CQC-C0201.01-2014 English PDFUS$1239.00 · In stock
Delivery: <= 7 days. True-PDF full-copy in English will be manually translated and delivered via email. CQC-C0201.01-2014: China Compulsory Certification Implementation Rules--Electrical Accessories--Wire assembly
Basic dataStandard ID: CQC-C0201.01-2014 (CQC C0201.01-2014; CQC-C02-01.01-2014; CQC-C0201.01-2014)Description (Translated English): China Compulsory Certification Implementation Rules--Electrical Accessories--Wire assembly Sector / Industry: China Quality Certification Center - CCC Implementation Detailed-Rules Classification of Chinese Standard: CQC Word Count Estimation: 31,320 Date of Issue: 9/1/2014 Date of Implementation: 9/1/2014 Issuing agency(ies): China Quality Certification Center CQC-C0201.01-2014: China Compulsory Certification Implementation Rules--Electrical Accessories--Wire assembly---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order. China Compulsory Certification Implementation Rules--Electrical Accessories--Wire assembly Number. CQC-C0201.01-2014 Implementation Rules for Compulsory Product Certification Electrical accessories--wire assemblies Published on September 01,.2014 Implemented on September 01,.2014 China Quality Certification Center table of Contents0.General requirements ... 1 0.1 Preface ... 1 0.2 Definition of terms ... 1 1. Classification management requirements of production enterprises ... 2 2.Selection of authentication mode and related requirements ... 4 2.1 Basic authentication mode ... 4 2.2 Refinement of authentication mode ... 4 2.3 Applicability of authentication mode ... 4 3.Division of authentication unit ... 5 3.1 Basic principles for the division of certification units ... 5 3.2 Principles of product coverage in the same certification unit ... 5 3.3 Planning of certification units for products of different certification clients, different producers, and different production enterprises Sub-principle ... 6 4. Certification process and time limit requirements ... 6 4.1 Certification application submission and acceptance ... 6 4.2 Authentication scheme ... 6 4.3 Application Information Review ... 7 4.4 Type test ... 7 4.5 Inspection of Enterprise Quality Assurance Ability and Product Consistency (Initial Factory Inspection) ... 8 4.6 Evaluation and approval of certification results ... 9 4.7 Other matters ... 9 5. Certification application materials and related requirements ... 9 6. Sample testing requirements (number of samples sent, testing items, test plan) ... 10 6.1 Requirements for sampling (sampling) ... 10 6.2 Test item requirements ... 10 6.3 Test sample requirements ... 10 6.4 Conduct of tests ... 11 7. Relevant requirements for factory inspection and supervision after certification ... 11 7.1 Definition of factory inspection objects and coverage requirements of factory inspection ... 11 7.2 Mandatory Product Certification of Wire Assembly EnterprisesQuality Assurance Ability and Product Consistency Check Requirements ... 11 7.3 Inspection Requirements for Factory Quality Control of Wire Assembly ... 11 7.4 Requirements for periodic confirmation inspection control of key components and materials of wire assemblies ... 11 7.5 Factory inspection requirements for ODM/OEM mode ... 11 7.6 Supervision after certification ... 12 8 Requirements for certification changes (including standard version changes) ... 15 8.1 Requests and Requirements for Changes ... 15 8.2 Evaluation and approval of changes ... 16 8.3 Requirements when certifications change according to standards ... 16 9.List of key components and materials ... 16 9.1 Key components and materials ... 16 9.2 Key component and material control requirements ... 16 9.3 Requirements for key components and materials in the product description report ... 16 10. Basis of Charges and Related Requirements ... 17 11.Process and time limit requirements related to technical disputes and appeals ... 17 Annex 1. Unit division and number of samples sent ... 18 Attachment 2. Requirements for quality assurance ability and product consistency inspection of wire assembly enterprises. Appendix 3. Factory Quality Control Testing Requirements for Wire Assembly ... 20 Annex 4. Periodic confirmation inspection and control requirements for key components and materials ... 21 Annex 5. Key components and materials of wire assemblies and their application requirements ... 22 Annex 6. Types of Wire Assembly Products for Supervision Sampling Inspection ... 23 Attachment 7. Use inspection resources of production enterprises to carry out inspections (or witness inspections) Requirements ... 24 0. General requirements 0.1 Preface The detailed implementation rules of the wire assembly compulsory certification (hereinafter referred to as the implementation rules) are based on electrical appliances Annex Implementation Rules for Compulsory Certification (CNCA-C02-01..2014) (hereinafter referred to as the Implementation Rules) Requirements, as a supporting document for certification implementation rules. According to the implementation rules and the quality of China Quality Certification Center (hereinafter referred to as CQC) quality manuals, program files, operation instructions, etc. Related requirements, in order to maintain the effectiveness of product certification, improve product quality, service certification companies and Control the certification risks and other principles, and formulate and publish the implementation details of this certification. This certification implementation details is a detailed refinement of the implementation rules and should be used in conjunction with the implementation rules. The product scope and certification basis to which the detailed rules apply are consistent with the relevant provisions in the implementation rules. And issued by the National Certification and Accreditation Administration (hereinafter referred to as the National Certification and Accreditation Administration) The announcement of catalogue definition and catalogue adjustment will be adjusted. CQC establishes classification management requirements for production enterprises in accordance with the provisions of the certification implementation rules, and concludes According to the classification of production enterprises, the implementation requirements of compulsory product certification for wire assemblies are clarified. 0.2 Definition of terms 0.2.1 Use of equipment inspection of production enterprises (referred to as TMP method) The test is performed by the personnel of the designated testing institution using the equipment of the production enterprise, and the production The company's testing staff assists, and the testing report is issued by the designated testing agency. 0.2.2 Witness detection of production enterprises (referred to as WMT method) The test is performed by the testers of the manufacturing enterprise using their equipment, and the personnel of the designated testing organization Witness the testing items and testing conditions, the production company test personnel issued original records, Draft the test report, review and confirm the personnel of the designated testing agency Issued by the testing agency. 0.2.3 ODM (Original Design Manufacturer) Use the same quality assurance capability requirements, the same product design, production process control and inspection Inspection requirements, etc., to design, process, and produce the same product for one or more producers (manufacturers). Factory. 0.2.4 ODM initial certification certificate holder Organizations that have obtained product certification for the first time for ODM products. 0.2.5 OEM (Original Equipment Manufacturer) Production of certified products according to the design, production process control and inspection requirements provided by the client Production plant. The client can be a certification client or a producer (manufacturer); According to the design, production process control and inspection requirements provided by the client, Prepare for production certified products. 1. Classification management requirements of production enterprises CQC collects and sorts all kinds of information related to the quality of certified products and their manufacturing companies. The production enterprise carries out dynamic classification management. Certification clients, producers, and manufacturing companies should Cooperate. There are four types of production enterprises, which are represented by A, B, C, and D types. Classified by Based on at least the following information. ① Factory inspection (including initial factory inspection and follow-up inspection after certification); ② Supervision sampling test results (production site sampling or market/user sampling); ③ State, provincial, CCC special spot checks, etc. ④ Media exposure and quality information feedback from product users and the public; ⑤ Testing ability of certified products; ⑥ Other information. CQC classifies and classifies production enterprises according to the following basic principles of classification, and This kind of information regularly or irregularly reclassifies and grades production enterprises to achieve dynamic management. The classification results of manufacturing enterprises must be gradually improved according to the order of DCBA, and the order of ABCD The order descends step by step or across steps. Table 1 Classification principles of manufacturing enterprises Classification of Business Categories Class A and B companies provide relevant information to the certification body. Relevant information provided by the enterprise is used to conduct a comprehensive risk assessment and determine the classification results. What is assessed Include at least the following. a) Factory inspection. the initial factory inspection in the past 2 years, there is no site inspection after the certification Validation or failure; b) Product testing and random inspection results. No non-conformities were found in the supervision and inspection after the certification in the past 2 years. The results of various national and provincial quality supervision and random inspections and consistency confirmation inspections are "combined grid"; c) Pass the CQC review of the testing capabilities of the manufacturing company. d) Other information related to the quality of the certified product and its manufacturer. Class B other than Class A, C, and D other manufacturing enterprises. For production companies without any quality information Industry, the default classification is B. Class C meets one of the following conditions. a) The factory inspection conclusion is judged as "on-site verification" (except for reasons of standard version change); b) The quality of the certified product has been exposed by the media and is a corporate responsibility, but does not involve suspension, Revocation of certification c) Based on the comprehensive evaluation results of the quality information related to the production company and certified products, CQC believes that Adjusted for class C. Class D meets one of the following conditions. a) The initial factory inspection and follow-up inspection after certification are judged to be "failed"; b) The results of supervision and inspection after the certification are unqualified; c) refusal to inspect and/or supervise sampling without justification; d) The quality of the certified products exposed by the media has a great impact and is a corporate responsibility; e) National and provincial product quality supervision and random inspection results are unqualified and unqualified The project has a serious impact on the quality of the certified products; f) Failure to meet the requirements of other compulsory product certifications, suspension or cancellation of certifications; g) CQC recognizes according to the comprehensive evaluation results of quality information related to the manufacturer and certified products. Need to be adjusted to Class D. If there are changes, the CQC public documents shall prevail. 2. Selection of authentication mode and related requirements 2.1 Basic authentication mode The basic certification mode is. supervision after type testing. 2.2 Refinement of authentication mode According to the basic certification mode of certification, combined with the classification management principles of production enterprises, Enterprises in the same category will add relevant certification elements as appropriate in the certification model, as detailed below. Mode 1. Supervision after type test. Mode 2. Supervision after initial factory inspection for type test. Among them, relevant requirements for post-certification supervision are set out in 7.6 "Supervision after Certification". 2.3 Applicability of the authentication model The certification client can refer to Table 2 for the applicability of the certification model according to his actual situation. File an application for an applicable certification model. Table 2 Applicability of authentication mode Business category application type Initial application for extension application Class A/Mode 1 Mode 1 Type B mode 2 mode 2 mode 1 Class C/Mode 2 Mode 1 Class D/Mode 2 Mode 1 Initial application. For manufacturers that have not obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switching and Protection or Connection Initially carried out with the CCC certificate of electrical appliances (appliances of electrical appliances) (CNCA-C02-01..2014) Sub-certification commission; Application for extension. For production enterprises that have obtained the "Implementation Rules for Compulsory Product Certification-Circuit Switches and Protected or connected electrical equipment (electrical accessories) (CNCA-C02-01..2014) Re-authentication commission, and the factory definition code is different from the certified factory definition code; application for expansion unit. Re-authentication commission obtained by obtaining the CCC certificate of the products within the scope of these rules, and the factory definition code and the certified factory The delimitation code is the same. CQC based on the characteristics of the product applying for certification and the principles of certification risk control, The result of the class management determines the authentication mode applicable to the authentication client. 3. Division of authentication unit 3.1 Basic principles for the division of certification units The application unit is divided according to the type of connector and plug. In principle, the type and structure are basically the same, the functions are the same, and the main materials used (see attached 5) The same type of electrical accessories of the same type (eg metal, thermoplastic, thermosetting, etc.) Product can be used as a certification unit. Specific unit division requirements are detailed in Annex 1. 3.2 Principles of product coverage in the same certification unit This bar is empty. 3.3 Planning of certification units for products of different certification clients, different producers, and different production enterprises Sub-principle 3.3.1 Different certification clients, different producers (manufacturers), different production enterprises (production Factory) products should be used as different application units. 3.3.2 Same product produced by the same producer (manufacturer) and different production enterprises (manufacturing plants) Products, when the manufacturer is Class A, the type test can be carried out in one unit only. Products produced by enterprises need to provide samples/data for consistency check; B, C, D production companies For industry products, type testing is required for each unit. 3.3.3 The same product produced by different producers and the same production enterprise can be in only one unit Type tests on samples of other manufacturers, samples/data from other manufacturers' products are required to be consistent Sexual verification. 4. Certification process and time limit requirements 4.1 Certification application submission and acceptance When applying, you must fill in the necessary company information and product information as required, and also provide if necessary Business registration certificate, organization code, product description, agreement, etc. CQC reviews applications in accordance with relevant requirements, and issues acceptance or rejection within 2 working days Notification of acceptance, or requesting the certification client to re-apply for certification after rectification. After accepting the certification application, CQC determines the application site according to the classification management requirements of the manufacturing enterprise. Applicable certification models and divisions, formulate certification schemes and notify certification clients. The authentication client can propose the authentication mode and Unit division requirements, provide the necessary information, CQC will be based on the classification management results of production enterprises and The client negotiates and determines the applicable authentication mode and unit division. Consensus accepted Please also formulate an authentication scheme; if the negotiation is inconsistent, the client may use other applicable authentication models Application for modification of formula and unit. 4.2 Certification scheme CQC will formulate a certification scheme within 2 working days after acceptance and notify the certification commission people. Certification schemes usually include the following. (1) The authentication mode and unit division adopted; (2) List of application materials to be submitted; (3) Laboratory information; (4) The required certification process and time limit; (5) Expected certification costs; (6) Contact information of CQC staff; (7) Responsibility arrangements of certification parties in all aspects of certification implementation; (8) Other matters that need to be explained. 4.3 Application Information Review After the application is accepted, the certification client shall report to the CQC and/or laboratory as required by the certification scheme. Provide relevant application materials and technical materials. CQC and/or laboratories shall provide relevant information provided by the certification client within 5 working days Audit, and send notification of the results of the data review to the certification client. If the data does not meet the requirements, The certification client should be required to make rectifications. The certification client shall be responsible for the authenticity of the information provided. CQC and laboratories manage and keep the certification materials provided by the certification clients Confidential obligation. 4.4 Type test For the application for certification that requires type testing, and the application data is qualified, CQC Formulate a type test plan within 2 working days and notify the certification client. Type test party The plan includes sample requirements and quantities, testing standards and items, and laboratory information. Usually, the certification client prepares the samples according to the requirements of the type test plan and sends them to Designated laboratories; if necessary, CQC will conduct type tests for C and D manufacturers The requirements of the plan are to obtain samples by on-site sampling/sealing and send them to the certification client. Designated laboratory. After receiving the samples, the laboratory will check the samples according to the relevant provisions of the prototype within 2 working days. The authenticity is reviewed, and the review results are reported to CQC. CQC will base the review within 2 working days. Check the results and issue a test notice or deal with it accordingly. The laboratory arranges sample testing after receiving the test notification, and the test time generally does not exceed 30 Working days (calculated from the date of issuing the test task, excluding the Time spent in rectification and retesting). When there are unqualified items in the test, the certification client is allowed to make rectification; the rectification should be in CQC It is completed within the prescribed time limit. 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