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CNCA C18-01-2024 English PDF (CNCAC18-01-2020, CNCAC18-01-2014)

CNCA C18-01-2024_English: PDF (CNCAC18-01-2024)
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CNCA C18-01-2024English395 Add to Cart 0--9 seconds. Auto-delivery Implementation Rules for Compulsory Product Certification -- Fire Alarm Products Valid CNCA C18-01-2024
CNCA C18-01-2020English255 Add to Cart 0--9 seconds. Auto-delivery Implementation Rules for Compulsory Product Certification -- Fire Alarm Products Obsolete CNCA C18-01-2020
CNCA C18-01-2014English390 Add to Cart 0--9 seconds. Auto-delivery China Compulsory Certification Implementation Rules - Fire alarm products Obsolete CNCA C18-01-2014


BASIC DATA
Standard ID CNCAC18-01-2024 (CNCA-18-01-2024)
Description (Translated English) Implementation Rules for Compulsory Product Certification -- Fire Alarm Products
Sector / Industry China Compulsory Certification (CCC) Implementation Rules
Word Count Estimation 21,212
Proposing organization Certification and Accreditation Administration of the People Republic of China
Issuing agency(ies) Certification and Accreditation Administration of the People Republic of China

BASIC DATA
Standard ID CNCA C18-01-2020 (CNCA-C18-01-2020)
Description (Translated English) Implementation Rules for Compulsory Product Certification -- Fire Alarm Products
Sector / Industry China Compulsory Certification (CCC) Implementation Rules
Word Count Estimation 11,140
Date of Issue 2020-11-30
Date of Implementation 2020-11-30

BASIC DATA
Standard ID CNCA C18-01-2014 (CNCA-C18-01-2014)
Description (Translated English) China Compulsory Certification Implementation Rules - Fire alarm products
Sector / Industry China Compulsory Certification (CCC) Implementation Rules
Classification of Chinese Standard CNC
Classification of International Standard CNCA 2014 Notice No. 15
Word Count Estimation 17,142
Date of Issue 2014/5/30
Date of Implementation 2014/9/1
Drafting Organization Certification and Accreditation Administration of the People's Republic of China
Administrative Organization Certification and Accreditation Administration (CNCA)
Regulation (derived from) CNCA 2014 Notice No. 15
Summary This standard specifies the China Compulsory Certification (CCC) implementation rules for Fire alarm products. This standard defines the Fire alarm products's certification unit; certification entrusting; document requirements; sample requirements; certif


CNCA-C18-01.2024 Translated English of Chinese CCC Regulations. CNCA-C18-01-2024 CNCA / CCC Serial No.. CNCA-C18-01.2024 Implementation Rules for Compulsory Product Certification - Fire Alarm Products 火灾报警产品 ISSUED ON. APRIL 08, 2024 IMPLEMENTED ON. JULY 01, 2024 Issued by. Certification and Accreditation Administration of the People's Republic of China Table of Contents 0 Introduction... 4 1 Application scope... 4 2 Certification standards... 4 3 Certification modes... 5 3.1 Basic certification mode... 5 3.2 Certification requirements based on risk prevention... 5 3.3 After-certification supervision... 5 4 Division of certification units... 5 5 Certification entrusting... 6 5.1 Application and acceptance of certification entrusting... 6 5.2 Certification entrusting materials... 6 5.3 Implementation arrangement... 6 6 Certification implementation... 6 6.1 Type test... 6 6.2 Document review... 8 6.3 Factory inspection... 8 6.4 Adoption of relevant results... 9 6.5 Certification evaluation and decision... 9 6.6 Time limit of the certification... 9 7 After-certification supervision... 9 7.1 After-certification follow-up inspection... 10 7.2 Production or port on-site sampling test or inspection... 10 7.3 On-site sampling test or inspection... 11 7.4 Frequency and time of after-certification supervision... 11 7.5 Record of after-certification supervision... 12 7.6 Acceptance of the results of quality supervision spot checks and fire protection inspections... 12 7.7 Evaluation on after-certification supervision results... 12 8 Certificate... 12 8.1 Maintenance of certificate... 12 8.2 Content of certificate... 12 8.3 Change of certificate... 13 8.4 Certificate’s cancellation, suspension and withdrawal... 13 8.5 Use of certificate... 13 9 Certification mark... 13 10 Product specification and certificate of conformity... 13 11 Charges... 14 12 Certification responsibility... 14 13 Certification implementation detailed-rules... 14 Attachment. Compulsory certification unit division and certification standards for fire alarm products... 16 0 Introduction This Rules is established based on the safety risk and certification risk of fire alarm products in fire protection products. It stipulates the basic principles and requirements for the implementation of compulsory product certification for fire alarm products used in public places and residences. Its purpose is to ensure that the certified products continue to meet the requirements of laws, regulations and standards. This Rules can be used with other general rules issued by Certification and Accreditation Administration (CNCA), such as “China Compulsory Certification Implementation Rules - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination”, “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results”, “China Compulsory Certification Implementation Rules - Factory Inspection General Requirements”. The certification body shall make implementation detailed-rules for certification according to the general implementation rules and this Rules and implement them accordingly. Manufacturing enterprise shall ensure that their certified products are capable of sustaining the compliance with the certification and are compatible with the requirements of the standards. 1 Application scope This Rules applies to fire alarm products used in public places and residences, mainly including the following types. Point-type smoke fire detector, point-type heat fire detector, manual fire call point, point-type ultraviolet flame detector, special type fire detector, line beam smoke fire detector, fire indicating panel, audible and/or visual fire alarm signaling appliance, fire alarm control unit, fire alarm product for household, independent smoke fire detection alarm, combustible gas detection and alarm products. 2 Certification standards The certification basis-standards of this Rules are shown in Attachment “Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products”. The latest versions of standards for certification testing issued by the National Standardization Administration shall be executed. When adding or reducing the basis-standards or using other versions of the standards, it shall be implemented in accordance with the corresponding announcement issued by the CNCA. 3 Certification modes 3.1 Basic certification mode The basic certification mode for compulsory certification of fire alarm products used in public places and residences is. Type test + factory condition document review + after-certification supervision Products produced by enterprises, which meet the conditions of management norms, integrity and law-abiding, and stable product quality, shall be certified in accordance with the basic certification mode. 3.2 Certification requirements based on risk prevention In order to prevent certification risks, the certification body shall, based on the results of the classification management of the manufacturing enterprise, add certification elements based on the factory condition document review, to determine the certification mode that can be applied to the certification client. The classification management requirements of manufacturing enterprises and the relevant requirements for adding certification elements shall be stipulated in the certification implementation detailed-rules by the certification body. 3.3 After-certification supervision The after-certification supervision method shall be one of or various combinations of the three methods. after-certification follow-up inspection, after-certification production or port on-site sampling test or inspection, after-certification on-site sampling test or inspection. In accordance with the requirements of “China Compulsory Certification Implementation Rules - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination”, the certification body shall, based on the results of enterprise classification management, reasonably determine the after-certification supervision requirements. The relevant requirements are stipulated by the certification body in the certification implementation detailed-rules. 4 Division of certification units For the division of certification units, see the relevant regulations in the Attachment “Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products”. CLIENT shall submit a certification entrusting based on the unit division requirements. The same products produced by the same manufacturer and different manufacturing enterprises, or the same products produced by different manufacturers and the same manufacturing enterprise may be classified as the same certification unit. CLIENT shall select on its own the laboratory designated by CNCA (hereinafter referred to as the laboratory) for type test. The laboratory shall sign a type test contract with the CLIENT. The contract shall include the type test plan based on the principle of unit division, sample requirements and quantity, test standard items, laboratory information, charging standards, and charging methods, etc. 6.1.1 Authenticity requirements of type test samples CLIENT shall guarantee that all the samples provided are consistent with actual products. The laboratory shall review the authenticity of the samples provided by CLIENT. When the authenticity of the sample is in doubt, the laboratory shall deal with it in accordance with relevant regulations; and explain the situation to the certification body in time. 6.1.2 Implementation of type test Type test shall be conducted in the laboratory. Laboratory shall conduct the type test to the samples, integrally record the whole test and archive for retaining, so that the test process and results are traceable. The laboratory shall stipulate and publicize the test time limit for each compulsory certification product designated to be tested. If the manufacturing enterprise has the test conditions required by “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results” and by the certification standards, in the implementation detailed-rules, the certification body shall specify the management procedures and specific requirements for the use of testing resources of the manufacturing enterprise. 6.1.3 Type test report Certification body shall specify a unified form of type test report. After the completion of the type test, according to the time limit, the laboratory shall issue a type test report to CLIENT. The type test report shall contain a description of the products and certification-related information involved in the entrusted certification unit. CLIENT shall ensure that, during the after-certification supervision, it can provide a complete and effective type test report to the certification body and law enforcement agencies. 6.1.4 Design appraisal For enterprises with standardized management, integrity and law-abiding, stable product quality, and classified as A and B in enterprise classification management, when they have the corresponding design capabilities and have the basic results of the implementation of design appraisal; they can apply to the certification body to use design appraisal to replace part of the type test items, to confirm the product conformity. CLIENT shall provide the design appraisal report and related materials completed by the manufacturer. The certification body selects competent laboratories to review the provided design appraisal report and related materials. And it shall submit the audit conclusions to the certification body. 6.2 Document review The certification body conducts document review in accordance with the rules and standards for factory inspection of fire protection products. The key points are. (1) Factory information and product information provided by CLIENT; (2) Basic situation of the factory's quality management system; (3) Basic situation of factory organization and function allocation; (4) Characteristics of the certified product and the production process; (5) Materials such as product inspection reports issued by designated laboratories; (6) Information on the certificate of the certified product, and information on the use of related signs (if necessary); (7) Changes in factories and certified products (if necessary), etc. If the document has passed the review, the certification body shall carry out follow-up work in accordance with this Rules and the certification implementation detailed-rules. If the document fails to pass the review, CLIENT shall make amendments, supplements and improvements and submit it again. 6.3 Factory inspection The certification body conducts on-site inspection and evaluation on whether the quality assurance capability of the manufacturing enterprise and the product conformity meet the requirements of the certification rules and standards. 6.3.1 Basic principles The certification body shall clarify the basic requirements for the quality assurance capability of manufacturing enterprise and for the control of product conformity in the certification implementation detailed-rules. The manufacturing enterprise shall, in accordance with the relevant provisions of the certification implementation detailed-rules, establish and implement a system which effectively maintains the enterprise’s quality assurance capability and product conformity control. Maintain the production conditions of fire alarm products. Ensure that product quality, sign, etc. continue to meet the requirements of relevant laws, regulations and standards. Ensure that certified products and related capabilities and conditions continue to meet certification requirements. Manufacturers and manufacturing enterprises shall establish a product sales flow registration system, to truthfully record the product name, batch, specification, quantity, sales destination, etc. body shall clarify the specific requirements for the selection of supervision method in the implementation detailed-rules. CLIENT, manufacturer, and manufacturing enterprise shall cooperate. 7.1 After-certification follow-up inspection 7.1.1 Principles for after-certification follow-up inspection Based on manufacturing enterprise classification management, certification body shall implement the effective follow-up inspection to the certified product and manufacturing enterprise; to validate the quality assurance and product conformity control capabilities of the manufacturing enterprise; to ensure that the certified products are in accordance with standards’ requirements; and maintain the conformity with type test samples. When the after-certification follow-up inspection shall be conducted during the normal production of manufacturing enterprise, priority is given to the method of not notifying the inspected party in advance. For those products that are not continuously manufactured, CLIENT shall actively provide the relevant production plan to certification body, so that the after-certification follow-up inspection can be conducted in an effective way. The after-certification follow-up inspection shall be carried out by factory inspectors. It can be carried out by means of on-site inspection of manufacturing enterprise. 7.1.2 Content of after-certification follow-up inspection In accordance with the certification rules and the requirements of the standards, in the certification implementation detailed-rules, the certification body shall specify the follow-up inspection content on whether the product continues to comply with the compulsory product certification quality assurance capability and product conformity requirements. 7.1.3 Time of after-certification follow-up inspection The certification body shall, on the basis of the classified management of manufacturing enterprise, reasonably determine the follow-up inspection time. It shall be specified in the implementation detailed-rules by the certification body. 7.2 Production or port on-site sampling test or inspection 7.2.1 Principles for production or port on-site sampling test or inspection Production or port on-site sampling test or inspection shall cover certified products. 7.2.2 Content of production or port on-site sampling test or inspection Production or port on-site sampling test. The test of the applicable items of certification basis-standards implemented by the laboratory on samples, after sampling at the production or port site, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. Production or port on-site sampling inspection. The sampling and inspection of certified products at the production or port site by the certification body, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. In the certification implementation detailed-rules, the certification body shall formulate specific requirements for production or port on-site sampling test or inspection. 7.2.3 Other When implementing production on-site sampling test, if the manufacturing enterprise has the testing conditions required by “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results” and by certification standards; then certification body can use the testing resources of the manufacturing enterprise to conduct the test (or witness test) and acknowledge the relevant results. If the manufacturing enterprise does not have the above testing conditions, samples shall be sent to the laboratory for testing. In the certification implementation detailed-rules, the certification body shall clarify the specific requirements and procedures for the sampling test using the testing resources of manufacturing enterprise. 7.3 On-site sampling test or inspection 7.3.1 Principles for on-site sampling test or inspection The on-site sampling test or inspection shall cover the category of the certified product. CLIENT, manufacturer, and manufacturing enterprise shall cooperate and confirm the samples taken from the site. 7.3.2 Content of on-site sampling test or inspection On-site sampling test. The test of the applicable items of certification basis-standards implemented by the laboratory on the samples, after on-site sampling, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. On-site sampling inspection. The inspection of certified products at the site by the certification body, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. In the certification implementation detailed-rules, the certification body shall formulate specific requirements for on-site sampling test or inspection. 7.4 Frequency and time of after-certification supervision Based on manufacturing enterprise classification management, certification body shall adopt different frequencies and methods of after-certification supervision to different types of manufacturing enterprise. The supervision time shall be made in a reasonable way. The relevant requirements are stipulated by the certification body in the certification If the content of the certificate is marked on the certified product and its sales package, it shall be consistent with the content of the certificate. The change of certificate information shall indicate the number of changes. 8.3 Change of certificate After obtaining the certificate, when the content on the certificate changes; or the certified product has technical changes (design, structural parameters, key components/raw materials, etc.) that affect the compliance of the relevant standards; or the factory changes the production conditions, etc., which may affect the production conformity; or other matters specified by the certification body in the certification implementation detailed-rules are changed; or CLIENT requires to extend the scope of product that is covered by the certificate obtained; CLIENT shall submit a request for change to the certification body. Under the premise of controlling risks, the certification body shall actively adopt methods such as “certification before inspection” to confirm changes. When necessary, the certification body may carry out inspections or tests on the change content. Only approved by the certification body can it be changed. The specific requirements are stipulated by the certification body in the certification implementation detailed-rules. 8.4 Certificate’s cancellation, suspension and withdrawal The suspension, cancellation and withdrawal of certificates shall be implemented in accordance with “China Compulsory Certification Management Method”, “Compulsory product certificate cancellation, suspension and withdrawal implementation rules”, and relevant regulations of certification body. Certification body shall determine the classification and scope of the product that does not comply with the certification requirements; and adopt appropriate way to announce information of the certificate which is cancelled, suspended, or withdrawn. 8.5 Use of certificate Use of the certificate shall comply with the requirements of “China Compulsory Certification Management Method”. 9 Certification mark The management and use of certification marks shall comply with the provisions of “China Compulsory Certification Mark Management Requirements”. 10 Product specification and certificate of conformity The product specification and certificate of conformity issued by manufacturer and manufacturing enterprise to the society shall meet the relevant requirements of relevant certification standards; and truly reflect the safety requirements, use requirements of the product, and the conformity of product quality with the certification standards. The parameter content of the product conformity certificate shall be consistent with the certification certificate. 11 Charges The certification body shall specify the charging items, charging standards, charging time limit and related requirements in the implementation detailed-rules; and shall publicize them to the society. The certification body shall agree on the charging matters with CLIENT in the form of a service contract. If the certification charge is collected by the laboratory itself in accordance with relevant regulations, its charging items, charging standards, charging time limit and related requirements shall be publicized to the public. Relevant organizations shall jointly agree on charging matters with CLIENT in the form of service contracts. 12 Certification responsibility The certification body shall be responsible for the certification conclusion. The laboratory shall be responsible for the authenticity of the test samples and for the inspection results and inspection reports. The certification body and the factory inspector shall be responsible for the factory inspection conclusions. CLIENT shall be responsible for the authenticity and legality of the materials and samples submitted by it. 13 Certification implementation detailed-rules According to the principle and requirements of this Implementation Rules, certification body shall formulate scientific, reasonable and feasible certification implementation detailed-rules. Certification implementation detailed-rules shall be publicly announced and implemented, after filed to CNCA. Certification implementation detailed-rules shall at least include the following contents. (1) Selection of certification mode and related requirements; (2) Certification unit division, certification process and time limit requirements; (3) Classification management requirements of manufacturing enterprises; (4) Sample testing requirements and time limit requirements; ......


CNCA-C18-01:2020 CNCA / CCC Serial No.: CNCA-C18-01:2020 CNCA-C18-01-2020 Implementation Rules for Compulsory Product Certification - Fire Alarm Products 火灾报警产品 Issued on: November 30, 2020 Effective on: November 30, 2020 Issued by: Certification and Accreditation Administration of the People’s Republic of China (CNCA) Table of Contents 0 Introduction ... 4  1 Application scope ... 4  2 Certification basis-standards ... 4  3 Certification modes ... 5  3.1 Basic certification mode ... 5  3.2 Certification requirements based on risk prevention ... 5  3.3 After-certification supervision... 5  4 Division of certification units ... 6  5 Certification entrusting ... 6  5.1 Application and acceptance of certification entrusting ... 6  5.2 Certification entrusting materials ... 6  5.3 Implementation arrangement ... 7  6 Certification implementation ... 7  6.1 Type test ... 7  6.2 Document review ... 8  6.3 Factory inspection ... 9  6.4 Adoption of relevant results ... 10  6.5 Certification evaluation and decision ... 10  6.6 Time limit of the certification ... 10  7 After-certification supervision ... 10  7.1 After-certification follow-up inspection ... 11  7.2 Production or port on-site sampling test or inspection ... 11  7.3 On-site sampling test or inspection ... 12  7.4 Frequency and time of after-certification supervision ... 13  7.5 Record of after-certification supervision ... 13  7.6 Acceptance of the results of quality supervision spot checks and fire protection inspections ... 13  7.7 Evaluation on after-certification supervision results ... 13  8 Certificate ... 13  8.1 Maintenance of certificate ... 13  8.2 Content of certificate ... 14  8.3 Change of certificate ... 14  8.4 Certificate’s cancellation, suspension and withdrawal ... 14  8.5 Use of certificate ... 15  9 Certification mark ... 15  10 Product specification and certificate of conformity ... 15  11 Charges ... 15  12 Certification responsibility ... 15  13 Certification implementation detailed-rules ... 16  Attachment: Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products ... 18  0 Introduction This Rules is established based on the safety risk and certification risk of fire alarm products in fire protection products. It stipulates the basic principles and requirements for the implementation of compulsory product certification for fire alarm products used in public places and residences. Its purpose is to ensure that the certified products continue to meet the requirements of laws, regulations and standards. This Rules can be used with other general rules issued by Certification and Accreditation Administration (CNCA), such as “China Compulsory Certification Implementation Rules - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination”, “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results”, “China Compulsory Certification Implementation Rules - Factory Inspection General Requirements”. The certification body shall make implementation detailed-rules for certification according to the general implementation rules and this Rules and implement them accordingly. Manufacturing enterprise shall ensure that their certified products are capable of sustaining the compliance with the certification and are compatible with the requirements of the standards. 1 Application scope This Rules applies to fire alarm products used in public places and residences, mainly including the following types: Point-type smoke fire detector, point-type heat fire detector, manual fire call point, point-type ultraviolet flame detector, special type fire detector, line beam smoke fire detector, fire indicating panel, audible and/or visual fire alarm signaling appliance, fire alarm control unit, fire alarm product for household, independent smoke fire detection alarm. 2 Certification basis-standards The certification basis-standards of this Rules are shown in Attachment "Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products". The latest versions of standards for certification testing issued by the National Standardization Administration shall be executed. When adding or reducing the basis-standards or using other versions of the standards, it shall be implemented 5.3 Implementation arrangement Certification body shall agree with the CLIENT on the relevant responsibilities and arrangement of various aspects of certification implementation. And according to the situation of manufacturing enterprise and classification management AND the requirements of this Rules and certification implementation detailed-rules, DETERMINE the specific program of certification implementation and INFORM CLIENT. 6 Certification implementation The certification body shall establish an information management system suitable for the product certification activities carried out. 6.1 Type test The certification body shall clarify the basic requirements of type test in the certification implementation detailed-rules. It shall include the applicable inspection items, sample sampling/sending requirements, quantity, inspection time limit, key components and raw materials used in the product. It shall clarify conditions and specific requirements for acceptable conformity assessment results. CLIENT shall select on its own the laboratory designated by CNCA (hereinafter referred to as the laboratory) for type test. The laboratory shall sign a type test contract with the CLIENT. The contract shall include the type test plan based on the principle of unit division, sample requirements and quantity, test standard items, laboratory information, charging standards, and charging methods, etc. 6.1.1 Authenticity requirements of type test samples CLIENT shall guarantee that all the samples provided are consistent with actual products. The laboratory shall review the authenticity of the samples provided by CLIENT. When the authenticity of the sample is in doubt, the laboratory shall deal with it in accordance with relevant regulations; and explain the situation to the certification body in time. 6.1.2 Implementation of type test Type test shall be conducted in the laboratory. Laboratory shall conduct the type test to the samples, integrally record the whole test and archive for retaining, so that the test process and results are traceable. The laboratory shall stipulate and publicize the test time limit for each compulsory certification product designated to be tested. If the manufacturing enterprise has the test conditions required by "China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results" and by the certification standards, in the implementation detailed-rules, the certification body shall specify the management procedures and specific requirements for the use of testing resources of the manufacturing enterprise. 6.1.3 Type test report Certification body shall specify a unified form of type test report. After the completion of the type test, according to the time limit, the laboratory shall issue a type test report to CLIENT. The type test report shall contain a description of the products and certification-related information involved in the entrusted certification unit. CLIENT shall ensure that, during the after-certification supervision, it can provide a complete and effective type test report to the certification body and law enforcement agencies. 6.1.4 Design appraisal For enterprises with standardized management, integrity and law-abiding, stable product quality, and classified as A and B in enterprise classification management, when they have the corresponding design capabilities and have the basic results of the implementation of design appraisal; they can apply to the certification body to use design appraisal to replace part of the type test items, to confirm the product conformity. CLIENT shall provide the design appraisal report and related materials completed by the manufacturer. The certification body selects competent laboratories to review the provided design appraisal report and related materials. And it shall submit the audit conclusions to the certification body. 6.2 Document review The certification body conducts document review in accordance with the rules and standards for factory inspection of fire protection products. The key points are: (1) Factory information and product information provided by CLIENT; (2) Basic situation of the factory's quality management system; (3) Basic situation of factory organization and function allocation; (4) Characteristics of the certified product and the production process; (5) Materials such as product inspection reports issued by designated laboratories; cooperate. 7.1 After-certification follow-up inspection 7.1.1 Principles for after-certification follow-up inspection Based on manufacturing enterprise classification management, certification body shall implement the effective follow-up inspection to the certified product and manufacturing enterprise; to validate the quality assurance and product conformity control capabilities of the manufacturing enterprise; to ensure that the certified products are in accordance with standards’ requirements; and maintain the conformity with type test samples. When the after-certification follow-up inspection shall be conducted during the normal production of manufacturing enterprise, priority is given to the method of not notifying the inspected party in advance. For those products that are not continuously manufactured, CLIENT shall actively provide the relevant production plan to certification body, so that the after-certification follow-up inspection can be conducted in an effective way. The after-certification follow-up inspection shall be carried out by factory inspectors. It can be carried out by means of on-site inspection of manufacturing enterprise, remote factory inspection, and “cloud platform” follow-up inspection, etc. 7.1.2 Content of after-certification follow-up inspection In accordance with the certification rules and the requirements of the standards, in the certification implementation detailed-rules, the certification body shall specify the follow-up inspection content on whether the product continues to comply with the compulsory product certification quality assurance capability and product conformity requirements. 7.1.3 Time of after-certification follow-up inspection The certification body shall, on the basis of the classified management of manufacturing enterprise, reasonably determine the follow-up inspection time. It shall be specified in the implementation detailed-rules by the certification body. 7.2 Production or port on-site sampling test or inspection 7.2.1 Principles for production or port on-site sampling test or inspection Production or port on-site sampling test or inspection shall cover certified products. 7.2.2 Content of production or port on-site sampling test or inspection Production or port on-site sampling test:  The test of the applicable items of certification basis-standards implemented by the laboratory on samples, after sampling at the production or port site, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. Production or port on-site sampling inspection: The sampling and inspection of certified products at the production or port site by the certification body, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. In the certification implementation detailed-rules, the certification body shall formulate specific requirements for production or port on-site sampling test or inspection. 7.2.3 Other When implementing production on-site sampling test, if the manufacturing enterprise has the testing conditions required by “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results” and by certification standards; then certification body can use the testing resources of the manufacturing enterprise to conduct the test (or witness test) and acknowledge the relevant results. If the manufacturing enterprise does not have the above testing conditions, samples shall be sent to the laboratory for testing. In the certification implementation detailed-rules, the certification body shall clarify the specific requirements and procedures for the sampling test using the testing resources of manufacturing enterprise. 7.3 On-site sampling test or inspection 7.3.1 Principles for on-site sampling test or inspection The on-site sampling test or inspection shall cover the category of the certified product. CLIENT, manufacturer, and manufacturing enterprise shall cooperate and confirm the samples taken from the site. 7.3.2 Content of on-site sampling test or inspection On-site sampling test: The test of the applicable items of certification basis-standards implemented by the laboratory on the samples, after on-site sampling, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. On-site sampling inspection: The inspection of certified products at the site by the certification body, in accordance with the requirements of the certification rules, standards and certification implementation detailed-rules. “Compulsory product certificate cancellation, suspension and withdrawal implementation rules”, and relevant regulations of certification body. Certification body shall determine the classification and scope of the product that does not comply with the certification requirements; and adopt appropriate way to announce information of the certificate which is cancelled, suspended, or withdrawn. 8.5 Use of certificate Use of the certificate shall comply with the requirements of “China Compulsory Certification Management Method”. 9 Certification mark The management and use of certification marks shall comply with the provisions of "Announcement of the CNCA on the Reform of Compulsory Product Certification Marks" (Announcement No. 10, 2018 of CNCA). 10 Product specification and certificate of conformity The product specification and certificate of conformity issued by manufacturer and manufacturing enterprise to the society shall meet the relevant requirements of relevant certification standards; and truly reflect the safety requirements, use requirements of the product, and the conformity of product quality with the certification standards. The parameter content of the product conformity certificate shall be consistent with the certification certificate. 11 Charges The certification body shall specify the charging items, charging standards, charging time limit and related requirements in the implementation detailed-rules; and shall publicize them to the society. The certification body shall agree on the charging matters with CLIENT in the form of a service contract. If the certification charge is collected by the laboratory itself in accordance with relevant regulations, its charging items, charging standards, charging time limit and related requirements shall be publicized to the public. Relevant organizations shall jointly agree on charging matters with CLIENT in the form of service contracts. 12 Certification responsibility The certification body shall be responsible for the certification conclusion. The laboratory shall be responsible for the authenticity of the test samples and for the inspection results and inspection reports. The certification body and the factory inspector shall be responsible for the factory inspection conclusions. CLIENT shall be responsible for the authenticity and legality of the materials and samples submitted by it. 13 Certification implementation detailed-rules According to the principle and requirements of this Implementation Rules, certification body shall formulate scientific, reasonable and feasible certification implementation detailed-rules. Certification implementation detailed-rules shall be publicly announced and implemented, after filed to CNCA. Certification implementation detailed-rules shall at least include the following contents: (1) Selection of certification mode and related requirements; (2) Certification unit division, certification process and time limit requirements; (3) Classification management requirements of manufacturing enterprises; (4) Sample testing requirements and time limit requirements; (5) Certification entrusting materials and related requirements; (6) Requirements for factory condition document review and time limit requirements; (7) Requirements for factory condition on-site inspection and time limit requirements; (8) After-certification supervision requirements and time limit requirements; (9) Requirements for certification changes; (10) Requirements for key components and raw materials; (11) Charge basis and related requirements; (12) Process and time limit requirements related to technical disputes and appeals; (13) Relevant requirements for CLIENT, certification body and laboratory to implement "Regulations on the Supervision and Administration of Fire Protection Products"; ......


CNCA-C18-01:2014 Serial No.: CNCA-C18-01:2014 CNCA-C18-01-2014 China Compulsory Certification Implementation Rules - Fire alarm products 火灾报警产品 Issued on: May 30, 2014 Effective on: September 1, 2014 Issued by: Certification and Accreditation Administration of the People’s Republic of China (CNCA) Table of Contents 0 Introduction ... 4  1 Application scope ... 4  2 Certification basis-standards ... 4  3 Certification modes ... 5  4 Division of certification units ... 5  5 Certification entrusting ... 5  5.1 Application and acceptance of certification entrusting ... 5  5.2 Application materials ... 6  5.3 Implementation arrangement ... 6  6 Certification implementation ... 6  6.1 Type test ... 6  6.2 Enterprise quality assurance capability and product consistency inspection (initial factory inspection) ... 7  6.3 Certification evaluation and decision ... 8  6.4 Time limit of the certification ... 8  7 After-certification supervision ... 8  7.1 After-certification production on-site sampling test or inspection ... 9  7.2 After-certification follow-up inspection ... 10  7.3 After-certification field-of-use sampling test or inspection ... 10  7.4 Frequency and time of after-certification supervision ... 11  7.5 Record of after-certification supervision ... 11  7.6 Evaluation of after-certification supervision results ... 11  8 Certificate ... 11  8.1 Maintenance of certificate ... 11  8.2 Content of certificate ... 11  8.3 Change / extension of certificate ... 12  8.4 Certificate’s cancellation, suspension and withdrawal ... 12  8.5 Use of certificate ... 12  9 Certification mark... 12  9.1 Mark style ... 12  9.2 Use requirements ... 13  10 Charges ... 13  11 Certification responsibility ... 13  12 Certification implementation detailed-rules ... 13  Attachment: Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products ... 15  0 Introduction This Rules follows the basic requirements of laws and regulations for market access of fire protection products; is formulated based on the safety risk and certification risk of fire alarm products; stipulates the basic principles and requirements for the implementation of compulsory product certification for fire alarm products. This Rules can be used with other general rules issued by Certification and Accreditation Administration (CNCA), such as “China Compulsory Certification Implementation Rules - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination”, “China Compulsory Certification Implementation Rules - Utilization of Manufacturing Enterprise Testing Resource and Other Certification Results”, “China Compulsory Certification Implementation Rules - Factory Inspection General Requirements”. The certification body shall make implementation detailed-rules for certification according to the general implementation rules and this Rules and implement them accordingly. Manufacturing enterprise shall ensure that their certified products are capable of sustaining the compliance with the certification and are compatible with the requirements of the standards. 1 Application scope This Rules applies to fire alarm products, including the following product categories: Point type smoke fire detector, point type heat fire detector, independent smoke fire detection alarm, manual fire call point, point type ultraviolet flame detector, special type fire detector, line beam smoke fire detector, alarm system for electric fire prevention, fire indicating panel, audible and / or visual fire alarm signaling appliances, fire alarm control unit, automatic control system equipment for fire protection, control unit for fire rolling shutters, line type heat fire detector, fire alarm product for household, remote-monitoring product of urban fire protection, combustible gas alarm product, fire emergency lighting and evacuate indicating product, fire safety sign, fire alarm receiving and dispatching equipment, 119 fire alarm device, and fire vehicles real-time control devices. 2 Certification basis-standards The certification basis-standards are shown in Attachment "Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products". The latest versions of the above standards issued by the National Standardization Administration shall be executed. When it is necessary to use other versions of the standards, they shall be implemented in accordance with the announcements issued by the CNCA that apply to the requirements of relevant standards. 3 Certification modes The basic certification mode for compulsory certification of fire alarm products is: Type test + enterprise quality assurance capability and product consistency inspection + after-certification production on-site sampling test or inspection; Certification body shall, in accordance with requirements of “China Compulsory Certification Implementation Rules - Manufacturing Enterprise Classification Management, Certification Mode Selection and Determination”, implement classification management of manufacturing enterprises. In combination with classification management results, on the basis of basic certification mode, it shall also add relevant elements such as after-certification follow-up inspection and after-certification field-of-use sampling test or inspection as appropriate, so as to determine the certification mode suitable for certification client. [TRANSLATOR NOTE is not part of this Rules. Translator note: “certification client”, the counterpart of certification body, refers to the Applicant / Manufacturer or its proxy (Power of Attorney). For ease of reading, hereinafter abbreviated as “CLIENT”]. 4 Division of certification units In principle, products of the same producer (manufacturer), the same manufacturing enterprise (factory), the same category, and the same main circuit design are one certification unit. CLIENT shall submit a certification entrusting based on the unit division principles. For the division of certification units, see Attachment "Compulsory Certification Unit Division and Basis-Standards - Fire Alarm Products". 5 Certification entrusting 5.1 Application and acceptance of certification entrusting CLIENT must put forward the certification entrusting to the certification body, in an appropriate way. Certification body shall process the certification entrusting; and feedback the acceptance or rejection according to the time limit in the certification implementation detailed-rules. When the requirements of national laws and regulations and relevant industrial policies The type test items of fire alarm products shall be the items specified in the certification basis-standards. 6.1.3 Implementation of type test The type test shall be completed in the laboratory designated by CNCA. Laboratory shall conduct the type test to the samples, integrally record the whole test and archive for retaining, so that the test process and results are traceable. 6.1.4 Report of type test Certification body shall specify a unified form of type test report. After the type test is completed, the laboratory shall issue a type test report to the certification body and the CLIENT in time. The test report shall contain a description of all product and certification-related information in the application unit. The CLIENT shall ensure that, during the after-certification supervision, a complete and valid type test report can be provided to the certification body and the law enforcement agency. 6.2 Enterprise quality assurance capability and product consistency inspection (initial factory inspection) After passing the type test, the enterprise quality assurance capability and product consistency inspection can be carried out. 6.2.1 Basic principles The certification body shall clarify the basic requirements for the quality assurance capability of producer / manufacturing enterprise and for the control of product consistency in the certification implementation detailed-rules. The CLIENT and producer / manufacturing enterprise shall, in accordance with the relevant provisions of the certification implementation detailed-rules, establish and implement a system which effectively maintains the enterprise’s quality assurance capability and product consistency control. Maintain the production conditions of fire alarm products. Ensure that product quality, sign, identification etc. continue to meet the requirements of relevant laws, regulations and standards. Ensure that certified products continue to meet certification requirements. Producer / manufacturing enterprise shall establish a product production and sales flow registration system, to truthfully record the product name, batch, specification, quantity, sales destination, etc. The certification body shall conduct compliance inspections on the quality assurance capability of producer / manufacturing enterprise and the control of product consistency. For certified producers / manufacturing enterprises, the certification body may make appropriate adjustments to the timing and content of the quality assurance capability and product consistency inspection of the enterprise; clarify them in the certification implementation detailed-rules. 6.2.2 Requirements of enterprise quality assurance capability inspection The certification body shall appoint compulsory product certification inspectors with national registration qualifications to form an inspection team. In accordance with "General requirements for factory inspection of fire products" (GA 1035) and the relevant requirements of certification implementation detailed-rules, it shall conduct the quality assurance capability inspection of producer / manufacturing enterprise. The inspection shall cover all manufacturing enterprises involved in the certification unit. When necessary, the certification body may conduct extended inspections at places other than the manufacturing enterprise. 6.2.3 Requirements of product consistency inspection The certification body randomly selects products entrusted for certification from the qualified products confirmed by the producer / manufacturing enterprise; according to "Requirements for fire products consistency inspection" (GA 1061) and the relevant requirements of the certification implementation detailed-rules, conducts product consistency inspection. 6.3 Certification evaluation and decision The certification body conducts a comprehensive evaluation of the conclusions and related materials / information of type test, enterprise quality assurance capability and product consistency inspection AND makes certification decisions. If the certification requirements are met, a certificate will be issued. If there is a nonconformity conclusion, the certification body will not approve the certification entrusting; the certification will be terminated. 6.4 Time limit of the certification The certification body shall clearly stipulate the time limit of each link of the certification; ensure that the relevant work is completed within the time limit. CLIENT must actively cooperate with the certification activities. Under normal circumstances, within 90 days from the acceptance of the certification entrusting, a certification certificate shall be issued to CLIENT. If the certification basis-standards have special requirements on the test items and the required time, the certification body shall specify the product test time limit in the certification implementation detailed-rules. 7 After-certification supervision After-certification supervision refers to the supervision implemented by the certification 7.2 After-certification follow-up inspection 7.2.1 Principles Based on manufacturing enterprise classification management, certification body shall implement the effective follow-up inspection to the certified product and its producer / manufacturing enterprise; to verify that the quality assurance capability of producer / manufacturing enterprise continues to meet the certification requirements; ensure that the certified products continue to meet the standard requirements and maintain the consistency with the type test samples. When the after-certification follow-up inspection shall be conducted during the normal production of producer / manufacturing enterprise, priority is given to the method of not notifying the inspected party in advance. For those products that are not continuously manufactured, CLIENT shall provide the relevant production plan to certification body, so that the after-certification follow-up inspection can be conducted in an effective way. If the after-certification supervision is implemented by means of after-certification follow-up inspection, CLIENT, producer, and manufacturing enterprise shall cooperate. 7.2.2 Content In accordance with "China Compulsory Certification Implementation Rules - Factory Quality Assurance Capability Requirements", "General requirements for factory inspection of fire products" (GA 1035), and "Requirements for fire products consistency inspection" (GA 1061), the certification body shall specify in the certification implementation detailed-rules the content, requirements, and handling methods under special circumstances for after-certification follow-up inspection. 7.3 After-certification field-of-use sampling test or inspection 7.3.1 Principles After-certification field-of-use sampling test or inspection shall cover the certified products in a certain proportion. If the after-certification supervision is implemented by means of after-certification field-of-use sampling test or inspection, CLIENT, producer, and manufacturing enterprise shall cooperate and confirm the samples taken from the field of use. 7.3.2 Content After-certification field-of-use sampling test: The test implemented by the designated laboratory after sampling in the field of use in accordance with the requirements of the certification basis-standards and implementation detailed-rules. After-certification field-of-use sampling inspection: The inspection of fire alarm products by the certification body in the field of use according to "Rules for field inspection and judgement of fire products" (GA 588), "Requirements for fire products consistency inspection" (GA 1061), and the requirements of the certification implementation detailed-rules. The certification body shall specify in the certification implementation detailed-rules the content, requirements, and handling methods under special circumstances for after-certification field-of-use sampling test or inspection. 7.4 Frequency and time of after-certification supervision Based on manufacturing enterprise classification management, certification body shall adopt different frequencies of after-certification supervision to different types of manufacturing enterprise. The supervision time shall be made in a reasonable way. The specific principles shall be specified in the certification implementation detailed-rules. 7.5 Record of after-certification supervision The certification body shall record and archive the whole process of after-certification supervision, to ensure the traceability of the certification process and results. 7.6 Evaluation of after-certification supervision results The certification body conducts a comprehensive evaluation of the sampling test / inspection conclusions and relevant materials / information. If the evaluation is PASS, it may continue to maintain the certificate and use of certification mark. If the evaluation is Not-PASS, certification body shall cancel / suspend / revoke the certificate according to the corresponding situations; and announce it publicly. 8 Certificate 8.1 Maintenance of certificate The validity period of the certificate covered by this Rules is 5 years. Within the valid period, the validity of the certificate is maintained by depending on the “after-certification supervision” of the certification body. Before the certificate is expired, if it needs to continue to use, CLIENT shall put forward the certification entrusting within 90 days before the expiry date. If the newest “after-certification supervision”, within the certificate validity, is PASS, then certification body shall directly renew the certificate after receiving the certification entrusting. 8.2 Content of certificate The content of the certificate shall comply with the requirements of Article 21 of "China 9.2 Use requirements The certification mark shall generally be applied to the obvious position of the product. The certification body shall specify the specific requirements in the certification implementation detailed-rules. 10 Charges Certification fees are charged by the certification body and laboratory in accordance with the national regulations on compulsory product certification changes. In accordance with the national regulations on the number of man-days for initial factory inspection and after-certification supervision and review in the charging standards for compulsory product certification, the certification body shall reasonably determine the specific number of man-days charged. 11 Certification responsibility The certification body shall be responsible for the certification conclusion. The laboratory shall be responsible for the testing results and inspection reports. The certification body and its appointed factory inspectors shall be responsible for the conclusion of the factory inspection. CLIENT shall be responsible for the authenticity and legality of the materials and samples submitted by it. 12 Certification implementation detailed-rules According to the principle and requirements of this Implementation Rules, certification body shall formulate scientific, reasonable and feasible certification implementation detailed-rules. Certification implementation detailed-rules shall be publicly announced and implemented, after filed to CNCA. Certification implementation detailed-rules shall at least include the following contents: (1) Requirements for certification process and time limit; (2) Selection of certification mode and related requirements; (3) Requirements for classification management of manufacturing enterprises; (4) Certification entrusting materials and related requirements; (5) Requirements for type test; ......