CNCA C11-09-2014 PDF English
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China Compulsory Certification Implementation Rules - vehicle interior parts
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CNCA C11-09-2014: China Compulsory Certification Implementation Rules - vehicle interior parts---This is an excerpt. Full copy of true-PDF in English version (including equations, symbols, images, flow-chart, tables, and figures etc.), auto-downloaded/delivered in 9 seconds, can be purchased online: https://www.ChineseStandard.net/PDF.aspx/CNCAC11-09-2014
CNCA / CCC
Serial No.. CNCA-C11-09.2014
CNCA-C11-09-2014
China Compulsory Certification Implementation Rules -
Automotive interiors
Issued on. AUGUST 21, 2014
Implemented on. JANUARY 01, 2015
Issued by. Certification and Accreditation Administration of the People's
Republic of China
He is now the Sales Manager (Founder and Managing Director) at
expertise and hands-on working experiences, through his then-employment as
“China Certification Program Manager” at BlackBerry Beijing, and “Product
Safety & Compliance (PS&C) Manager” at Motorola Singapore.
- CNCA / China Compulsory Certification (CCC) regulations.
- Hands-on program experience with regulator CNCA for CCC mark’s
compliance, approval and management.
- Was an authorized representative by then-employer BlackBerry (RIM)
to liaise with Chinese regulators, authorities, certification bodies and
designated laboratories – including CNCA, CQC, Beijing
Communication Authority, Beijing Administration of Quality Supervision
Inspection and Quarantine.
- Hands-on program experience with certification body CQC for
“certification entrusting”, type test, initial factory audit, regular / annual
factory audit (i.e. the “after-certification supervision” in this Rules).
- Manage, plan, guide and site-visit the global factories / suppliers’ global
factories (i.e. the “manufacturing enterprises” in this Rules) in North
America, Europe and China for CQC initial factory audit and regular
annual factory audit (after-certification supervision).
- ISO Process Auditor, certified by Motorola USA & Motorola Singapore
- PMP, certified by Project Management Institute USA.
Lead time to deliver. < 2 hours in office time; < 10 hours in off-office time.
Table of Contents
0 Introduction... 4
1 Application scope... 4
2 Certification standards... 4
3 Certification modes... 5
4 Classification of certification units... 5
5 Certification entrusting... 6
6 Certification implementation... 7
7 After-certification supervision... 10
8 Certificate... 12
9 Certification marks... 14
10 Charges... 14
11 Certification responsibility... 14
12 Certification implementation detailed-rules... 15
Attachment 1.Product description of automotive interiors... 16
Attachment 2.Production conformity requirements... 18
Appendix 1.Factory quality assurance capability requirements... 20
Attachment 3.Certification implementation of service parts for the after-sales
maintenance for discontinued vehicles... 26
1 Application scope
This Rules applies to the automotive interiors that are installed on the following
position in the M-, N-, O-type vehicles, made of organic materials and organic
composite materials, and that conform to the sample-size requirements of 6.1.2 in this
Rules.
(1) The automotive interiors in passenger compartment, cockpit and luggage
compartment;
(2) Soundproofing, heat insulation interiors used by engine compartment or other
heat sources.
Due to the changes in the law, regulations or related product standards, technology,
industry policies and other causes which may change the applicable scope, the
announcement released by CNCA shall be final and conclusive.
2 Certification standards
GB 8410 Flammability of automotive interiors materials
In principle, the latest version of above standard that are issued by the National
Standardization Administration shall be executed. When other versions are required to
use, then it shall be executed according to the applicable relevant standards issued by
the State Certification and Accreditation Administration (CNCA).
3 Certification modes
The basic certification mode of implementing the China Compulsory Certification for
automotive interiors is.
Type test + initial factory inspection + after-certification supervision;
Above “After-certification supervision” refers to 1 of the 3 modes –
after-certification follow-up inspection, factory on-site sampling test, or
sampling test in the market.
The certification body shall follow the requirements of “China Compulsory Certification
Implementation Rules - Manufacturing Enterprise Classification Management,
Certification Mode Selection and Determination” to carry out the classification
management to manufacturing enterprise; consider the results of classification
management; on the basis of basic certification mode, appropriately increase the
combination of supervision mode after certification, so as to determine the certification
mode that is applicable to certification client.[TRNASLATOR NOTE is not part of this
Rules. Translator note. “certification client”, the counterpart of certification body, refers
to the Applicant / Manufacturer or its proxy (Power of Attorney). For ease of reading,
hereinafter abbreviated as “CLIENT”].
4 Classification of certification units
In principle, “automotive interiors” products of the same-function, produced by the
same-producer (manufacturer) and same-manufacturing enterprise (location), and
having no significant difference in the following aspects could be classified as one
certification unit.
(1) The structure of automotive interiors (number of plies or chunks);
(2) The texture, thickness and processing technology of each layer of materials;
(3) The connection mode between plies (or chunks).
In principle, CLIENT shall put forward the certification entrusting based on the
principle of unit classification. It may include multiple “models (or specifications)”
products in a same-unit. Same-model refers to those products of which the design has
no impact to standard compliance.
5 Certification entrusting
5.1 Application and acceptance of certification entrusting
CLIENT must put forward the certification entrusting to the certification body, in an
appropriate way. Certification body shall process the certification entrusting; and
feedback the acceptance or rejection according to the time limit in the certification
implementation rules.
5.2 Application materials
The certification body shall, in accordance with the laws and regulations, standards
and other requirements, specify the checklist of application materials in the
implementation detailed-rules. It shall at least includes certification application form or
contract, registration certificates of the CLIENT and manufacturer, “Product
description of automotive interiors” (Attachment 1), “Production conformity control
plan” (compiled according to Attachment 2), etc.
6 Certification implementation
6.1 Type test
6.1.1 Type test plan
Certification body shall formulate the type test plan, after auditing the materials. And
INFORM the CLIENT. CLIENT may voluntarily select the designated laboratory.
Type test plan includes all samples’ requirements and quantity, test standard items,
laboratory information etc.
6.1.2 Sample requirements of type test
In general, according to the requirements of certification body, samples of type test
shall be submitted by the CLIENT with representative samples for test. When
necessary, certification body may adopt on-site sampling / seal-samples method to
obtain the samples.
6.1.3 Items of type test
Items of type test are those compulsory clauses that are applicable to the
corresponding standards in Clause 2 of this Rules, in which.
6.1.4 Implementation of type test
Type test shall be conducted in the laboratory designated by CNCA. Laboratory shall
conduct the type test to the samples, integrally record the whole test and archive for
retaining, so that the test process and results are traceable.
6.1.5 Type test report
Certification body shall specify a unified form of the type test report.
After the type test is completed, the laboratory shall, in time, provide the type test
reports to certification body and CLIENT. CLIENT shall ensure that it is able to provide
the complete and valid type test report to certification body and laws enforcement
authorities during the after-certification supervision.
6.2 Initial factory inspection
Initial factory inspection is that the certification body evaluates if the factory’s
production conformity control system is able to comply with the certification
requirements. It is according to mode “Production conformity control plan auditing +
Production conformity factory on-site inspection”.
6.2.1 Basic principle
Factory shall, according to the requirements in Attachment 2 of this Rules, establish,
implement and continuously maintain the production conformity control system, so as
to ensure that the products can continuously meet the certification requirements.
6.2.2 Inspection requirements
Factory shall formulate the production conformity control plan according to the
requirements in Attachment 2, and submit to certification body for auditing.
Certification body shall inform the auditing results to the factory.
6.2.3 Production conformity factory on-site inspection
In general, after the type test and the production conformity control plan auditing are
qualified, it shall conduct factory on-site inspection.
Certification body shall delegate the inspectors, who are State-registered and
qualified inspectors for China Compulsory Certification, to form the inspection team to
conduct the factory on-site inspection. When inspecting, manufacturing enterprise
shall have the products running in production. If necessary, certification body may
conduct extended inspection to the field and site other than the manufacturing
enterprise [Translator note. This means that Certification Body may inspect / audit the
part / component / material suppliers of the manufacturing enterprise. For example, if
the manufacturing enterprise only carry out the “final assembly”, Certification Body
may likely need to inspect / audit the critical components / sub-assembly supplier].
7 After‐certification supervision
After-certification supervision refers to the supervision implemented to the certified
product and manufacturing enterprise. Certification body shall consider the
classification management and actual situation of the manufacturing enterprise, and
clarify the specific requirements for selecting the method of after-certification
supervision in certification implementation detailed-rules.
7.1 After-certification follow-up inspection
7.1.1 Principles for after-certification follow-up inspection
Certification body shall implement the effective follow-up inspection to the certified
product and manufacturing enterprise, so as to validate that the quality assurance
capacity of the manufacturing enterprise can continuously comply with the certification
requirements; and ensure that the certified products are in accordance with standards’
requirements; and maintain the conformity with type test samples.
7.1.2 Content of after-certification follow-up inspection
Certification body shall ensure that the certification risk is under control; establish the
details on after-certification follow-up inspection, according to Attachment 2; and
clarify them clearly in certification implementation details.
7.2 Factory on-site sampling testing
7.2.1 Principles of factory on-site sampling test
If it adopts “factory on-site sampling test” to implement the after-certification
supervision, then CLIENT, manufacturer and manufacturing enterprise shall
cooperate.
7.2.2 Contents of factory on-site sampling test
Certification body shall formulate the contents and requirements of factory on-site
sampling test in the certification implementation details. Certification body shall
formulate the sampling test plan based on the enterprise classification principles and
product characteristics. Designated personnel will take the samples from the qualified
products (including production line, warehouse or sea-port / airport etc.) according to
sampling test plan.
If the manufacturing enterprise is qualified with “China Compulsory Certification
Implementation Rules – Utilization of Manufacturing Enterprise Testing Resource and
Other Certification Results” and other testing conditions for certification standard
requirements, then certification body can use the testing resources of the
8 Certificate
8.1 Maintenance of the certificate
This Rules covers the 5 year valid period of product certificate. Within the valid period,
the validity of the certificate is maintained by depending on the “after-certification
supervision” of the certification body.
Before the certification is expired, if it needs to continue to use, CLINET shall put
forward the certification entrusting within 90 days before the expiry date. If the newest
“after-certification supervision”, within the certificate validity, is PASS, then certification
body shall directly renew the certificate.
8.2 Contents of the certificate
If the certified product and selling package are printed with the content contained in
the certificate, it shall be consistent with the content in the certificate. For change of
certificate, it shall indicate the version of change so as to clearly display the number of
changes for this product.
8.3 Change of the certificate
After certification, when.
1) the content in certificate is changed; or
2) the certified product had technical changes (design, structure parameters,
critical components / materials etc.) which affect the compliance with relevant
standards; or
3) the factory changes production conformity control plan, production conditions
etc. which affect the production conformity; or
4) other item, that was specified by the certification body in the certification
implementation details, is changed; [Translator note. The original text is
reformatted to items 1) – 4), for ease of reading]
CLIENT shall put forward a “change” entrusting to certification body. Only after the
approval of certification body, may the change be implemented.
7.2.2 of this Rules.
If it meets the requirements, the change is approved. If renewal certificate is required,
the new certificate’s serial number and approval validity date shall be, in principle,
maintained unchanged; and indicate the approval date for change. If renewal
certificate is not required, the change confirmation shall be issued; and indicate the
change content and approval date for change.
9 Certification marks
The management and use of certification marks shall comply with the provisions of
“China Compulsory Certification management method”.
9.1 Mark style permitted to use
The certified automotive interiors shall use Safety-type (S) certification mark. The
style is as follows.
9.2 Use requirements
It may adopt the standard-specification certification marks that are unified-ly
printed by CNCA or non-standard-specification printed/molded certification
marks. The marks shall be applied at appropriate position of main-body of the
certification product or on the smallest-packaging.
When adopting non-standard-specification printed/molded certification marks, the
marks shall be preserved permanently. The mark shall be easily seen without
damaging the vehicle and the certified products. According to the characteristic of the
product and process, the printing or molding marks can be completed in any stage of
the product production.
......
Source: Above contents are excerpted from the full-copy PDF -- translated/reviewed by: www.ChineseStandard.net / Wayne Zheng et al.
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