CCAP-GZ-346130-2020 English PDF
Basic dataStandard ID: CCAP-GZ-346130-2020 (CCAP GZ-346130-2020)Description (Translated English): Detailed Implementation Rules for China Compulsory Certification - Diesel engines NOx reduction agent-Aqueous urea solution (AUS 32) Sector / Industry: China Certification Center for Automotive Products - CCC Implementation Detailed-Rules Word Count Estimation: 36,318 Date of Issue: 1/7/2020 Date of Implementation: 1/7/2020 Drafting Organization: China Automobile Certification Center Co., Ltd. Administrative Organization: China Automobile Certification Center Co., Ltd. CCAP-GZ-346130-2020: Detailed Implementation Rules for China Compulsory Certification - Diesel engines NOx reduction agent-Aqueous urea solution (AUS 32)---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order. Detailed Implementation Rules for China Compulsory Certification-Diesel engines NOx reduction agent-Aqueous urea solution (AUS 32) Number. CC AP-GZ-346130.2020 CC AP mark product certification implementation rules for diesel engine nitrogen oxide reducing agent urea aqueous solution 2020-07-01 released 2020-07-01 implementation China Internal Combustion Engine Industry Association China Automobile Certification Center Co., Ltd. table of Contents0 Introduction...1 0.1 Terms and definitions...1 0.2 Classification management requirements for production enterprises...1 0.3 Requirements for the utilization of testing resources for production enterprises...3 1 Scope of application...3 2 Certification standards...3 3 Selection of certification mode and related requirements...4 3.1 Basic authentication mode...4 3.2 Applicability of the certification model...4 4 Classification of certification units...4 5 Certification delegation...4 5.1 Certification process...4 5.2 Certification commission information...5 5.3 Certification scheme and certification contract...6 6 Certification implementation...6 6.1 Type test...6 6.2 Initial factory inspection...8 6.3 Certification evaluation and decision...10 6.4 Time limit for certification...10 7 Supervision after certification...10 7.1 Follow-up inspection after certification...11 7.2 Sampling at the production site for testing or inspection...11 7.3 Market sampling test or inspection...12 7.4 Frequency and time of supervision after certification...12 7.5 Records of follow-up supervision...12 7.6 Evaluation of surveillance results after certification...13 8 Certification...13 8.1 Maintenance of the certificate...13 8.2 Contents of the certificate...13 8.3 Change of certification...13 8.4 Cancellation, suspension and withdrawal of certification...14 8.5 Use of certification...14 9 Certification Mark...14 9.1 Approved logo styles...14 9.2 Requirements for use...15 10 Charges...15 11 Certification responsibilities...15 12 Process and time limit requirements related to technical disputes, complaints, and appeals...15 Appendix 1 Product description of car urea aqueous solution...16 Annex 2 Type test and production consistency inspection items...17 Appendix 3 Requirements for Production Consistency...18 Appendix 1 Requirements for Factory Quality Assurance Ability...20 Appendix 4 Production Consistency Control Plan and Implementation Report Preparation Requirements...24 Appendix 1 Recommended Format of Production Consistency Control Plan...27 Annex 5.Approved and authorized CGT marking...31 0 Preface In order to implement the State Council’s Air Pollution Prevention and Control Action Plan (Guofa No. 37), the State Council’s Opinions on Fast Energy Conservation and Environmental Protection Industry (Guo Fa No. 30), “General Office of the State Council on Strengthening Energy Conservation and Reduction of Internal Combustion Engine Industry Opinions of the State Council" (Document No. 12 of the General Office of the State Council) put forward the task requirements to strengthen the nitrogen oxide reducing agent of diesel engines Urea aqueous solution (hereinafter referred to as "automobile urea aqueous solution") product development; stable production; Implement scientific quality management; standardize the market order of the industry; safeguard the legitimate rights and interests of users; curb low-level and repeated investment construction. In accordance with the principles of encouraging technological progress, standardizing competitive behavior, promoting product quality and safe production, combined with internal combustion engine The overall target requirements and trends of industrial technology progress and industrial development, and in accordance with the requirements of relevant laws and regulations, the Aqueous Solution》CGT 0.1 Terms and definitions 0.1.1 Use of production enterprise equipment testing (referred to as TMP method) The engineers of the contracted laboratory use the testing equipment of the factory laboratory to perform the testing, and the factory should send testing personnel to perform the testing. assist. The inspection report shall be reviewed and approved by the relevant contracted laboratory. 0.1.2 Production enterprise witness inspection (WMT method for short) The engineer of the contracted laboratory witnessed the factory laboratory testing conditions and the factory laboratory used its own equipment to complete For all tests or according to the test plan submitted by the factory, witness some test conditions and test items. Factory laboratory testing The personnel is responsible for issuing the original records and drafting the test report in the prescribed format together with the witnessed contract laboratory engineer. by Relevant contracted laboratories review and approve the issuance of test reports. 0.2 Classification management requirements of production enterprises CC AP conducts risk assessment and classification of certified companies based on relevant information about certified companies obtained from various channels. And for different types of enterprises to adopt differentiated management models and risk control measures to ensure the validity of the certification. CC AP assesses certified companies as A, B, C, and D for classified management. 0.2.1 Information sources for classified management (1) Factory inspection findings and inspection conclusions (including initial factory inspections, follow-up supervision inspections and other special inspections); (2) Test results of type testing and supervision sampling (production site sampling or market sampling); (2) National and provincial quality supervision spot checks and other spot checks conclusions; (3) Administrative supervision, law enforcement inspection information and disposal records of government departments at all levels; (4) Integrity records and normative records of certification behavior in the implementation process of enterprise certification application, expansion, and change; (6) Complaints related to the quality and certification of the company’s products, product recalls, exposure by governments at all levels, society, and media Public opinion risk information such as public and social image; (7) Other information. 0.2.2 Classification principles of certified companies See Table 1 for the classification principles of certified companies. Table 1 Classification principles of certified companies Classification principles 1 Factory inspection within the past 2 years (including. initial factory inspection, follow-up inspection after certification, and CGT logo recognition Factory inspection of the certificate) found no serious non-conformities and non-conformities that affect or potentially affect product consistency; 2 No non-conformity items were found in the supervision and inspection after the certificate, and the results of the national and provincial product quality supervision and random inspections were "qualified"; 3 Its own testing resources have obtained the accreditation funds of accreditation bodies that are mutually recognized by the ILAC agreement in accordance with the ISO /IEC 17025 standard. Quality, or equivalently meet the technical capability requirements of Chapter 5 of GB/T 27025 (ISO /IEC 17025), and the testing capability shall be covered Cover all type test items of certified products; 4 During the supervision period, the production of the products covered by the certificate is maintained at a certain level; 5 The company has a good reputation for quality, no record of dishonesty during the certification process, and no bad record of certification behavior; There are no adverse reactions in the market and public information regarding the complaints of enterprises and certified products; 6 The registered capital is not less than 20 million yuan; 7 Passed quality management system certification; 8 The production capacity is not less than 100,000 tons. B Except for Type A, C, and D companies, other certified companies and companies without quality information. 1 There are serious non-conformities in the initial factory inspection or follow-up inspection after certification; or there are general non-conformities, but the conclusion Determined to require "onsite verification"; 2 The quality of the product exposed by the media is a corporate responsibility, but does not involve suspension or revocation of certificates; 3 CC AP considers that it needs to be adjusted to Category C based on the comprehensive evaluation results of the information related to the manufacturer and the certified product; 4 The equipment used in the batch inspection project of the enterprise is not available, and external inspection is required. 1 The initial factory inspection and follow-up inspection after certification are judged to be "failed"; 2 After the certificate is obtained, the result of the supervision and inspection is that the safety item is unqualified; the national, provincial and other product quality supervision random inspections are completed If the relevant type test items in the fruit are "unqualified"; or the factory inspection and/or supervision sampling is rejected without justifiable reasons; 3 Product recall due to product quality defects, exposed by the media, and corporate responsibility, which have a greater impact on product safety, The certification certificate can be directly suspended or revoked; 4 The certification certificate is suspended or revoked if it fails to meet the certification requirements of other CC AP mark products; 5 CC AP considers that it needs to be adjusted to category D based on the comprehensive evaluation results of the information related to the manufacturer and the certified product. 0.2.3 Classification evaluation and results Before the annual follow-up inspection, CC AP will inform the certified company of the information on the determination/adjustment of the classification management level of the certified company. CC AP will base on various types of relevant information collected, combined with the classification principles and CC AP's relevant production enterprise classification management regulations. It is determined to implement dynamic management of production enterprises, and periodically re-evaluate and adjust the classification results. When the certified enterprises appear When there are major issues that affect the results of the risk assessment, CC AP will directly transfer the company to the high-risk category based on the assessment results at any time. do not. Conversely, if there is evidence that the factors that cause the risk have been effectively controlled, the company did not reappear in the second supervision and inspection For bad records, CC AP will also gradually adjust to low-risk categories in the order of D→C→B→A according to the risk assessment situation. 0.3 Requirements for the utilization of testing resources for production enterprises 0.3.1 Scope It is suitable for the follow-up inspection and the supplementary difference test when the certificate is changed. 0.3.2 Implementation If the manufacturer has the testing equipment and testing capabilities required by the certification standards, the certification client, manufacturer or manufacturer The industry can apply to CC AP for the use of production enterprise testing resources (hereinafter referred to as the factory laboratory) and conduct self-inspection. will The self-inspection results and related materials are submitted to CC AP for review along with the application. CC AP (organization of contracted laboratories to participate) review and assessment Only qualified factory laboratories can use the testing resources of the production enterprise to implement the on-site TMP testing (or WMT testing). In order to reduce the burden on enterprises, in principle, CC AP does not separately organize audits of factory laboratories, and certify clients The audit application of the factory laboratory can be submitted at the same time as the application for on-site testing, or it can be submitted separately. CC AP will Organize contracted laboratory technical experts to conduct on-site inspections and save corresponding audit evaluation records. Factory experiment The factory laboratory can be used for testing only after the laboratory capacity is qualified. 0.3.3 Maintenance of qualifications In principle, CC AP will conduct regular supervision and verification of approved factory laboratories in conjunction with annual supervision and inspection. When necessary, the factory laboratory will be organized to participate in the comparison test to ensure the accuracy and validity of the test results. If the production enterprise has a requirement, it can conduct a single verification against the on-site test items proposed by the certification client, and the verification result Only valid for this on-site inspection project. Factory laboratories can no longer supervise to maintain their qualifications. Need to find the same project again During field inspection, you should apply for review again.1 Scope of applicationThis rule applies to the nitrogen oxide reducing agent urea water solution (AUS 32) for diesel engines. Diesel engine nitrogen oxide reducing agent urea aqueous solution (AUS 32) is referred to as urea aqueous solution.2 Certification standardsGB 29518-2013 "Diesel engine nitrogen oxide reducing agent urea aqueous solution (AUS 32)" standard. The above-mentioned standards shall in principle implement the latest version issued by the national standardization administrative department. Use standard other For other versions, it shall be implemented in accordance with the applicable relevant standards issued by CC AP.3 Selection of certification model and related requirements3.1 Basic authentication mode The mode of implementing the mark certification of urea aqueous solution products for vehicles is. Certification mode A. Type test initial factory inspection and supervision after certification Certification Mode B. Supervision after type testing In accordance with the "Production System of Nitrogen Oxide Reducing Agent Urea Aqueous Solution for Diesel Engines" issued by China Internal Combustion Engine Industry Association Regulations for the Implementation of the Measures for the Supervision and Administration of Manufacturing Conditions and Product Quality", complete the CGT logo mark enterprise filing and issue the certificate in the effective The enterprise shall first renew the certificate and perform the supervision after obtaining the certificate according to the certification mode B. Post-certification supervision includes post-certification follow-up inspection and supervision sampling inspection. Among them, supervision sampling inspection also includes Including sample testing or inspection at the production site and market sampling testing or inspection. 3.2 Applicability of the certification model CC AP will target different types of enterprises, based on the certification model, as appropriate to increase/decrease certification elements to combine, include. Type A, Type B. Post-certification follow-up inspections, sample testing or inspection at the production site, One or a combination of the three methods of market sampling or inspection. Type C and Type D production enterprises. post-certification follow-up inspection and supervision sampling test (production site One or a combination of sampling or market sampling). CC AP, based on the characteristics of the products applying for certification and the principles of certification risk control, combined with the results of the classified management Determine the applicable certification model for the certification principal.4 Certification unit divisionIn principle, different manufacturers and different processing locations are different certification units. The certification client shall submit a certification request based on the principle of unit division. The same unit can contain multiple "models (or specifications) Grid)” products. The same model refers to products that have no effect on standard compliance.5 Certification commission5.1 Certification process 5.1.1 The certification process of certification mode A (1) Certification commission, data review and acceptance; (2) Divide certification product units and prepare certification schemes; (3) Signing and charging of certification contract; (4) Product type test; (5) Initial factory inspection; (6) Evaluation and approval of inspection results; (7) Issuing certification certificates; (8) Supervision after certification. 5.1.2 The certification process of certification mode B (1) Certification commission, data review and acceptance; (2) Divide certification product units and prepare certification schemes; (3) Signing and charging of certification contract; (4) Product type test; (5) Evaluation and approval of results; (6) Issuing certification certificates; (7) Supervision after certification. 5.2 Certification commission information The certification client shall submit a certification commission to CC AP, and the materials and technical materials to be submitted by the certification commission include. (1) Application for certification; (2) Factory inspection questionnaire (including a list of key production equipment and key testing equipment); (3) Registration certification materials (initial application) of the certification principal, producer (manufacturer), and production enterprise (factory) Please and when there are changes). a Copy of business license; b If the principal is a seller or an importer, the seller and producer, importer and production A copy of the relevant contract (first application and change) concluded by the applicant; c The power of attorney of the agent (when applicable); d For overseas certification clients, they need to provide a letter of commitment that the above information is true and bear corresponding legal responsibilities (Including "recall" and related quality responsibilities) relevant certification documents. (4) Quality system documents, including. a Quality manual, including. organizational chart and/or responsibilities; b The catalog of quality assurance capability control documents shall meet the relevant requirements of Appendix 1 in Annex 3; c A copy of the quality management system certification certificate that has been obtained (must be available before completing the certification, if there is no quality management system Management system and this inspection at the same time). (5) The product description of the aqueous urea solution for vehicles should meet the requirements of Annex 1; (6) Production consistency control plan (when the first application and production consistency control plan is changed), please refer to the attachment for the preparation requirements Piece 4; (7) If other enterprises are entrusted to produce aqueous urea products for vehicles, the certification principal shall also provide the commission to CC AP. A copy of the relevant contract between the entrusted enterprise and the entrusted enterprise. Such as certification client, producer (manufacturer), Copy of ODM/OEM agreement, power of attorney and ODM original certi......Tips & Frequently Asked Questions:Question 1: How long will the true-PDF of CCAP-GZ-346130-2020_English be delivered?Answer: Upon your order, we will start to translate CCAP-GZ-346130-2020_English as soon as possible, and keep you informed of the progress. The lead time is typically in 9 seconds (download/delivered in 9 seconds). The lengthier the document the longer the lead time.Question 2: Can I share the purchased PDF of CCAP-GZ-346130-2020_English with my colleagues?Answer: Yes. The purchased PDF of CCAP-GZ-346130-2020_English will be deemed to be sold to your employer/organization who actually pays for it, including your colleagues and your employer's intranet.Question 3: Does the price include tax/VAT?Answer: Yes. 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