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CNCA C09-01-2023 PDF English

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CNCA C09-01-2023: China Compulsory Certification Implementation Rules - Information technology equipment
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CNCA C09-01-2023280 Add to Cart Auto, 9 seconds. China Compulsory Certification Implementation Rules - Information technology equipment
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Similar standards

GB/T 38633   GB/T 36073   CNAS CL01-A026   

CNCA C09-01-2023: China Compulsory Certification Implementation Rules - Information technology equipment


---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCAC09-01-2023
CNCA / CCC Serial No.. CNCA-C09-01.2023 China Compulsory Certification Implementation Rules - Electronic products and safety accessories Issued on. JUNE 28, 2023 Implemented on. AUGUST 01, 2023 Issued by. Certification and Accreditation Administration of the People's Republic of China

Table of Contents

0 Introduction... 4 1 Application scope... 4 2 Certification standards... 4 3 Certification modes... 5 4 Classification of certification units... 6 5 Certification entrusting... 7 6 Certification implementation... 8 7 After-certification supervision... 9 8 Certificate... 12 9 Certification marks... 13 10 Charges... 14 11 Certification responsibility... 14 12 Certification implementation detailed-rules... 14

1 Application scope

This Rules applies to electronic products and safety accessories included in the compulsory product certification catalog. Due to the changes in the laws, regulations or related product standards, technology, industry policies and other causes which may change the applicable scope, the announcement released by CNCA shall be final and conclusive.

2 Certification standards

No. Product types Certification standards Safety standard EMC standard 1 Color TV receivers and TV set-top boxes with various imaging modes GB 4943.1 GB/T 9254.1 GB 17625.1

3 Certification modes

The basic certification mode of implementing the China Compulsory Certification for electronic products and safety accessories is.

4 Classification of certification units

4.1 General requirements In principle, the certification unit shall be classified according to the product category, type, specification, working principle, safety structure, etc. The certification body shall clarify the specific requirements for unit division in the certification implementation rules in accordance with the relevant regulatory documents issued by the State Certification and Accreditation Administration (CNCA), in combination with the classification management of manufacturing enterprises. 4.2 Special requirements 4.3 Other requirements For the same product produced by the same manufacturer and different manufacturing enterprises (excluding lithium-ion cells and batteries), or different manufacturers and the same manufacturing enterprise, type test can only be conducted on the sample of one unit.

5 Certification entrusting

5.1 Application and acceptance of certification entrusting CLIENT must put forward the certification entrusting to the certification body, in an appropriate way. Certification body shall process the certification entrusting; and feedback the acceptance or rejection according to the time limit in the certification implementation detailed-rules. 5.2 Application materials The certification body shall, in accordance with the laws and regulations, standards and other requirements, specify the checklist of application materials in the implementation detailed-rules (it shall at least include certification application form or contract, registration certificates of the CLIENT / manufacturer / manufacturing enterprise, etc.). 5.3 Implementation Arrangement Certification body shall agree with the CLIENT on the relevant responsibilities and arrangement of various links of certification implementation. And according to the situation of manufacturing enterprise and classification management AND the requirements of this Rules and certification implementation detailed-rules, DETERMINE the specific scheme of certification implementation and INFORM CLIENT.

6 Certification implementation

6.1 Type test 6.1.1 Type test scheme Certification body shall formulate the type test scheme, after auditing the materials. And INFORM the CLIENT. 6.1.2 Sample requirements of type test Certification body shall clearly clarify the relevant requirements for product sample submission / sampling in the implementation detailed-rules. In general, according to the requirements of certification body, samples of type test shall be submitted by the CLIENT with representative samples for test. When necessary, certification body may adopt on-site sampling / seal-samples method to obtain the samples. 6.1.3 Items of type test 6.1.4 Implementation of type test In principle, type test shall be conducted in the laboratory designated by CNCA. Laboratory shall conduct the type test to the samples, integrally record the whole test and archive for retaining, so that the test process and results are traceable. 6.1.5 Type test report Certification body shall specify a unified form of the type test report. After the type test is completed, the laboratory shall, in time, provide the type test reports to certification body and CLIENT. The test report shall include the description of all product and certification information in the application unit. CLIENT shall ensure that it is able to provide the complete and valid type test report to certification body and laws enforcement authorities during the after-certification supervision. 6.2 Certification evaluation and approval Certification body shall make a comprehensive evaluation to the type test conclusions and relevant information / materials and make a decision on the certification. 6.3 Time limit of the certification Certification body shall make specific provisions on each link of the certification, and make sure that all relevant work is done within the time limit. CLIENT shall actively cooperate with the certification body.

7 After-certification supervision

After-certification supervision refers to the supervision implemented to the certified product and manufacturing enterprise. 7.1 After-certification follow-up inspection 7.1.1 Principles for after-certification follow-up inspection Certification body shall, on the basis of classification management of manufacturing enterprise, implement the effective follow-up inspection to the certified product and manufacturing enterprise, so as to validate that the quality assurance capability of the manufacturing enterprise can continuously comply with the certification requirements; and ensure that the certified products are in accordance with standards�� requirements; and maintain the conformity with type test samples. 7.1.2 Content of after-certification follow-up inspection Certification body shall formulate specific contents, such as. after-certification follow-up inspection requirements, product consistency inspection requirements and manufacturing enterprise��s quality control testing requirements according to ��China Compulsory Certification Implementation Rules �C Requirements for Enterprise Quality Assurance Capability��, and clarify them clearly in certification implementation detailed-rules. 7.2 Factory on-site sampling testing or inspection 7.2.1 Principles of factory on-site sampling test or inspection Factory on-site sampling test or inspection shall cover all certified categories. If it adopts ��factory on-site sampling test or inspection�� to implement the after-certification supervision, then CLIENT, manufacturer and manufacturing enterprise shall cooperate. 7.2.2 Contents of factory on-site sampling test or inspection Certification body shall clarify the specific contents and requirements of factory on-site sampling test or inspection in the certification implementation detailed-rules. For those that require testing, the manufacturing enterprise shall send samples to designated laboratory for testing. Certification body can formulate corresponding management procedures according to ��China Compulsory Certification 7.3 Market sampling test or inspection 7.3.1 Principles for market sampling test or inspection Market sampling test or inspection shall cover the certified product in a certain percentage. 7.3.2 Contents of market sampling test or inspection Certification body shall clarify the specific contents and requirements of market sampling test or inspection in the certification implementation detailed-rules. 7.4 Frequency and time of after-certification supervision Based on manufacturing enterprise classification management, certification body shall adopt different frequency of after-certification supervision to different types of manufacturing enterprises. The supervision time shall be made in a reasonable way. Detailed principles shall be specified in the certification implementation detailed-rules. 7.5 Records of after-certification supervision Certification body shall appropriately record and archive the process of after-certification supervision, so as to ensure that the process and results are traceable. 7.6 Evaluation on after-certification supervision Certification body shall comprehensively evaluate the conclusion of follow-up inspection; conclusion of sampling test or inspection; and relevant materials / information. If the evaluation is PASS, it may continue to maintain the certificate and use of certification mark. If the evaluation is Not-PASS, certification body shall suspend or revoke the certificate according to the corresponding situations; and announce it publicly.

8 Certificate

8.1 Maintenance of the certificate This Rules covers the 5-year valid period of product certificate. Within the valid period, the maintenance of the validity of the certificate depends on the ��after-certification supervision�� of the certification body. 8.2 Change of products covered by the certificate After certification, if critical components and raw materials used in the product, design and electrical structure involving product safety is changed, or other item, that was specified by the certification body in the certification implementation detailed-rules, is changed, CLIENT shall put forward a ��change�� entrusting to certification body. Only after the approval of certification body, may the change be implemented. 8.2.1 Change entrusting and requirements Certification body shall clearly specify the certification change requirements in the certification implementation detailed-rules. It includes the scope and procedure of certification change. 8.2.2 Change evaluation and approval Certification body shall evaluate the provided materials according to the change contents, so as to determine whether the change can be approved. If sample testing and / or factory inspection is required, the approval shall be granted after the testing and / or inspection are PASS. In principle, the sample of the representative model of the initial all-item type test shall be used as the basis for change evaluation. 8.2.3 Change record For the change of critical components and raw materials, without the need to provide samples for test, the approval can be confirmed by the certification technical personnel in charge of the manufacturing enterprise approved by the certification body, and save the corresponding records and report to the certification body for the record. Certification body verifies in after-certification supervision and conducts verification test if necessary. detailed-rules. 8.3 Expansion of products covered by the certificate When the CLIENT needs to expand the scope of the product covered by the certificate, it shall submit the certification entrusting of extended product to the certification body. Certification body verifies the difference between the extended product and the original certified product according to the relevant technical information of the extended product provided by the CLIENT, confirms the validity of the original certification result to the extended product, and conducts the supplementary test for the difference or inspects the factory on-site product. If the testing or inspection is PASS, certification body issues a separate or renewal certificate according to the requirements of the CLIENT. 8.4 Certificate��s cancellation, suspension and withdrawal Certificate��s cancellation, suspension and withdrawal shall be implemented in accordance with the ��China Compulsory Certification management method�� and ��Compulsory product certificate cancellation, suspension and withdrawal implementation rules��, and relevant regulations of certification body. Certification body shall determine the category and scope of the product that does not comply with the certification requirements; 8.5 Use of the certificate Use of the certificate shall comply with the requirements of ��China Compulsory Certification management method�� and relevant documents of the State Certification and Accreditation Administration (CNCA).

9 Certification marks

The CLIENT shall apply the standard-specification certification mark or print / mold the certification mark at an appropriate location on the product or on the product label, and ensure that the management and use of certification marks comply with the provisions of ��China Compulsory Certification management method�� and relevant documents of the State Certification and Accreditation Administration (CNCA). 9.1 Mark style permitted to use 9.2 Use of deformed mark For lithium-ion batteries subject to volume restrictions, printing / molding of the deformed certification mark is allowed, i.e., the English abbreviation of ��China Compulsory Certification�� �C ��CCC��, and the font size is suitable for the overall dimensions of the lithium-ion batteries. ......

Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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