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Basic dataStandard ID: CNCA AM-01-2018 (CNCA-AM-01-2018)Description (Translated English): (General requirements of implementation rules for voluntary product certification of agricultural machinery) Sector / Industry: China Compulsory Certification (CCC) Implementation Rules Classification of Chinese Standard: CNC Word Count Estimation: 25,217 Date of Issue: 2018-11-21 Date of Implementation: 2018-11-21 Regulation (derived from): National Certification and Accreditation Administration Announcement No. 43 of 2018 Issuing agency(ies): China National Accreditation Administration for Certification and Accreditation CNCA AM-01-2018: (General requirements of implementation rules for voluntary product certification of agricultural machinery)---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order. (General requirements of implementation rules for voluntary product certification of agricultural machinery) Number. CNCA -AM-01.2018 Implementation Rules for Voluntary Product Certification of Agricultural Machinery common enquiries 2018-11-21 released 2018-11-21 Implementation National Certification and Accreditation Administration Committee Issued by the Ministry of Agriculture and Rural Affairs of the People's Republic of China table of Contents1 Scope...- 1- 2 Authentication mode...- 1- 3 Certification standards and requirements...- 1- 4 Certification implementation before certification...- 2- 4.1 Certification delegation...- 2- 4.1.1 Basic conditions for obtaining certification...- 2- 4.1.2 Classification of certification units...- 2- 4.1.3 Proposal of certification commission...- 3- 4.2 Certification acceptance...- 3- 4.3 Type test...- 3- 4.3.1 Type test requirements...- 3- 4.3.2 Rectification and verification of unqualified items...- 4- 4.3.3 Evaluation criteria for type test...- 4- 4.4 Initial factory inspection...- 4- 4.4.1 Requirements for initial factory inspection...- 4- 4.4.2 Evaluation criteria for initial factory inspection...- 5- 4.5 Certification decision and approval...- 5- 4.6 Time limit for certification...- 6- 5 Follow-up inspection after certification...- 6- 5.1 Frequency of supervision...- 6- 5.2 Supervision content...- 7- 5.3 Product sampling inspection...- 7- 5.4 Supervising factory inspection and evaluation criteria...- 7- 5.5 Supervision and certification decision and approval...- 8- 6 Certification...- 8- 6.1 The content of the certificate...- 8- 6.2 Maintenance of the certificate...- 9- 6.3 The suspension, cancellation, revocation and resumption of certification...- 9- 6.3.1 Suspension of certification...- 9- 6.3.2 Withdrawal of certification...- 10- Wheeled tractors below 50kW"; GB/T 15370.2 "General Technical Requirements for Agricultural Tractors Part 2. 50kW～130 kW Wheeled Tractor". (2) Sugarcane harvester NY/T 2903 "Technical Specification for Quality Evaluation of Sugarcane Harvester". (3) Rotary tiller GB 10395.1 "Agricultural and Forestry Machinery Safety Part 1.General Principles"; GB 10395.5 "Agricultural and Forestry Machinery Safety Part 5.Driven Farming Machinery"; GB/T 5668 "Rotary tiller" (applicable to single-shaft and double-shaft rotary tillers) JB/T 13081 "Self-propelled crawler rotary cultivator" (applicable to self-propelled crawler rotary cultivator). (4) Mini tiller GB 10395.10 "Agricultural and Forestry Tractors and Machinery Safety Technical Requirements Part 10.Hand-held Mini Tiller"; JB/T 10266 "Mini Tiller". In principle, the above standards should be implemented by the national standardization administrative department. The latest version of, considering factors such as certification validity, risk and cost, can be deleted Some standard clauses that are not suitable for product certification, the certification of specific products is based on the standard The terms and requirements are stipulated in the product certification special rules. 4.Implementation of certification before certification 4.1 Certification commission 4.1.1 Basic conditions for obtaining certification Obtaining the agricultural machinery product certification should meet the following basic conditions. - Producers of agricultural machinery products should have the relevant requirements stipulated by national laws and regulations Qualifications (if specified), business scope covering the products applying for certification; --The product meets the requirements of relevant laws and regulations, and no major quality problems or complaints have occurred in the past three years; --The product meets the requirements of this rule and product certification special rules. 4.1.2 Classification of certification units A certification unit can consist of one or more different models of similar products The product composition of specifications, the certification unit is based on product structure, function and characteristic parameters The division is based on similar principles, and the division of specific product certification units is specified in the product certification special rules. 4.1.3 Proposal of certification commission When submitting a certification request, the certification client should submit the following information. --Certification application; -Documents proving that they have an independent legal entity (such as a copy of business license) (If the name and address of the production company are inconsistent with the principal, the corresponding entrustment or qualification documents shall be submitted); --Proof of having the corresponding product qualification documents (provided when required by the country or industry); --Quality manual or organizational structure and job responsibilities; --Other information such as the product and key parts list specified in the product certification rules. 4.2 Certification acceptance After receiving the information of the certification client, the certification body shall conduct a data evaluation in time If the information is complete and in compliance with the regulations, the certification commission will be accepted, and the certification principal will be Sign a certification contract to determine the certification scheme; if it does not meet the requirements, a written notification should be notified The client also explained the reason for not accepting. After the contract is signed, the certification body shall The certificate client provides further certification information, negotiates and arranges type testing, etc. The certification client shall pay the certification fee to the certification body according to the contract. 4.3 Type test 4.3.1 Type test requirements Certification bodies generally designate a representative type in each certification unit Type test is carried out on the products, and the type test is evaluated by the certification body as having certified products The inspection agency for product inspection qualifications is responsible, and the inspection agency is responsible for the inspection results. The type test prototype (product) should generally be produced according to the normal process within 6 months, For products that have passed the self-inspection, the number of type test samples is generally 1.Certification Committee The trustee is responsible for providing and transporting type test prototypes (products) as required, and entrusting certification People are responsible for the authenticity, integrity and safety of the prototype (product). If the certification principal has multiple production enterprises producing the same product, one Type tests are performed on the products of one manufacturer, and the results of the type tests are adopted for the products of other manufacturers. If the entrusted product has passed the product inspection and the inspection report is provided, it is recognized After the certification agency meets the requirements for the qualification of the inspection agency and the inspection report, it can be accepted The inspection results are exempt from type testing or part of the inspection items. Specific product type test standards, inspection items and technical specifications verification, Requirements for the acceptance of inspection reports are stipulated in the product certification special rules. 4.3.2 Rectification and verification of unqualified items When there are unqualified items in the type test, rectification is allowed. Qualification verification is completed by the inspection agency. The verification methods and requirements for product unqualified rectification are in It is stipulated in the product certification special rules. 4.3.3 Evaluation criteria for type test When all inspection items are qualified or verified, the type test is completed If it is passed, otherwise it is not passed. 4.4 Initial factory inspection 4.4.1 Requirements for initial factory inspection The initial factory inspection is generally implemented after the product type test is qualified. The content includes product consistency inspection, factory quality assurance ability inspection (factory quality See the attachment for the requirements for assurance capabilities). Samples should be taken and type tested at the production site Products of the same model and specifications are checked for product consistency, and the prototype, Technical documents, and the certification client to confirm the certification of all products List of products and key parts. The content of the product consistency check is the product nameplate and Marking, structure type, main technical parameters, key parts and type test prototype Consistency, the content and requirements of the consistency check of specific products are stipulated in the product certification special rules. The factory quality assurance ability inspection shall be inspected by the certification body according to the attachment "Requirements for Factory Quality Assurance Ability" inspects the factory's quality assurance ability. The number of initial factory inspection days is based on the product category, The number of units, the scale of the company, the layout of the site, etc. are determined, and the details are specified in the product certification special rules. 4.4.2 Evaluation criteria for initial factory inspection There are no non-conformities in the factory inspection, and the factory inspection passes; If there are a small number of non-conformities, when the non-conformities are validated, the factory inspection passes; otherwise, they fail; When the consistency check finds a major difference or the factory quality assurance ability check It is found that there is no basic product quality assurance ability or the market feedback is serious In the event of a major quality accident, the factory inspection failed. The factory inspection does not meet the verification methods and requirements specified in the product certification special rules. 4.5 Certification decision and approval The certification body shall arrange for certification decision personnel to conduct type tests, factory inspections, etc. Review all information and results related to the evaluation, and make recommendations for decision. symbol Those that meet the certification requirements shall be approved for the issuance of certification certificates; for those that do not meet the certification requirements, The certification body shall notify the certification client of the certification result. 4.6 Certification time limit The certification time limit is from the date of acceptance of the certification to the issuance of the certification certificate The actual working days, mainly including type test time, factory inspection time Time, evaluation time, approval time, certificate production time, etc. The type test time is generally 30 working days, which means from the day when the sample is received To submit the inspection report (due to factors such as farming time and reliability test, type test The inspection time can be reasonably extended). The report submission time after the factory inspection is generally 10 working days (not including the time for factory rectification). The total time for certification assessment, approval and certificate production generally does not exceed 15 Working days (not including time for factory rectification). The certification client, producer, and manufacturer shall give Cooperation and assistance. Because the certification principal, producer, The certification timeout due to the failure to complete the certification activities overdue will not be counted into the certification time. 5.Follow-up inspection after certification 5.1 Frequency of supervision After obtaining the certificate, two supervision inspections are generally carried out within a valid period of the certificate If one of the following situations occurs, the frequency of supervision can be increased. (1) The certified product has serious quality problems or the user complains and is investigated When it is actually the responsibility of the production enterprise; (2) The certification body has sufficient reasons to comply with the certified product and the standard requirements When sex is questioned; (3) There is sufficient information to show that the factory is due to ownership, management, organization, Major changes in product design, production conditions or quality system When the product conformity or consistency conclusion may be affected. The specific supervision frequency arrangement is stipulated in the product certification special rules. 5.2 Supervision content In principle, the follow-up inspection content after certification is the factory quality assurance ability inspection Product consistency inspection or product sampling inspection (if necessary), the focus of the inspection is to ensure Sustainability and changes. Each supervision and inspection shall include at least 1 in the "Requirements for Factory Quality Assurance Ability" 3.Clauses 4.1, 4.3, 4.5, 5, 6.1, 7, 8, 10 and the following. --Qualification maintenance and change; --Implementation of corrective measures for non-conformance items in the last factory inspection; -Changes to certified products (such as structure, process, materials, etc.); --Investigation of certified product quality issues (such as national supervision and spot checks, user complaints); --Use of certification certificates and certification marks; The post-certification factory inspection shall involve each certified certification unit, main production site and key production process. Product consistency check extracts at least one model specification from each certification unit Check the consistency of the qualified product with the product and key parts list. 5.3 Product sampling inspection In the event of 5.1 (2), the certification body can Products are selected for product sampling inspection, and the specific product sampling inspection requirements are stipulated in the product certification special rules. 5.4 Supervising factory inspection and evaluation criteria There are no non-conformities in the factory inspection, and the factory inspection passes; There are general non-conformance items, when all non-conformance items are validated, the factory inspection passes; otherwise, it fails; When the consistency check finds major differences or serious non-conformities, or market When reporting a major quality incident, it shall be suspended or cancelled in accordance with the provisions of Clause 6.3 of this rule. 5.5 Supervision of certification decisions and approvals The certification body shall arrange for certification decision personnel to supervise factory inspections and product selection All information and results related to the evaluation, such as sample inspection, are reviewed and a decision is made. Within the validity period of the certificate, if the follow-up inspection result is qualified after obtaining the certificate, the The certification body shall make a decision to maintain the certification; in compliance with the suspension or cancellation or cancellation If the conditions of the certification certificate are met, the certification body shall make a decision to suspend, revoke or cancel the certification certificate and make a public announcement. 6.Certification certificate The agricultural machinery product certification is valid for 5 years. During the valid period of the certification, The certification body shall manage the certification certificate according to the following regulations. 6.1 Certificate content The certification body issues a certification certificate to the certification client and allows it to use the certification Certificate sign. The content of the certification certificate should meet the requirements of laws and regulations, and should include at least The following basic content. --The name and address of the authentication client; --Name and address of producer and manufacturer; --Authentication model; - Certification rules; --The product standard on which the certification is based (if any deletions, specify the deletion clause number); --The name, model, specification or series product name of the certified product; --The date of issuance and validity period; --Name and address of the issuing authority. The certification client shall use the certification certificate in accordance with these rules and relevant regulations. 6.2 Maintenance of the certificate Maintain certification and registration qualifications that meet the following conditions. --Certification principal or related parties (including producers and manufacturers, the same below) Maintain a valid legal status, and its qualifications continue to meet the latest requirements of the country; --The factory has passed the inspection, the product meets the requirements of the certification standards, and no major quality accidents have occurred; --The certification principal or related parties continue to abide by this rule and the relevant regulations of the certification body. If the validity period of the certification certificate expires and it needs to be used continuously, the certification principal shall Apply for renewal of the certificate to the certification body 30 days before the expiration of the certificate After confirming that the relevant information meets the requirements, the certification body will directly renew the certification certificate. 6.3 The suspension, cancellation, revocation and resumption of certification 6.3.1 Suspension of certification If one of the following situations occurs, the use of the certification certificate and logo shall be suspended. (1) The certification principal or related party uses the certification certificate or certification mark in violation of regulations , Such as using certification certificates and marks beyond the scope; (2) After obtaining the certificate, follow-up inspection of the product consistency inspection found major differences or More than 1 item (including 1 item) of serious non-conformities; (3) The product sampling inspection result has 1 key item unqualified; (4) The non-conformity/non-conformity items found in the follow-up inspection after the certificate were not raised on time The verification or verification conclusion is "failed"; (5) Unqualified during national supervision and random inspection; (6) The certification client proposes to suspend the certification certificate; (7) If the certified factory fails to accept the annual supervision and inspection within the specified time limit, Including those who are unable to accept annual supervision on schedule due to reasons such as failure to contact, product suspension, etc.; (8) There is a major quality complaint, or the relevant unit or department reported it and found it after investigation The certification product has quality problems and the certification body believes that it should be suspended; (9) Failure to pay certification fees as required; (10) Other circumstances that should be suspended. In the above clause (6), the maximum period of suspension of certification certificates is 12 If the certificate is suspended for other reasons, the suspension pe......Tips & Frequently Asked Questions:Question 1: How long will the true-PDF of CNCA AM-01-2018_English be delivered?Answer: Upon your order, we will start to translate CNCA AM-01-2018_English as soon as possible, and keep you informed of the progress. The lead time is typically 3 ~ 5 working days. The lengthier the document the longer the lead time.Question 2: Can I share the purchased PDF of CNCA AM-01-2018_English with my colleagues?Answer: Yes. The purchased PDF of CNCA AM-01-2018_English will be deemed to be sold to your employer/organization who actually pays for it, including your colleagues and your employer's intranet.Question 3: Does the price include tax/VAT?Answer: Yes. 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