CNCA C11-16-2023 PDF English
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Implementation Rules for Compulsory Product Certification - Electric Bikes
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Implementation Rules for Compulsory Product Certification - Electric Bikes
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China Compulsory Certification Implementation Rules - Electric Bike
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CNCA C11-16-2023: Implementation Rules for Compulsory Product Certification - Electric Bikes---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCAC11-16-2023
CNCA / CCC
Serial No.. CNCA-C11-16.2023
CNCA-C11-16-2023
Implementation Rules for China Compulsory Certification -
Electric Bikes
Issued on. SEPTEMBER 14, 2023
Implemented on. SEPTEMBER 14, 2023
Issued by. Certification and Accreditation Administration of the People��s Republic of
China (CNCA)
Table of Contents
0 Introduction... 4
1 Scope of application... 4
2 Standards for certification... 4
3 Certification modes... 4
4 Division of certification units... 5
5 Certification entrustment... 5
6 Certification implementation... 6
7 Post-certification supervision... 9
8 Certification certificate... 11
8.1 Maintenance of certification certificates... 11
8.2 Change/extension of certification certificate... 12
8.3 Cancellation, suspension, revocation of certification certificates... 12
9 Certification mark... 12
10 Product certificate... 13
11 Charges... 13
12 Certification responsibilities... 13
13 Certification implementation detailed rules... 13
Appendix 1 Certification standards and type test items... 15
Appendix 2 Certification entrustment information list... 19
Appendix 3... 20
Structure and technical parameters of electric bicycle product... 20
Appendix 4 Production consistency inspection requirements... 34
Appendix 5 Product certificate... 38
1 Scope of application
This Rule applies to two-wheeled bikes, that use on-board batteries as auxiliary energy,
have pedal riding capabilities, can realize electric assist and/or electric drive functions.
Due to the changes in the laws, regulations or related product standards, technology,
industry policies and other causes which may change the applicable scope, the
announcement released by the State Administration for Market Regulation (CNCA)
shall be final and conclusive.
2 Standards for certification
The standards for the certification of this Rule are as shown in Appendix 1 ��Standards
for certification and type test items".
In principle, the standards used for certification shall be the latest versions, which are
issued by the National Standardization Administration. When it is necessary to use other
versions of the standards, it shall be executed, according to the applicable relevant
standards issued by the CNCA.
3 Certification modes
The basic certification model for implementing compulsory product certification for
electric bikes is.
4 Division of certification units
In principle, electric bikes with similar frames, front forks, structural types, same drive
methods, battery types are one certification unit.
The same product, which is produced by the same producer and different manufacturers,
OR the same product, which is produced by different producers and the same
manufacturer, can be divided into the same certification unit.
5 Certification entrustment
5.1 Proposal and acceptance of certification entrustment
The certification client needs to submit the certification entrustment to the certification
agency in an appropriate manner. The certification agency shall handle the certification
entrustment; provide feedback on acceptance or rejection, in accordance with the time
limit requirements in the certification implementation detailed rules.
5.2 Entrusted information
Certification agencies shall specify an entrustment data list in the certification
implementation rules, in accordance with laws, regulations, standards and the needs of
certification implementation (which shall at least include a certification power of
attorney or contract, registration certificate of the certification
client/producer/manufacturer, etc.), among which the entrustment data list shall meet
the requirements of Appendix 2, the certified product information shall meet the
requirements of Appendix 3 "Structure and technical parameters of electric bike
product".
5.3 Implementation arrangements
The certification agency shall agree with the certification client, on the relevant
responsibilities and arrangements of both parties in each link of certification
implementation; determine the specific plan for certification implementation and
inform the certification client, based on the actual and classified management situation
of the manufacturer, in accordance with the requirements of this Rule and certification
implementation detailed rules.
6 Certification implementation
6.1 Type test
The certification agency shall clarify the specific requirements for type test in the
certification implementation detailed rules.
6.1.1 Type test plan
The certification agency shall formulate a type test plan, after reviewing the data, and
inform the certification client. The type test plan shall include all sample requirements
and quantities, testing standards and items for the type test, etc.
6.1.2 Type test sample requirements
The certification agency shall clarify the relevant requirements for sample
delivery/sampling of certified products, in the certification implementation detailed
rules. Usually, the certification client prepares samples according to the requirements
of the type test plan and sends them to the designated laboratory. When necessary, the
certification agency may also obtain samples, through on-site sampling/sealing.
6.1.3 Type test items
The type test items shall be the test items, which are specified in GB 17761 "Safety
technical specification for electric bicycle", GB 42295 "Safety requirements for electric
bicycles electrical", GB 42296 "Safety technical requirements of charger for electric
bicycles". The certification agency shall work with the laboratory, to confirm the test
items in accordance with the provisions of this Rule and the structure and technical
parameters of the certified products, which are entrusted by the certification client.
The certification agency can accept certification materials on radio disturbance
characteristics, product certificates, instructions for use, lead-acid battery packs,
lithium-ion battery packs, which are provided by the certification client; exempt the
corresponding type test items.
6.1.4 Implementation of type tests
The certification client can choose the laboratory, which is designated by the National
Certification and Accreditation Administration, to complete the type test. The
laboratory conducts type testing on samples and makes complete records of the entire
testing process and archives them, to ensure traceability of the testing process and
results.
6.1.5 Type test report
The certification agency shall specify a unified type test report format.
After the type test is completed, the laboratory shall promptly issue a type test report to
the certification client and certification agency (if determined). The type test report shall
contain a description of the necessary information on all products within the
certification unit.
6.2 Enterprise quality assurance capabilities and product consistency inspection
Enterprise quality assurance capabilities and product consistency inspection are the
certification agency's evaluation on whether the manufacturer's quality assurance
capabilities and product consistency control meet the certification requirements (see
Appendix 4 "Production consistency inspection requirements").
6.3 Certification evaluation and decision-making
The certification agency makes a comprehensive evaluation of the type test conclusions,
enterprise quality assurance capabilities and product consistency inspection
conclusions (when applicable) and relevant data/information; makes a certification
decision. For those who meet the certification requirements, certification certificates
will be issued according to the certification unit; for those who cannot meet the
certification requirements, the certification entrustment will not be approved and the
certification will be terminated.
6.4 Certification time limit
The certification agency shall clearly stipulate the time limit for each link of
certification, in the certification implementation detailed rules; ensure that relevant
work is completed according to the time limit.
7 Post-certification supervision
Post-certification supervision refers to the supervision, which is carried out by
certification agencies on certified products and their manufacturers. Certification
agencies shall combine the classified management and actual conditions of
manufacturers, to clarify the specific requirements for the selection of post-certification
supervision methods, in the certification implementation detailed rules.
7.1 Follow-up inspection after certification
Certification agencies shall, on the basis of classified management of manufacturers,
implement effective follow-up inspections of certified products and their manufacturers,
to verify that the enterprise quality assurance capabilities continue to meet certification
requirements, meanwhile, to ensure that certified products continue to meet the
requirements of certification standards and maintain consistency with the type test
samples.
7.2 Taking samples for testing or inspection at production site
If post-certification supervision is carried out by taking samples for testing or inspection
at the production site, the certification client, producers, manufacturers shall cooperate.
The certification agency shall clarify the content and requirements for sample testing
or inspection at the production site, in the certification implementation detailed rules.
If the manufacturer has the "Compulsory Product Certification Implementation Rules -
Utilization of Testing Resources and Other Certification Results of Manufacturers" and
the testing conditions required by the certification standards, the certification agency
can use the manufacturer's testing resources to conduct testing and recognize the
relevant results.
7.3 Market sampling testing or inspection
If market sampling testing or inspection is used to implement post-certification
supervision, the certification client, producer, manufacturer shall cooperate and confirm
the samples taken from the market.
The certification agency shall clarify the content and requirements of market sampling
testing or inspection, in the certification implementation detailed rules.
7.4 Frequency and time of post-certification supervision
Certification agencies shall use different post-certification supervision frequencies, for
different types of manufacturers, on the basis of classified management of
manufacturers; reasonably determine the supervision time.
7.5 Records of post-certification supervision
The certification agency shall record and archive the entire post-certification
supervision process, to ensure traceability of the certification process and results.
7.6 Evaluation of post-certification supervision results
The certification agency shall conduct a comprehensive evaluation of the follow-up
inspection conclusions, sample testing or inspection conclusions, relevant
materials/information after obtaining the certificate. Those that passes the evaluation
can continue to maintain the certification certificate and use the CCC mark.
8 Certification certificate
Certification certificates and their use shall comply with the requirements of the
"Management Regulations on Compulsory Product Certification", "Measures for the
Management of Certification Certificates and Certification Marks", "Management
Requirements for Compulsory Product Certification Certificates".
8.1 Maintenance of certification certificates
The certification certificate is valid for 5 years. During the validity period, the validity
of the certification certificate relies on the post-certification supervision of the
certification agency to be maintained.
8.2 Change/extension of certification certificate
After obtaining the certificate, where there are changes in the certification certificate,
product characteristics or other matters specified by the certification agency, OR where
the certification client needs to expand the product scope covered by the certification
certificate that has been obtained, the certification client shall propose
changes/extension entrustment to the certification agency; changes/extensions can only
be implemented after approval by the certification agency.
8.3 Cancellation, suspension, revocation of certification certificates
The cancellation, suspension, revocation of certification certificates shall be carried out,
in accordance with the "Compulsory Product Certification Management Regulations",
the "Implementation Rules for Cancellation, Suspension, Revocation of Compulsory
Product Certification Certificates", as well as the relevant provisions of the certification
agency.
9 Certification mark
The certification client shall ensure that the management and use of the CCC mark
complies with the provisions of the "Management Regulations for Compulsory Product
Certification", "Measures for the Management of Certification Certificates and
Certification Marks", "Management Requirements for Compulsory Product
Certification Marks", etc.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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