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CQC-C1109-2014: China Compulsory Certification Implementation Detailed-Rules - Vehicle interior parts
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CQC-C1109-2014: China Compulsory Certification Implementation Detailed-Rules - Vehicle interior parts


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Serial No.. CQC-C1109.2014 Implementation Detailed-Rules for China Compulsory Certification Automotive interiors Issued on. DECEMBER 31, 2014 Implemented on. JANUARY 1, 2015 China Quality Certification Center

Foreword

This Implementation Detailed-Rules is formulated on the basis of “Implementing Rules for China Compulsory Certification - Automotive interiors” (CNCA-C11-09.2014). It is issued by the China Quality Certification Center. The copyright belongs to the China Quality Certification Center. Any organization or individual shall not use it in whole or in part in any form without permission of the China Quality Certification Center. Formulating organization. China Quality Certification Center

Table of Contents

0.Introduction... 5 0.1 Terms and definitions... 5 0.2 Classification Management Requirements of Manufacturing Enterprises... 5 0.3 Requirements on Utilizing Testing Resources of Manufacturing Enterprises ... 7 1.Application scope... 8 2.Certification standards... 9 3.Certification mode... 9 3.1 Basic Certification Mode... 9 3.2 Applicability of Certification Mode... 9 4.Division of Certification Units... 10 5.Certification entrusting... 10 5.1 Proposal and Acceptance of Certification Application... 10 5.2 Application Materials... 10 5.3 Implementation Arrangement... 11 6.Implementation of Certification... 12 6.1 Type Test... 12 6.2 Initial Factory Inspection... 15 6.3 Certification Evaluation and Determination... 17 6.4 Certification Time-limit... 17 6.5 Service-parts of discontinued vehicle model... 17 7.After-Certification Supervision... 17 7.1 After-certification follow-up inspection... 18 7.2 Sampling Test or Inspection at the Production On-site... 19 7.3 Market Sampling Test or Inspection... 19 7.4 Frequency and Time of After-Certification Supervision... 20 7.5 Record of After-Certification Supervision... 20 7.6 Evaluation of Supervision Result after getting the certificate... 20 8.Certificate... 21 8.1 Maintenance of the certificate... 21 8.2 Content of the Certificate... 21 8.3 Change of the Certificate... 21 8.4 Cancellation, Suspension and Withdrawal of the Certificate... 22 8.5 Use of the Certificate... 23 9.Certification Mark... 23 9.1 Mark style permitted to use... 23 9.2 Use Requirements... 23 10.Charge... 23 11.Certification Responsibility... 24 12.Procedures and Time-limit Related to Technical Disputes, Complaints and Appeals... 24 Attachment 1 Requirements of Production Conformity Control Plan... 25 Attachment 2 Certification implementation of service parts for after-sales maintenance for discontinued vehicle model... 28 1.Application scope It applies to the interiors that are installed at the following positions in M-, N-, O-type automobiles, that are made of organic materials and organic composite material, and comply with standard specimen size (length is 356mm, width is 100mm). (1) Interiors that are used in passenger compartments, cockpits and luggage compartments; (2) Adiabatic interiors that are used in engine compartments; (3) Soundproof materials that are used in engine compartments of bus, and highway bus and tourist bus with rear-mounted engines. If the interiors have obtained China Compulsory Certification, together with automobile seats and head restraints, and safety-belts of motor vehicle etc., then they can be deemed as meeting the requirements of this Detailed-Rules. Scope adjustment due to change of relevant laws or regulations, relevant product standards, technologies and industry policies and other factors shall be subject to the notice issued by the CNCA. 2.Certification standards GB 8410 Flammability of automotive interior materials Above mentioned document shall in principle adopt the latest edition issued by administrative office of national standardization. Referencing to other edition of standard documents shall be made in accordance with requirements of applicable standards issued by the CNCA. 3.Certification mode 3.1 Basic Certification Mode Basic certification mode for the implementation of compulsory certification of door lock and door retention components is. 3.2 Applicability of Certification Mode Category A. Any or combination of after-certification follow-up inspection, production on-site sampling test or inspection, and market sampling test or inspection, can be used to perform the after-certification supervision. 4.Division of Certification Units In principle, the interiors-products produced by the same producer (manufacturer), by the same manufacturing enterprise (site), are deemed as one certification unit, provided there is no significant differences in flowing aspects. 5.Certification entrusting 5.1 Proposal and Acceptance of Certification Application CLIENT shall fill in the required enterprise information and product details, and submit to acceptance or rejection notice within 2 working days, or ask the CLIENT to modify the information and apply again. 5.3 Implementation Arrangement CQC shall formulate the certification program after acceptance, and notice the CLIENT. Certification program usually includes. 6.Implementation of Certification 6.1 Type Test 6.1.1 Type test plan For certification application that requires type test, when application materials are approved, CQC shall establish type test plan in accordance with certification standards and unit division principles, and notice the CLIENT. 6.1.2 Sample requirements of type test 6.1.2.3 Sample specification and quantity for type test (1) It shall guarantee that, for the materials of same burning speed, at least 5 pieces of samples can be taken from the sent-samples / sampling of interior parts. 6.1.2.4 Relevant requirements of critical components / raw materials For related critical components / raw materials in test plan, such as assembly that is made of several interiors-components or certification products, relevant test items of flammability of automotive interior materials can be exempted - if the manufacturer or manufacturing enterprise can provide the compulsory product certificate of required interiors or voluntary certificate required interiors issued by designated organization that comply with the requirements. Certification results in such certificates may be adopted by CQC after review. 6.1.4 Implementation of Type Test 6.1.4.1Type test shall be performed in the laboratory designated by the CNCA. When performing type test, the laboratory shall ensure the accuracy and authenticity of test conclusion; record and keep the whole test procedures; make sure the test process and test result are traceable. If there is abnormality in the test, the laboratory shall contact CQC and handle it accordingly. 6.1.4.2 If there are unqualified test items, the CLIENT has the right to make corrections after analyzing the failure for further retest. In this case, the laboratory shall inform the certification body; and the certification body shall confirm the test plan again. 6.1.4.3 Type test shall not exceed 20 working days (counted from the date when samples arrive the laboratory); time for correction and retest due to sample failure or test items failure is not counted in it. Time-limit of new test after correction is the same as type test. 6.1.5 Type Test Report CQC shall formulate the unified format of type test report. The laboratory shall issue type test reports in the unified format. The laboratory and its related personnel shall be responsible for correctness of the content and test conclusions of the type test reports made by them. The laboratory shall issue type test report to CQC and to CLIENT timely when test is completed. Test report shall include descriptions of related information of other products in the unit (when required by CQC) and of certification. 6.2 Initial Factory Inspection 6.2.1 Basic Requirements of Factory Inspection 6.2.2 Review of Production Conformity Control Plan 6.2.2.1 Implementation of review Manufacturers or manufacturing enterprises shall establish production conformity control plan in accordance with Attachment 2 of the Implementation-Rules and Attachment 1 of this Detailed-Rules, and submit the plan to CQC for review. CQC shall notice the CLIENT with the review result. Review shall be approved if the plan can satisfy the requirements, otherwise, the 7.After-Certification Supervision Considering the category management of manufacturing enterprises and the actual conditions, selection of after-certification supervision mode are shown in table 2. 7.1 After-certification follow-up inspection 7.1.1 Principle of after-certification follow-up inspection CQC shall perform valid follow-up inspection to the certification products and the manufacturing enterprises on the basis of enterprise category management, to verify whether production conformity control sustainably conforms to certification requirements, and make sure that certified products sustainably conform to standard requirements and maintain the conformity. 7.2 Sampling Test or Inspection at the Production On-site 7.2.1 Principle of Test or Inspection at the Production On-site CLIENT, manufacturer, and manufacturing enterprise shall collaborate when after-certification follow-up inspection is made in form of sampling test or inspection at the production on-site. 7.2.2 Contents of Test or Inspection at the Production On-site 7.3 Market Sampling Test or Inspection 7.3.1 Principle of Market Sampling Test or Inspection CQC performs market sampling for category B, C and D enterprises when necessary on the basis of enterprise classification management and certification risk. 7.4 Frequency and Time of After-Certification Supervision 7.4.1 Frequency of After-Certification Supervision In principle, manufacturing enterprise shall be subject to supervision, after first-time certified or after the initial factory inspection, according to the basic frequency specified in table 2.After-certification follow-up inspection and production on-site sampling test shall be made at least once every two years. 8.Certificate 8.1 Maintenance of the certificate The validity of the product certificate under coverage of the Implementation-Rules is 5 years. Within the period, maintenance of the validity of the certificate depends on the after-certification supervision of the certification body. 8.2 Content of the Certificate Certified products and the sales packages shall be labeled with the content that is contained in the certificate; it shall be consistent with the content in the certificate. Change of the certificate shall specify the changed edition number to clearly show the changing times of the products. 8.3 Change of the Certificate 8.3.1 Change Content 8.3.2 Evaluation and Approval of Change CQC, based on the change contents, evaluates the provided documents to determine the approval of change. If sample test and / or factory inspection is necessary, CQC shall respectively develop sample test plan and production conformity factory on-site inspection plan. The change shall be approved only after the test and/or inspection is qualified. Change shall be approved when conforming to the requirements. 8.3.4 When certification standards are revised or edited or there is new explanation for articles of the standards, CQC shall determine certification standard changing period and certification implementation plan, and issue them to the society, in accordance with relevant requirements of Notice on Relevant Requirements of Revising the Standards for Compulsory Product Certification, the 4th notice of the CNCA in 2012, and the technical expert team resolution. 8.5 Use of the Certificate Use of the certificate shall comply with the requirements of “China Compulsory Certification management method”. 9.Certification Mark The management and use of certification marks shall comply with the provisions of “China Compulsory Certification management method”. 9.1 Mark style permitted to use The certified automotive interiors shall use Safety-type (S) certification mark. The style is as follows. Serial No.. CQC-C1109.2014 Implementation Detailed-Rules for China Compulsory Certification Automotive interiors Issued on. DECEMBER 31, 2014 Implemented on. JANUARY 1, 2015 China Quality Certification Center

Foreword

This Implementation Detailed-Rules is formulated on the basis of “Implementing Rules for China Compulsory Certification - Automotive interiors” (CNCA-C11-09.2014). It is issued by the China Quality Certification Center. The copyright belongs to the China Quality Certification Center. Any organization or individual shall not use it in whole or in part in any form without permission of the China Quality Certification Center. Formulating organization. China Quality Certification Center

Table of Contents

0.Introduction... 5 0.1 Terms and definitions... 5 0.2 Classification Management Requirements of Manufacturing Enterprises... 5 0.3 Requirements on Utilizing Testing Resources of Manufacturing Enterprises ... 7 1.Application scope... 8 2.Certification standards... 9 3.Certification mode... 9 3.1 Basic Certification Mode... 9 3.2 Applicability of Certification Mode... 9 4.Division of Certification Units... 10 5.Certification entrusting... 10 5.1 Proposal and Acceptance of Certification Application... 10 5.2 Application Materials... 10 5.3 Implementation Arrangement... 11 6.Implementation of Certification... 12 6.1 Type Test... 12 6.2 Initial Factory Inspection... 15 6.3 Certification Evaluation and Determination... 17 6.4 Certification Time-limit... 17 6.5 Service-parts of discontinued vehicle model... 17 7.After-Certification Supervision... 17 7.1 After-certification follow-up inspection... 18 7.2 Sampling Test or Inspection at the Production On-site... 19 7.3 Market Sampling Test or Inspection... 19 7.4 Frequency and Time of After-Certification Supervision... 20 7.5 Record of After-Certification Supervision... 20 7.6 Evaluation of Supervision Result after getting the certificate... 20 8.Certificate... 21 8.1 Maintenance of the certificate... 21 8.2 Content of the Certificate... 21 8.3 Change of the Certificate... 21 8.4 Cancellation, Suspension and Withdrawal of the Certificate... 22 8.5 Use of the Certificate... 23 9.Certification Mark... 23 9.1 Mark style permitted to use... 23 9.2 Use Requirements... 23 10.Charge... 23 11.Certification Responsibility... 24 12.Procedures and Time-limit Related to Technical Disputes, Complaints and Appeals... 24 Attachment 1 Requirements of Production Conformity Control Plan... 25 Attachment 2 Certification implementation of service parts for after-sales maintenance for discontinued vehicle model... 28 1.Application scope It applies to the interiors that are installed at the following positions in M-, N-, O-type automobiles, that are made of organic materials and organic composite material, and comply with standard specimen size (length is 356mm, width is 100mm). (1) Interiors that are used in passenger compartments, cockpits and luggage compartments; (2) Adiabatic interiors that are used in engine compartments; (3) Soundproof materials that are used in engine compartments of bus, and highway bus and tourist bus with rear-mounted engines. If the interiors have obtained China Compulsory Certification, together with automobile seats and head restraints, and safety-belts of motor vehicle etc., then they can be deemed as meeting the requirements of this Detailed-Rules. Scope adjustment due to change of relevant laws or regulations, relevant product standards, technologies and industry policies and other factors shall be subject to the notice issued by the CNCA. 2.Certification standards GB 8410 Flammability of automotive interior materials Above mentioned document shall in principle adopt the latest edition issued by administrative office of national standardization. Referencing to other edition of standard documents shall be made in accordance with requirements of applicable standards issued by the CNCA. 3.Certification mode 3.1 Basic Certification Mode Basic certification mode for the implementation of compulsory certification of door lock and door retention components is. 3.2 Applicability of Certification Mode Category A. Any or combination of after-certification follow-up inspection, production on-site sampling test or inspection, and market sampling test or inspection, can be used to perform the after-certification supervision. 4.Division of Certification Units In principle, the interiors-products produced by the same producer (manufacturer), by the same manufacturing enterprise (site), are deemed as one certification unit, provided there is no significant differences in flowing aspects. 5.Certification entrusting 5.1 Proposal and Acceptance of Certification Application CLIENT shall fill in the required enterprise information and product details, and submit to acceptance or rejection notice within 2 working days, or ask the CLIENT to modify the information and apply again. 5.3 Implementation Arrangement CQC shall formulate the certification program after acceptance, and notice the CLIENT. Certification program usually includes. 6.Implementation of Certification 6.1 Type Test 6.1.1 Type test plan For certification application that requires type test, when application materials are approved, CQC shall establish type test plan in accordance with certification standards and unit division principles, and notice the CLIENT. 6.1.2 Sample requirements of type test 6.1.2.3 Sample specification and quantity for type test (1) It shall guarantee that, for the materials of same burning speed, at least 5 pieces of samples can be taken from the sent-samples / sampling of interior parts. 6.1.2.4 Relevant requirements of critical components / raw materials For related critical components / raw materials in test plan, such as assembly that is made of several interiors-components or certification products, relevant test items of flammability of automotive interior materials can be exempted - if the manufacturer or manufacturing enterprise can provide the compulsory product certificate of required interiors or voluntary certificate required interiors issued by designated organization that comply with the requirements. Certification results in such certificates may be adopted by CQC after review. 6.1.4 Implementation of Type Test 6.1.4.1Type test shall be performed in the laboratory designated by the CNCA. When performing type test, the laboratory shall ensure the accuracy and authenticity of test conclusion; record and keep the whole test procedures; make sure the test process and test result are traceable. If there is abnormality in the test, the laboratory shall contact CQC and handle it accordingly. 6.1.4.2 If there are unqualified test items, the CLIENT has the right to make corrections after analyzing the failure for further retest. In this case, the laboratory shall inform the certification body; and the certification body shall confirm the test plan again. 6.1.4.3 Type test shall not exceed 20 working days (counted from the date when samples arrive the laboratory); time for correction and retest due to sample failure or test items failure is not counted in it. Time-limit of new test after correction is the same as type test. 6.1.5 Type Test Report CQC shall formulate the unified format of type test report. The laboratory shall issue type test reports in the unified format. The laboratory and its related personnel shall be responsible for correctness of the content and test conclusions of the type test reports made by them. The laboratory shall issue type test report to CQC and to CLIENT timely when test is completed. Test report shall include descriptions of related information of other products in the unit (when required by CQC) and of certification. 6.2 Initial Factory Inspection 6.2.1 Basic Requirements of Factory Inspection 6.2.2 Review of Production Conformity Control Plan 6.2.2.1 Implementation of review Manufacturers or manufacturing enterprises shall establish production conformity control plan in accordance with Attachment 2 of the Implementation-Rules and Attachment 1 of this Detailed-Rules, and submit the plan to CQC for review. CQC shall notice the CLIENT with the review result. Review shall be approved if the plan can satisfy the requirements, otherwise, the 7.After-Certification Supervision Considering the category management of manufacturing enterprises and the actual conditions, selection of after-certification supervision mode are shown in table 2. 7.1 After-certification follow-up inspection 7.1.1 Principle of after-certification follow-up inspection CQC shall perform valid follow-up inspection to the certification products and the manufacturing enterprises on the basis of enterprise category management, to verify whether production conformity control sustainably conforms to certification requirements, and make sure that certified products sustainably conform to standard requirements and maintain the conformity. 7.2 Sampling Test or Inspection at the Production On-site 7.2.1 Principle of Test or Inspection at the Production On-site CLIENT, manufacturer, and manufacturing enterprise shall collaborate when after-certification follow-up inspection is made in form of sampling test or inspection at the production on-site. 7.2.2 Contents of Test or Inspection at the Production On-site 7.3 Market Sampling Test or Inspection 7.3.1 Principle of Market Sampling Test or Inspection CQC performs market sampling for category B, C and D enterprises when necessary on the basis of enterprise classification management and certification risk. 7.4 Frequency and Time of After-Certification Supervision 7.4.1 Frequency of After-Certification Supervision In principle, manufacturing enterprise shall be subject to supervision, after first-time certified or after the initial factory inspection, according to the basic frequency specified in table 2.After-certification follow-up inspection and production on-site sampling test shall be made at least once every two years. 8.Certificate 8.1 Maintenance of the certificate The validity of the product certificate under coverage of the Implementation-Rules is 5 years. Within the period, maintenance of the validity of the certificate depends on the after-certification supervision of the certification body. 8.2 Content of the Certificate Certified products and the sales packages shall be labeled with the content that is contained in the certificate; it shall be consistent with the content in the certificate. Change of the certificate shall specify the changed edition number to clearly show the changing times of the products. 8.3 Change of the Certificate 8.3.1 Change Content 8.3.2 Evaluation and Approval of Change CQC, based on the change contents, evaluates the provided documents to determine the approval of change. If sample test and / or factory inspection is necessary, CQC shall respectively develop sample test plan and production conformity factory on-site inspection plan. The change shall be approved only after the test and/or inspection is qualified. Change shall be approved when conforming to the requirements. 8.3.4 When certification standards are revised or edited or there is new explanation for articles of the standards, CQC shall determine certification standard changing period and certification implementation plan, and issue them to the society, in accordance with relevant requirements of Notice on Relevant Requirements of Revising the Standards for Compulsory Product Certification, the 4th notice of the CNCA in 2012, and the technical expert team resolution. 8.5 Use of the Certificate Use of the certificate shall comply with the requirements of “China Compulsory Certification management method”. 9.Certification Mark The management and use of certification marks shall comply with the provisions of “China Compulsory Certification management method”. 9.1 Mark style permitted to use The certified automotive interiors shall use Safety-type (S) certification mark. The style is as follows. ......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.


      

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