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GB/T 42748-2023: Guidelines for patent evaluation
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Guidelines for patent evaluation
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GB/T 42748-2023
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Basic data | Standard ID | GB/T 42748-2023 (GB/T42748-2023) | | Description (Translated English) | Guidelines for patent evaluation | | Sector / Industry | National Standard (Recommended) | | Classification of Chinese Standard | A00 | | Classification of International Standard | 03.140 | | Word Count Estimation | 26,294 | | Date of Issue | 2023-08-06 | | Date of Implementation | 2023-09-01 | | Issuing agency(ies) | State Administration for Market Regulation, China National Standardization Administration | GB/T 42748-2023: Guidelines for patent evaluation---This is a DRAFT version for illustration, not a final translation. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.) will be manually/carefully translated upon your order.
ICS 03.140
CCSA00
National Standards of People's Republic of China
Patent Evaluation Guidelines
Published on 2023-08-06
2023-09-01 Implementation
State Administration for Market Regulation
Released by the National Standardization Administration Committee
Table of contents
Preface III
Introduction IV
1 Scope 1
2 Normative reference documents 1
3 Terms and Definitions 1
4 General 2
4.1 Scientificity 2
4.2 Systematic 2
4.3 Operability 2
4.4 Scalability 2
5 Patent value analysis and evaluation index system 2
5.1 Indicator system composition 2
5.2 Indicator selection and weight determination 4
5.3 Factors to consider when developing a patent portfolio5
6 Application of patent value in asset evaluation 5
6.1 General 5
6.2 Application to the income approach 5
6.3 Application to cost method 5
6.4 Application to market approach 5
7 Specific application scenarios 6
7.1 General 6
7.2 License transfer category 6
7.3 Finance 7
7.4 Financial Reporting Category 8
7.5 Infringement relief category 8
7.6 Management Category 8
Appendix A (informative) Example 10 of patent value analysis and evaluation indicators
Appendix B (informative) Indicator weight design example 14
B.1 Analytical Hierarchy Process Example 14
B.2 Patent Pledge Financing Evaluation Example 14
B.3 Patent Transfer Assessment Example 16
B.4 Patent hierarchical management evaluation18
Appendix C (informative) Application examples of patent value 20
C.1 Patent value 20
C.2 Application of patent value in income approach 20
C.3 Application of patent value in market law 20
Foreword
This document complies with the regulations of GB/T 1.1-2020 "Standardization Work Guidelines Part 1.Structure and Drafting Rules of Standardization Documents"
Custom drafting.
Please note that some content in this document may be subject to patents. The publisher of this document assumes no responsibility for identifying patents.
This document is submitted by the State Intellectual Property Office.
This document is under the jurisdiction of the National Knowledge Management Standardization Technical Committee (SAC/TC554).
This document was drafted by. State Intellectual Property Office, People's Bank of China, and State Administration of Financial Supervision.
The main drafters of this document. Lu Pengqi, He Hua, Lei Xiaoyun, Zhao Meisheng, Chen Mingyuan, Kuang Xicong, Pan Limei, Rao Bohua, Yu Bo, Wang Hao,
Yao Ge, Ma Bin, Ma Xinming, Ma Tianqi, Chen Si, Cao Li.
Introduction
Patent evaluation is the assessment and estimation of the value of patent assets under specific purposes and scenarios, and serves as a basis for patent management, license transfer, and production.
Provide reference and support for market activities such as price-based shareholding and pledge financing. Develop scientific, systematic and operable patent evaluation guidelines to help guide
All relevant parties should grasp the institutional characteristics and application rules of patents, pay attention to the legal value, technical value, economic value and other characteristics of patents, and achieve evaluation
More comprehensive indicators, more scientific evaluation methods, and more accurate evaluation results will promote the improvement of patent evaluation mechanisms, standardize patent evaluation activities, and provide patent
Asset management and application provide strong support to promote the orderly flow and efficient allocation of innovative resources.
This document provides a basic method tool for the evaluation of invention patents and utility model patents. By building a set of scalable and operable
The patent value analysis and evaluation index system comprehensively analyzes the legal value, technical value and economic value of the patent to obtain the patent value.
Spend. For patent evaluation in scenarios such as license transfer, finance, financial reporting, and infringement relief, patent value can be used as an adjustment coefficient or parameter.
The number is combined with the income method, cost method, market method and other evaluation methods to obtain the evaluation value of the patent; in the scenario of patent management, it can be directly
Use patent value to classify patents to provide support for taking corresponding patent management measures. Enterprises, universities, scientific research organizations, financial institutions
Various entities such as institutions and evaluation agencies can select specific indicators for patent value analysis and evaluation to carry out patent evaluation based on actual needs and specific scenarios.
Based on this evaluation, through negotiation or comprehensive market information analysis, it ultimately promotes the market pricing and value realization of the patent.
Patent Evaluation Guidelines
1 Scope
This document provides general guidance on the evaluation of invention patents and utility model patents.
This document is suitable for patent evaluation in the following scenarios by various entities such as enterprises, universities, scientific research organizations, financial institutions, and evaluation agencies.
---License transfer scenarios;
---Financial scenarios;
---Financial reporting scenarios;
---Infringement relief scenarios;
---Management scenarios;
---Other types of scenarios.
Relevant industry organizations and institutions can formulate patent evaluation guidelines for specific industry fields based on this document.
2 Normative reference documents
This document has no normative references.
3 Terms and definitions
The following terms and definitions apply to this document.
3.1
Patent valuepatentvalue
The use value of patents under real market conditions.
Note. Including legal, technical and economic aspects.
3.2
The process of analyzing and evaluating patent value using factors that reflect patent value characteristics.
3.3
Patent value degree; PVD
Quantitative results obtained through patent value analysis and evaluation.
3.4
legal value degree; LVD
Patents are endowed with exclusivity by law, and the patent owner or user has the ability to control the market under the protection of patent rights.
3.5
The actual application value of a patent is determined by the degree of technological leadership it carries, the scope of application of the technology, and the degree to which the technology can be realized.
3.6
Economic value degree; EVD
The degree of economic value of the patent is reflected from the perspective of the patent's ability to obtain market economic profitability.
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