidental, fact slightly Failure to factory quality management system appears.
2.11 major nonconformity
Production quality management system systemic, regional or serious consequences of failure of facts,
Including do not have basic production conditions, product consistency check failed, the product key to the project site
Pass the inspection, the impact of the products quality critical process control problems repeatedly occur, due to product defects
Leading to accidents or unsafe products and the like.
3. The manufacturer classification principles
3.1 The certification body will production enterprises into A, B, C, D, principles of classification are shown in Table 1.
Small power wheeled tractor compulsory certification implementation rules
Table 1. Manufacturer principles of classification
Classification principles
A meet at least the following conditions, the company can be rated as Class A.
Initial factory 1) the last two years of examination, follow-up inspection after inspection found no serious nonconformity, and generally do not meet each item
No more than two years;
2) After nearly two years of follow-up inspection found no detection of nonconformity, national, provincial quality supervision, mandatory product
Certified checks and other conclusions are "qualified";
3) through quality management system certification;
4) No information relates to unfavorable manufacturing companies and certified product quality responsibility.
B In addition to Class A, Class C, Class D other manufacturers.
C of the following problems arise when the company was adjusted to Classification Category C.
1) The initial factory inspection, follow-up inspection after inspection conclusion judged to be "field-proven" in;
2) Follow-up inspection test results for non-critical items to be substandard;
3) media exposure of product quality (such as energy efficiency, performance, etc.) there is a problem, and the Department of corporate responsibility, but does not involve pause,
Revoked certificates;
4) according to manufacturer and product certification related to quality information comprehensive evaluation concluded that the need to adjust for the class C.
D one of the following problems arise when the company was adjusted to Classification Class D.
1) The initial factory inspection, after inspection follow-up examination (inspection of the factory) conclusion is determined that "no-go" of;
2) Follow-up inspection test results key items to be substandard;
3) unjustified refusal CB inspection and/or sampling of;
4) media exposure and the Department of corporate responsibility, a greater impact on product safety can be directly suspended, revoked certificates;
5) national, provincial quality supervision, mandatory product certification checks and other conclusions as "unqualified", and the Department of Corporate Responsibility
of;
6) can not meet the other requirements of compulsory product certification has been suspended, revoked certificates.
3.2 certification bodies to collect, collate and quality certified products and all kinds of information related to manufacturing enterprises, and
According to the production enterprises to classify enterprise classification to implement dynamic management. First evaluation once a year, will
To make timely evaluation, the results of the evaluation will be based on business reclassified as a certified management basis.
Authentication client, the producer (manufacturer), the manufacturer should be with.
3.3 manufacturers classification (categories) shall be in accordance with the order of the DCBA stepwise increase, according to
ABCD order or cross-level progressive decline.
4. Select the authentication mode
Basic authentication mode. Type test + production enterprises quality assurance and product consistency check
+ Follow-up inspection Follow-up inspection.
Small power wheeled tractor compulsory certification implementation rules
There are two authentication modes.
1) basic authentication scheme
2) basic authentication mode production site sample or to check
Specific certification model based on business classification result of the determination of the monitoring programs implemented.
5. Certification application unit
Implementing rules in accordance with Article 4 of the Executive. If the producer/manufacturer or different processing sites not different
It was designated as the same unit.
6. Certification Process and Time Frame
6.1 Certification Process
Certification process include. certification commission, acceptance and review of data, fees, program planning, type
Initial test and factory inspection, evaluation of certification results and approval of certification decision is issued and up inspection
Other links.
6.2 Time frame for certification
Time frame for certification means the time from the date of signing of the contract until the certification issuance of the certificates actually happened
The number of days, including application processing time, type testing, factory inspection certification results
Assessment and approval of certification production time. Under normal circumstances, the authentication time limit not exceeding 90
day.
Application processing time is usually 3 days.
Type testing takes 30 days (due to detection of non-conformities, corrective actions and retest
The time is not counted), calculated from the receipt of the samples and testing fees.
Factory inspection report for 10 days, the inspectors complete the inspection and receive factory
Effective date of submission failed corrective action reports.
Small power wheeled tractor compulsory certification implementation rules
Evaluating certification results and approving the certificates shall normally not exceed 12 days.
Overseas Certification Program Certification Certification in accordance with the contract execution time frame.
Authentication client, the producer (manufacturer), the manufacturer certification implementation should be actively
Cooperation and assistance. Since the authentication client, producers, production companies to complete their own reasons overdue
Certification activities leading to certification expires, not counted in the time of certification.
7. A certified pre-certification requirements
7.1 Certification commission
7.1.1 certification commission proposed and accepted
Please book, prepared in accordance with the requirements of the paper application materials, business information and provide the necessary capacity to certification bodies
Product information in accordance with the relevant requirements of the certification body material for review, accept or not accept timely issue
Notification, or client authentication is required to re-apply for certification after rectification.
7.1.2 Application Information
Certification commission on certification provided by the client information and technical materials in accordance with Annex 1 of these Rules.
After receipt of a valid certification bodies certification commission data, in accordance with the relevant requirements of the accreditation commission material
For compliance audit, the results of the audit notice information to authenticate the client. If the information does not comply
Certification requirements should notify the principal complement.
Certification information provided to deal with the principal responsible for the authenticity.
The certification body Certification Certification information provided by the client to manage, save, and confidential
Obligations.
7.1.3 entertained case
One of the following circumstances shall not be accepted.
Small power wheeled tractor compulsory certification implementation rules
1) does not comply with national industrial policies;
2) Registration papers certified clients, producers, production enterprises, the business scope of uncoated
Cover certified products; lack of legal proof material;
3) to ODM/OEM commissioned certification, it did not provide valid ODM agreement, power of attorney
And the original copy of the certificate (including manufacturers, processing plants and the original certificate holder);
4) other laws and regulations shall not accept the case.
7.2 Type tests
7.2.1 Type test program
The need for type test certification commission and review the information provided by the client authentication together
After Georgia, the certification body should develop type test program, and notifies the client authentication type testing program
Including delivery (pumping) of the test sample and the number of requirements, testing standards, test items, the designated laboratories
The information and other information specific type test program to determine the following requirements.
a) send (draw) principle
The certification body shall in each unit to be certified to assign a representative test results (refer to the whole
A representative of the authentication unit of product) of product type testing, type testing does not pass
Products, re-apply for certification, type test sample taken way.
b) sample request
Type testing machine type inspection requirements determined as follows.
Type testing machine model in accordance with Annex 2 "Tractor CCC certified products and safety-critical parts Ming
A detailed statement 'selection generally designate the same unit to be certified maximum power, maximum forward speed, the most
Large tread, the largest wheelbase models with the safety cab or frame of the machine type tests carried out, the prototype should
The maximum size of the tire assembly.
Small power wheeled tractor compulsory certification implementation rules
c) the number of samples
Quantity for the machine 1, the authentication can be sent to the principal alternate prototype same time if needed spare
Prototype prototype enabled non-quality problems can not be caused by normal inspection time.
d) inspection items and requirements
Project type testing machine and the requirements of appendix 5.
Implementation 7.2.2 type testing
7.2.2.1 After the client receives the certification body Certification "product testing to send samples," which should be required to prepare test
Test prototype and related materials. Get everything certified principal shall ensure that the actual production of machines and products consistent
Noise reduction process can not take temporary measures, noise reduction media should fire, non-toxic, easy to fall off, can
Permanently and does not affect the use of the tractor, in charge of press GB/T 3871.1 "Agricultural tractors - Test regulation
Cheng - Part 1. General requirements "for completion of the type test prototype running, certification agencies require
The prototype to the designated laboratory.
7.2.2.2 designated laboratories shall submit the whole machine safety critical components configured test report (re-accreditation
Prints).
Acceptance Requirements 7.2.2.3 prototype designated laboratories and certification bodies should implement type test. As for
When in doubt the authenticity of the prototype test, inform the certification body.
Designated laboratories shall present Rules Annex 2 verification test prototype specifications. Verification Results
If the inspection shows that the key parts list Prototype and inconsistencies, is a sample delivery problems requiring companies to re-send
kind.
7.2.3 Type test report
Format designated laboratories shall be drawn CB test report issued by product type, laboratory
And related personnel should make its report content type test and inspection conclusion correctness.
Small power wheeled tractor compulsory certification implementation rules
7.2.4 type test
7.2.4.1 Test Conclusions
No authentication key qualified or unqualified presence nonconformity and after the rectification, by type testing whether
The type test is not passed.
7.2.4.2 authentication
Product Verification nonconformity is done by designated laboratories, the authentication mode is determined according to the following conditions.
1) when verified by written materials to correct the effect of non-conformance, verification shall be made in writing;
2) When the verification by the corrective effect of non-conformance tests can and should use experimental verification.
7.2.4.3 verification time
Unqualified items, the company should take corrective action. Verification writing, production enterprises
Rectification should be completed within a month and submit written material confirmed; the use of experimental verification, production enterprises
Industry should be completed within three months to apply for the rectification and experimental verification. Client authentication is not completed within a predetermined time
And to submit evidence of the rectification should be made a written explanation. Without justifiable reasons not to complete the rectification within 3 months
, According to the type of test without treatment.
7.3 Initial factory inspection
Initial inspection of the factory should normally be passed type tests carried out according to type testing,
Production enterprises quality assurance ability assessment and the products consistency check can be performed simultaneously.
Initial inspection of the factory to take the company on-site inspection manner. Site inspection, production enterprises
Industry should be the production site. The certification body responsible for implementing the company on-site inspection and field test results
Be responsible for.
7.3.1 manufacturer quality assurance ability
7.3.1.1 inspection requirements
Small power wheeled tractor compulsory certification implementation rules
Production enterprises quality assurance ability assessment basis for the "Compulsory Certification factory quality guarantee
Force requirements "(see Annex 3). For the ODM model, according to the commission," Compulsory Certification of agri...
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