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CNCA CGP-05-2021 English PDF

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CNCA CGP-05-2021: Green product certification implementation rules - solar water heating system

CNCA CGP-05: Historical versions

Standard IDUSDBUY PDFLead-DaysStandard Title (Description)Status
CNCA CGP-05-2021739 Add to Cart 6 days Green product certification implementation rules - solar water heating system
CNCA CGP-05-2020739 Add to Cart 6 days (China's green product certification rules for solar water heating systems)

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Basic data

Standard ID: CNCA CGP-05-2021 (CNCA-CGP-05-2021)
Description (Translated English): Green product certification implementation rules - solar water heating system
Sector / Industry: China Compulsory Certification (CCC) Implementation Rules
Classification of Chinese Standard: CNC
Word Count Estimation: 32,337
Issuing agency(ies): China National Accreditation Administration for Certification and Accreditation

CNCA CGP-05-2021: Green product certification implementation rules - solar water heating system

---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
Green product certification implementation rules - solar water heating system Number. CNCA -CGP-05.2021 China Green Product Certification Rules Solar water heating system Released on June 1, 2021 Implementation on June 1, 2021 Issued by the National Certification and Accreditation Administration Commission

contents

1 Scope of application...1 2 Authentication mode...1 3 Certification process and certification time limit...1 4 Certification application...1 5 Initial inspection...2 6 Product sampling inspection...6 7 Evaluation and approval of certification results...6 8 Supervision after certification...7 9 Expanding or shrinking the application...9 10 Certification...9 11 Use of the certification mark...10 12 Charges...11 13 Other requirements...11 Appendix 1 Product Description of Solar Water Heating System...12 Appendix 2 Green Product Self-evaluation Form...15 Appendix 3 Green Product Certification Factory Assurance Capability Inspection Requirements...20 Appendix 4 Sampling Inspection Plan...27

1 Scope of application

This rule is applicable to compact, separate and dry, household solar water heating systems (water tank capacity ≤ 600L) green product evaluation certification. Due to changes in laws and regulations or related product standards, technology, industrial policies and other factors The adjustment of the application scope shall be subject to the announcement issued by the CNCA.

2 Authentication mode

The certification mode is. initial inspection, product sampling inspection, and supervision after certification.

3 Certification process and certification time limit

3.1 Certification process The basic steps of certification include. 1) Application for certification 2) Initial inspection 3) Product sampling inspection 4) Evaluation and approval of certification results 5) Supervision after certification Note. The initial inspection includes data technical review and on-site inspection 3.2 Certification time limit From the day when the certification commission is officially accepted to the day when the certification certificate is issued, generally no more than 90 days, including Including initial inspection, certification result evaluation and approval, and certificate production time. Because the client did not submit the materials in time, could not accept the on-site inspection as planned, and did not submit the documents in time. Comply with rectification, failure to send inspection samples in time, failure to pay fees in time, and special sample inspection cycle If the authentication time is prolonged due to other reasons, it will not be counted.

4 Certification application

4.1 Division of Application Unit The division principle of household solar water heating system units is divided into different certification units according to the following four requirements. (1) Types of heat collection components (flat plates, all-glass vacuum tubes, glass-metal vacuum tubes, and sun exposure); (2) System type (compact type, separate direct type (separate single circuit), separate indirect type (separate Double circuit), boring type); (3) The deviation of the water capacity (kg/m2) of the hot water storage tank per unit contour lighting area is within ±5%; (4) Different trademarks, different manufacturers, and different production sites. Note. Products at different production sites are different application units. 4.2 Certification standards The certification standard is GB/T 35606-2017 "Green Product Evaluation of Solar Water Heating System". 4.3 Application documents The certification client submits a certification application to the certification body, and attaches the following documents and bears their authenticity responsibility. 1) Written application; 2) Certification of the business license of the client, manufacturer and production plant; 3) Certification of the entrusted relationship between the client, the manufacturer and the manufacturer (such as a power of attorney, etc.) When the trustee is a distributor or importer, the distributor and manufacturer, importer and manufacturer should also be submitted Proof of signed contract); 4) OEM/ODM intellectual property relationship certificate (when applicable); 5) Product process flow chart; 6) Organization chart of the production plant; 7) Product quality level meets the requirements of relevant standards and valid type inspection report (provided by CMA Issued by a quality testing agency); 8) The production plant has established and operated quality management systems according to GB/T 19001, GB/T 24001 and GB/T 28001. Effective certification documents of the management system and environmental management system; 9) Compulsory product certification (when applicable); 10) Product description of solar water heating system (see Annex 1). 4.4 Acceptance After receiving the application documents, the certification body shall conduct a compliance review of the application documents in accordance with the relevant review requirements. If the application documents do not meet the requirements, the certification client should be notified to supplement them. After the documents are complete, work in 3 A notice of acceptance or non-acceptance will be issued within days. Upon acceptance, the certification body signs a certification agreement with the certification client.

5 Initial inspection

5.1 Preparation for inspection 5.1.1 Inspection plan and inspection team composition The certification body shall develop a plan for its on-site inspection, which shall be based on the relevant green product evaluation standards. Requirements, and adapt to the purpose and scope of the inspection. The certification body shall select qualified personnel to form an inspection team. When determining the size and composition of the inspection team, It should be based on the operation of the production plant’s management system, the scope of the certified product, the technical characteristics, data and The complexity of the information system and the professional background and practical experience of the inspector are determined. Before the inspection team enters the on-site inspection, it should complete the self-assessment form and relevant information submitted by the certification client according to Annex 2. Technical review of confirmatory information. 5.1.2 Data technical review 5.1.2.1 Assessment purpose Through the technical review of the application documents, self-assessment form and confirmatory materials submitted by the certification client, understand And master the degree of compliance of the products and companies applying for certification to GB/T 35606-2017, and the company’s factory Ensure the degree of ability-related management documents to comply with this implementation rule, determine whether it can enter the on-site inspection, and Further identify the ideas and key points of follow-up factory inspections. 5.1.2.2 Reviewer days The number of man-days for the technical review of data for a certification unit is 2 person-days. With the increase of the certification unit, it depends on the product The degree of complexity can increase man-days as appropriate, up to 3 man-days. 5.1.2.3 Review content The content of the assessment includes the application documents submitted by the certification client, self-assessment form and corroborating materials, focusing on Technical review in the following four aspects. 1) The legality review of the organization Including the existence and legitimacy of the qualifications of relevant institutions such as certification clients, manufacturers and production plants, and OEM/ODM intellectual property relationship (when applicable), etc. 2) Review of completeness, adaptability and effectiveness of documents The content of the document should be able to completely cover the corresponding requirements specified in this Annex 2 to avoid the occurrence of missing items. The content of the document should be suitable to support the compliance of the applicant enterprise and product with the requirements of GB/T 35606-2017 and this rule Review. The status of the relevant conformity assessment results represented by the content of the document should be valid. For example, the certification certificate should be in Within the validity period. 3) Confirm the unit division of the product through the difference description of the product and series provided by the applicant is it right or not. 4) The compliance judgment of the factory's guarantee ability. 5.1.2.4 Review time limit After the certification body accepts the certification application, in principle, it should complete the technical review of the data within 15 working days. The time for the certification client to prepare the self-assessment form and the corresponding supporting information is not included in the calculation. 5.1.2.5 Review conclusion The data technical review conclusions can include the following aspects. 1) On-site inspection can be carried out if it meets the requirements; 2) Basically meet the requirements, but some content needs to be supplemented and perfected, and the whole can be submitted during the on-site inspection. Change the evidence; 3) It does not meet the requirements and cannot be inspected on site. 5.2 On-site inspection 5.2.1 Basic principles 1) In principle, the on-site inspection should be conducted after the technical review of the materials meets the requirements or basically meets the requirements (can be It will be completed within 30 working days after the nuclear site directly submits the rectification evidence). Content package for on-site inspection include. a) Green product certification factory assurance ability inspection; b) Product consistency check; c) Green evaluation requires compliance verification. 2) The on-site inspection shall cover all products and production sites for which certification is applied. For certification with green products Relevant, but located in other places and departments other than the actual production site of the manufacturer, depending on the situation Choose an appropriate inspection plan, including adopting the enterprise's self-declaration or other conformity assessment results. 3) During the on-site inspection, the factory shall normally produce one or more products within the scope of application for certification. 5.2.2 Factory assurance ability inspection The factory assurance ability inspection shall cover all production sites involved in the certification unit, and shall be carried out in accordance with Annex 3 "Green Product certification factory assurance ability inspection requirements" are carried out. 5.2.3 Product consistency check The certification body randomly selects the certified products from the products that have been confirmed as qualified by the enterprise, including but not limited to Consistency check of the following. 1) The consistency between the certified product and the application document or certificate; 2) The product name, model, manufacturer, and related logos and applications clearly stated on the body or packaging of the certified product Consistency of the request or certificate; 3) Consistency between the key raw materials of the certified product and the key raw materials of the registered product. 4) During the initial factory inspection, the consistency of the products of all certified units should be checked. 5.2.4 Verification of compliance with green evaluation requirements According to GB/T 35606-2017, verify the basic requirements, resource attribute indicators, Compliance with energy attribute indicators, environmental attribute indicators and some quality attribute indicators. Certification body Its actual internal control operation status should be at the production site, including the involved documents, records, objects, personnel, equipment Inspections of equipment, environment, laws and regulations, management systems, safeguard measures, etc., to confirm and submit application documents consistency. For pollutant discharge, check the pollutant discharge status and disposal equipment at the production site. And related documents, etc., to verify the authenticity of the submitted air pollutant emission monitoring report. 5.2.5 Check man day In principle, the basic man-days for on-site inspection of a certification unit are shown in Table 1.For every additional certification unit, On the basis of Table 1, one man-day is added accordingly. Different production sites should count man-days separately. Table 1 The basic number of man-days for on-site inspection of a certification unit Enterprise scale of 100 employees and below 100 employees Basic man-days 11 12 When the production enterprise passes an effective quality management system, environmental management system and occupational health and safety management system At the time of the management system certification, for each management system certification passed, two less than the above requirements Man day. 5.2.6 Inspection conclusion On-site inspection conclusions can be divided into the following three situations. 1) Passed on-site inspection Green evaluation requires compliance verification, factory assurance ability inspection and product consistency inspection to pass, and No non-conformities were found in the on-site inspection. 2) Pass after verifying that the corrective actions are qualified Green evaluation requires compliance verification, factory assurance ability inspection, and product consistency inspection. Generally, non-conformities can be rectified within a time limit and reported to the inspection team for written data verification or on-site verification that the measures are effective. On-site inspection passed. 3) Failed on-site inspection Green evaluation requires that the compliance verification fails, or the product consistency inspection and the factory assurance ability inspection are issued Existing systemic serious defects and other problems, the on-site inspection shall be determined to be rejected or the inspection shall be terminated.

6 Product sampling inspection

Product sampling inspection can be completed before the on-site inspection, or at the same time as the on-site inspection. 6.1 Sampling inspection items, requirements and methods It shall comply with the relevant regulations of some quality attribute indicators in GB/T 35606-2017, see Annex 4 for details. 6.2 Sampling inspection plan After the certification body accepts the certification entrustment and determines the inspection plan, it can conduct product sampling inspections. Sampling inspection See Annex 4 for the plan. 6.3 Implementation of sampling inspection Sampling inspection should be selected by the certification body and possess CMA qualification (need to cover the test basis mentioned in Annex 4) The laboratory is completed. The laboratory shall inspect the samples and ensure that the inspection conclusions are true and accurate. A complete record of the process is made and archived to ensure the traceability of the inspection process and results. 6.4 Use other test results If the certification principal can provide an inspection report that also meets the following requirements for the products of the certification unit, the certification The certification body can use this inspection report as the result of the product sampling inspection. 1) Sampling inspection report issued by a CMA-qualified laboratory; 2) The inspection items, technical requirements, sampling methods, inspection methods, etc. in the report comply with GB/T 35606-2017 And the provisions of this rule; 3) In principle, the date of issuance of the inspection report is within 12 months before the on-site inspection.

7 Evaluation and approval of certification results

The certification body conducts a comprehensive evaluation of the product sampling inspection and initial inspection conclusions. After the evaluation is passed, the certification In principle, the organization should issue a green product certification certificate to the certification client within 5 working days. The unit issues a certificate.

8 Supervision after certification

8.1 Monitoring time In principle, the company can arrange supervision 6 months after obtaining the certificate, and the time interval between each supervision should not exceed 1 year. like When one of the following situations occurs, the frequency of supervision can be increased, and the timing of supervision can be without prior notice. 1) The certified product has serious quality problems or the user submits a complaint, and it is verified to be the manufacturer, manufacturer Commercial responsibility 2) The certification body has sufficient reasons to question the conformity of the certified product with the certification standard; 3) There is sufficient information to indicate that the manufacturer and the production plant have changed the organization, production process, and quality management System, etc., which may affect product conformity or consistency. 8.2 Supervision content Each supervision shall cover all production enterprises (sites) and cover all valid certificates. Supervised content Should include. 1) Supervision and inspection of factory assurance ability; 2) Supervision and inspection of product consistency; 3) Green evaluation requires continuous compliance verification; 4) Supervision and inspection; 5) The validity verification of the rectification measures for non-conformance items in the last evaluation, the use of certification certificates and marks, Implementation of laws, regulations and other requirements, etc. 8.2.1 Supervision and inspection of factory assurance ability The factory assurance capability supervision and inspection shall cover all production sites involved in the certification unit. Terms must be checked every time It is the items 3, 5, 6, 10, and 11 of Annex 3.The remaining items can be checked appropriately and covered within one certification cycle All terms. 8.2.2 Supervision and inspection of product consistency The product consistency supervision and inspection shall cover at least the certified products of each unit, and the rest shall be in accordance with the provisions of 5.2.3 conduct. 8.2.3 Green evaluation requires continuous compliance verification Green evaluation requires continuous compliance verification in accordance with 5.2.4.Enterprises should respond to all certification units The products are self-evaluated and ensure that they meet the requirements. In principle, the certification body can extract representative certification units In a certification cycle, all certification units shall be covered. 8.2.4 Product supervision and inspection Carry out the supervision and inspection of certified products according to the certified units, and in principle, select representative certification units, one Cover all representative certified products of all certification units within one certification cycle. For other requirements of supervision and inspection, please refer to The provisions of this document 6.When other inspection results are used in accordance with 6.4, the products involved in the previous certification shall be selected The sample inspection report cannot be regarded as an admissible result of the curre......
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